Totem and Taboo E-Book

Sigmund Freud

• Herausgeber: E-BOOKARAMA
• Kategorie: Geisteswissenschaft
• Sprache: Englisch
• Veröffentlichungsjahr: 2024

Beschreibung

Sigmund Freud attempted to give a psychoanalysis into the minds of people and neurosis. In his book, "Totem and Taboo", he proposes that all modern forms of socialization are shaped by the primitive culture of origin. In addition to that, he states that all behaviors of conformity spring from a common primitive form. Generally, a totem is a symbol that is common to a group of people. Typically, members who are of the same totem are prohibited from breeding. In this book, Freud argues that these simplistic societies would simply have had no way of knowing the physiological effects of incest. Instead, Freud argues that these primitive societies are driven by something else. Thus, Freud instigated a study into these groups and came up with conclusions. In the book, he also has something to say about how modern and monotheistic religions came into being. His theories have been heavily criticized, and have been a source of major controversies since they were first put forward. In this light, there is a need for closer examination.

Published in 1913, "Totem and Taboo" is now considered a classic anthropological text that even if factually dubious is still very inspiring for the manner in which it engages culture and the collective psyche.

Leseprobe

Sigmund Freud

Totem and Taboo

Table of contents

TOTEM AND TABOO

Author’s Preface

Translator’s Introduction

CHAPTER 1. THE SAVAGE’S DREAD OF INCEST

CHAPTER 2. TABOO AND THE AMBIVALENCE OF EMOTIONS

1

2

3

4

CHAPTER 3. ANIMISM, MAGIC AND THE OMNIPOTENCE OF THOUGHT

1

2

3

4

CHAPTER 4. THE INFANTILE RECURRENCE OF TOTEMISM

1

2

3

4

5

6

7

Notes

TOTEM AND TABOO

Sigmund Freud

Author’s Preface

THE essays treated here appeared under the subtitle of this book in the first numbers of the periodical Imago edited by me. They represent my first efforts to apply view-points and results of psychoanalysis to unexplained problems of racial psychology. In method this book contrasts with that of W. Wundt and the works of the Zurich Psychoanalytic School. The former tries to accomplish the same object through assumptions and procedures from non-analytic psychology, while the latter follow the opposite course and strive to settle problems of individual psychology by referring to material of racial psychology 1 . I am pleased to say that the first stimulus for my own works came from these two sources.

I am fully aware of the shortcomings in these essays. I shall not touch upon those which are characteristic of first efforts at investigation. The others, however, demand a word of explanation. The four essays which are here collected will be of interest to a wide circle of educated people, but they can only be thoroughly understood and judged by those who are really acquainted with psychoanalysis as such. It is hoped that they may serve as a bond between students of ethnology, philology, folklore and of the allied sciences, and psychoanalysts; they cannot, however, supply both groups the entire requisites for such co-operation. They will not furnish the former with sufficient insight into the new psychological technique, nor will the psychoanalysts acquire through them an adequate command over the material to be elaborated. Both groups will have to content themselves with whatever attention they can stimulate here and there and with the hope that frequent meetings between them will not remain unproductive for science.

The two principal themes, totem and taboo, which give the name to this small book are not treated alike here. The problem of taboo is presented more exhaustively, and the effort to solve it is approached with perfect confidence. The investigation of totemism may be modestly expressed as: “This is all that psychoanalytic study can contribute at present to the elucidation of the problem of totemism.” This difference in the treatment of the two subjects is due to the fact that taboo still exists in our midst. To be sure, it is negatively conceived and directed to different contents, but according to its psychological nature, it is still nothing else than Kant’s ‘Categorical Imperative’, which tends to act compulsively and rejects all conscious motivations. On the other hand, totemism is a religio-social institution which is alien to our present feelings; it has long been abandoned and replaced by new forms. In the religions, morals, and customs of the civilized races of to-day it has left only slight traces, and even among those races where it is still retained, it has had to undergo great changes. The social and material progress of the history of mankind could obviously change taboo much less than totemism.

In this book the attempt is ventured to find the original meaning of totemism through its infantile traces, that is, through the indications in which it reappears in the development of our own children. The close connection between totem and taboo indicates the further paths to the hypothesis maintained here. And although this hypothesis leads to somewhat improbable conclusions, there is no reason for rejecting the possibility that it comes more or less near to the reality which is so hard to reconstruct.

Translator’s Introduction

WHEN one reviews the history of psychoanalysis 2 one finds that it had its inception in the study of morbid mental states. Beginning with the observation of hysteria and the other neuroses 3 Professor Freud gradually extended his investigations to normal psychology and evolved new concepts and new methods of study. The neurotic symptoms were no longer imaginary troubles the nature of which one could not grasp, but were conceived as mental and emotional maladjustments to one’s environment. The stamp of degeneracy impressed upon neurotics by other schools of medicine was altogether eradicated. Deeper investigation showed conclusively that a person might become neurotic if subjected to certain environments, and that there was no definite dividing line between normal and abnormal. The hysterical symptoms, obsessions, doubts, phobias, as well as hallucinations of the insane, show the same mechanisms as those similar psychic structures which one constantly encounters in normal persons in the form of mistakes in talking, reading, writing, forgetting 4 , dreams and wit. The dream, always highly valued by the populace, and as much despised by the educated classes, has a definite structure and meaning when subjected to analysis. Professor Freud’s monumental work, The Interpretation of Dreams5 , marked a new epoch in the history of mental science. One might use the same words in reference to his profound analysis of wit 6.

Faulty psychic actions, dreams and wit are products of the unconscious mental activity, and like neurotic or psychotic manifestations represent efforts at adjustment to one’s environment. The slip of the tongue shows that on account of unconscious inhibitions the individual concerned is unable to express his true thoughts; the dream is a distorted or plain expression of those wishes which are prohibited in the waking states, and the witticism, owing to its veiled or indirect way of expression, enables the individual to obtain pleasure from forbidden sources. But whereas dreams, witticisms, and faulty actions give evidences of inner conflicts which the individual overcomes, the neurotic or psychotic symptom is the result of a failure and represents a morbid adjustment.

The aforementioned psychic formations are therefore nothing but manifestations of the struggle with reality, the constant effort to adjust one’s primitive feelings to the demands of civilization. In spite of all later development the individual retains all his infantile psychic structures. Nothing is lost; the infantile wishes and primitive impulses can always be demonstrated in the grown-up and on occasion can be brought back to the surface. In his dreams the normal person is constantly reviving his childhood, and the neurotic or psychotic individual merges back into a sort of psychic infantilism through his morbid productions. The unconscious mental activity which is made up of repressed infantile material for ever tries to express itself. Whenever the individual finds it impossible to dominate the difficulties of the world of reality there is a regression to the infantile, and psychic disturbances ensue which are conceived as peculiar thoughts and acts. Thus the civilized adult is the result of his childhood or the sum total of his early impressions; psychoanalysis thus confirms the old saying: The child is father to the man.

It is at this point in the development of psychoanalysis that the paths gradually broadened until they finally culminated in this work. There were many indications that the childhood of the individual showed a marked resemblance to the primitive history or the childhood of races. The knowledge gained from dream analysis and phantasies 7, when applied to the productions of racial phantasies, like myths and fairy tales, seemed to indicate that the first impulse to form myths was due to the same emotional strivings which produced dreams, fancies and symptoms 8 . Further study in this direction has thrown much light on our great cultural institutions, such as religion, morality, law and philosophy, all of which Professor Freud has modestly formulated in this volume and thus initiated a new epoch in the study of racial psychology.

I take great pleasure in acknowledging my indebtedness to Mr Alfred B. Kuttner for the invaluable assistance he rendered in the translation of this work.

A. A. BRILL.

CHAPTER 1. THE SAVAGE’S DREAD OF INCEST

PRIMITIVE man is known to us by the stages of development through which he has passed: that is, through the inanimate monuments and implements which he has left behind for us, through our knowledge of his art, his religion and his attitude towards life, which we have received either directly or through the medium of legends, myths and fairy tales; and through the remnants of his ways of thinking that survive in our own manners and customs. Moreover, in a certain sense he is still our contemporary: there are people whom we still consider more closely related to primitive man than to ourselves, in whom we therefore recognize the direct descendants and representatives of earlier man. We can thus judge the so-called savage and semi-savage races; their psychic life assumes a peculiar interest for us, for we can recognize in their psychic life a well-preserved, early stage of our own development.

If this assumption is correct, a comparison of the ‘Psychology of Primitive Races’ as taught by folklore, with the psychology of the neurotic as it has become known through psychoanalysis will reveal numerous points of correspondence and throw new light on subjects that are more or less familiar to us.

For outer as well as for inner reasons, I am choosing for this comparison those tribes which have been described by ethnographists as being most backward and wretched: the aborigines of the youngest continent, namely Australia, whose fauna has also preserved for us so much that is archaic and no longer to be found elsewhere.

The aborigines of Australia are looked upon as a peculiar race which shows neither physical nor linguistic relationship with its nearest neighbours, the Melanesian, Polynesian and Malayan races. They do not build houses or permanent huts; they do not cultivate the soil or keep any domestic animals except dogs; and they do not even know the art of pottery. They live exclusively on the flesh of all sorts of animals which they kill in the chase, and on the roots which they dig. Kings or chieftains are unknown among them, and all communal affairs are decided by the elders in assembly. It is quite doubtful whether they evince any traces of religion in the form of worship of higher beings. The tribes living in the interior who have to contend with the greatest vicissitudes of life owing to a scarcity of water, seem in every way more primitive than those who live near the coast.

We surely would not expect that these poor naked cannibals should be moral in their sex life according to our ideas, or that they should have imposed a high degree of restriction upon their sexual impulses. And yet we learn that they have considered it their duty to exercise the most searching care and the most painful rigour in guarding against incestuous sexual relations. In fact their whole social organization seems to serve this object or to have been brought into relation with its attainment.

Among the Australians the system of Totemism takes the place of all religious and social institutions. Australian tribes are divided into smaller septs or clans, each taking the name of its totem. Now what is a totem? As a rule it is an animal, either edible and harmless, or dangerous and feared; more rarely the totem is a plant or a force of nature (rain, water), which stands in a peculiar relation to the whole clan. The totem is first of all the tribal ancestor of the clan, as well as its tutelary spirit and protector; it sends oracles and, though otherwise dangerous, the totem knows and spares its children. The members of a totem are therefore under a sacred obligation not to kill (destroy) their totem, to abstain from eating its meat or from any other enjoyment of it. Any violation of these prohibitions is automatically punished. The character of a totem is inherent not only in a single animal or a single being but in all the members of the species. From time to time festivals are held at which the members of a totem represent or imitate, in ceremonial dances, the movements and characteristics of their totems.

The totem is hereditary either through the maternal or the paternal line; (maternal transmission probably always preceded and was only later supplanted by the paternal). The attachment to a totem is the foundation of all the social obligations of an Australian: it extends on the one hand beyond the tribal relationship, and on the other hand it supersedes consanguineous relationship 9.

The totem is not limited to district or to locality; the members of a totem may live separated from one another and on friendly terms with adherents of other totems 10.

And now, finally, we must consider that peculiarity of the totemic system which attracts the interest of the psychoanalyst. Almost everywhere the totem prevails there also exists the law that the members of the same totem are not allowed to enter into sexual relations with each other; that is, that they cannot marry each other. This represents the exogamy which is associated with the totem.

This sternly maintained prohibition is very remarkable. There is nothing to account for it in anything that we have hitherto learned from the conception of the totem or from any of its attributes; that is, we do not understand how it happened to enter the system of totemism. We are therefore not astonished if some investigators simply assume that at first exogamy—both as to its origin and to its meaning—had nothing to do with totemism, but that it was added to it at some time without any deeper association, when marriage restrictions proved necessary. However that may be, the association of totemism and exogamy exists, and proves to be very strong.

Let us elucidate the meaning of this prohibition through further discussion.

( a) The violation of the prohibition is not left to what is, so to speak, an automatic punishment, as is the case with other violations of the prohibitions of the totem (e.g., not to kill the totem animal), but is most energetically avenged by the whole tribe as if it were a question of warding off a danger that threatens the community as a whole or a guilt that weighs upon all. A few sentences from Frazer’s book11 will show how seriously such trespasses are treated by these savages who, according to our standard are otherwise very immoral.

“In Australia the regular penalty for sexual intercourse with a person of a forbidden clan is death. It matters not whether the woman is of the same local group or has been captured in war from another tribe; a man of the wrong clan who uses her as his wife is hunted down and killed by his clansmen, and so is the woman; though in some cases, if they succeed in eluding capture for a certain time, the offence may be condoned. In the Ta-Ta-thi tribe, New South Wales, in the rare cases which occur, the man is killed, but the woman is only beaten or speared, or both, till she is nearly dead; the reason given for not actually killing her being that she was probably coerced. Even in casual amours the clan prohibitions are strictly observed; any violations of these prohibitions ‘are regarded with the utmost abhorrence and are punished by death’ (Howitt). ”

( b) As the same severe punishment is also meted out for temporary love affairs which have not resulted in childbirth, the assumption of other motives, perhaps of a practical nature, becomes improbable.

( c) As the totem is hereditary and is not changed by marriage, the results of the prohibition, for instance in the case of maternal heredity, are easily perceived. If, for example, the man belongs to a clan with the totem of the Kangaroo and marries a woman of the Emu totem, the children, both boys and girls, are all Emu. According to the totem law incestuous relations with his mother and his sister, who are Emu like himself, are therefore made impossible for a son of this marriage 12.

( d) But we need only a reminder to realize that the exogamy connected with the totem accomplishes more; that is, aims at more than the prevention of incest with the mother or the sisters. It also makes it impossible for the man to have sexual union with all the women of his own group, with a number of females, therefore, who are not consanguineously related to him, by treating all these women like blood relations. The psychological justification for this extraordinary restriction, which far exceeds anything comparable to it among civilized races, is not, at first, evident. All we seem to understand is that the rôle of the totem (the animal) as ancestor is taken very seriously. Everybody descended from the same totem is consanguineous; that is, of one family; and in this family the most distant grades of relationship are recognized as an absolute obstacle to sexual union.

Thus these savages reveal to us an unusually high grade of incest dread or incest sensitiveness, combined with the peculiarity, which we do not very well understand, of substituting the totem relationship for the real blood relationship. But we must not exaggerate this contradiction too much, and let us bear in mind that the totem prohibitions include real incest as a special case.

In what manner the substitution of the totem group for the actual family has come about remains a riddle, the solution of which is perhaps bound up with the explanation of the totem itself. Of course it must be remembered that with a certain freedom of sexual intercourse, extending beyond the limitations of matrimony, the blood relationship, and with it also the prevention of incest, becomes so uncertain that we cannot dispense with some other basis for the prohibition. It is therefore not superfluous to note that the customs of Australians recognize social conditions and festive occasions at which the exclusive conjugal right of a man to a woman is violated.

The linguistic customs of these tribes, as well as of most totem races, reveals a peculiarity which undoubtedly is pertinent in this connection. For the designations of relationship of which they make use do not take into consideration the relationship between two individuals, but between an individual and his group; they belong, according to the expression of L. H. Morgan, to the ‘classifying’ system. That means that a man calls not only his begetter ‘father’ but also every other man who, according to the tribal regulations, might have married his mother and thus become his father; he calls ‘mother’ not only the woman who bore him but also every other woman who might have become his mother without violation of the tribal laws; he calls ‘brothers’ and ‘sisters’ not only the children of his real parents, but also the children of all the persons named who stand in the parental group relation with him, and so on. The kinship names which two Australians give each other do not, therefore, necessarily point to a blood relationship between them, as they would have to according to the custom of our language; they signify much more the social than the physical relations. An approach to this classifying system is perhaps to be found in our nursery, when the child is induced to greet every male and female friend of the parents as ‘uncle’ and ‘aunt’, or it may be found in a transferred sense when we speak of ‘Brothers in Apollo’, or ‘Sisters in Christ’.

The explanation of this linguistic custom, which seems so strange to us, is simple if looked upon as a remnant and indication of those marriage institutions which the Rev. L. Fison has called ‘group marriage’, characterized by a number of men exercising conjugal rights over a number of women. The children of this group marriage would then rightly look upon each other as brothers and sisters although not born of the same mother, and would take all the men of the group for their fathers.

Although a number of authors, as, for instance, B. Westermarck in his History of Human Marriage13 , oppose the conclusions which others have drawn from the existence of group-relationship names, the best authorities on the Australian savages are agreed that the classificatory relationship names must be considered as survivals from the period of group marriages. And, according to Spencer and Gillen14, a certain form of group marriage can be established as still existing to-day among the tribes of the Urabunna and the Dieri. Group marriage therefore preceded individual marriage among these races, and did not disappear without leaving distinct traces in language and custom.

But if we replace individual marriage, we can then grasp the apparent excess of cases of incest shunning which we have met among these same races. The totem exogamy, or prohibition of sexual intercourse between members of the same clan, seemed the most appropriate means for the prevention of group incest; and this totem exogamy then became fixed and long survived its original motivation.

Although we believe we understand the motives of the marriage restrictions among the Australian savages, we have still to learn that the actual conditions reveal a still more bewildering complication. For there are only few tribes in Australia which show no other prohibition besides the totem barrier.

Most of them are so organized that they fall into two divisions which have been called marriage classes, or phratries. Each of these marriage groups is exogamous and includes a majority of totem groups.

Usually each marriage group is again divided into two subclasses (subphratries), and the whole tribe is therefore divided into four classes; the subclasses thus standing between the phratries and the totem groups.

The typical and very often intricate scheme of organization of an Australian tribe therefore looks as follows:

The twelve totem groups are brought under four subclasses and two main classes. All the divisions are exogamous 15. The subclass c forms an exogamous unit with e, and the subclass d with f. The success or the tendency of these arrangements is quite obvious; they serve as a further restriction on the marriage choice and on sexual freedom. If there were only these twelve totem groups—assuming the same number of people in each group—every member of a group would have 11/12 of all the women of the tribe to choose from. The existence of the two phratries reduces this number to 6/12 or ½; a man of the totem α can only marry a woman from the groups 1 to 6. With the introduction of the two subclasses the selection sinks to 3/12 or ¼; a man of the totem α must limit his marriage choice to a woman of the totems 4, 5, 6.

The historical relations of the marriage classes—of which there are found as many as eight in some tribes—are quite unexplained. We only see that these arrangements seek to attain the same object as the totem exogamy, and even strive for more. But whereas the totem exogamy makes the impression of a sacred statute which sprang into existence, no one knows how, and is therefore a custom, the complicated institutions of the marriage classes, with their sub-divisions and the conditions attached to them, seem to spring from legislation with a definite aim in view. They have perhaps taken up afresh the task of incest prohibition because the influence of the totem was on the wane. And while the totem system is, as we know, the basis of all other social obligations and moral restrictions of the tribe, the importance of the phratries generally ceases when the regulation of the marriage choice at which they aimed has been accomplished.

In the further development of the classification of the marriage system there seems to be a tendency to go beyond the prevention of natural and group incest, and to prohibit marriage between more distant group relations, in a manner similar to the Catholic church, which extended the marriage prohibitions always in force for brother and sisters, to cousins, and invented for them the grades of spiritual kinship 16.

It would hardly serve our purpose to go into the extraordinarily intricate and unsettled discussion concerning the origin and significance of the marriage classes, or to go more deeply into their relation to totemism. It is sufficient for our purposes to point out the great care expended by the Australians as well as by other savage people to prevent incest 17. We must say that these savages are even more sensitive to incest than we, perhaps because they are more subject to temptations than we are, and hence require more extensive protection against it.

But the incest dread of these races does not content itself with the creation of the institutions described, which, in the main, seem to be directed against group incest. We must add a series of ‘customs’ which watch over the individual behaviour to near relatives in our sense, which are maintained with almost religious severity and of whose object there can hardly be any doubt. These customs or custom prohibitions may be called ‘avoidances’. They spread far beyond the Australian totem races. But here again I must ask the reader to be content with a fragmentary excerpt from the abundant material.

Such restrictive prohibitions are directed in Melanesia against the relations of boys with their mothers and sisters. Thus, for instance, on Lepers Island, one of the New Hebrides, the boy leaves his maternal home at a fixed age and moves to the ‘clubhouse’, where he there regularly sleeps and takes his meals. He may still visit his home to ask for food; but if his sister is at home he must go away before he has eaten; if no sister is about he may sit down to eat near the door. If brother and sister meet by chance in the open, she must run away or turn aside and conceal herself. If the boy recognizes certain footprints in the sand as his sister’s he is not to follow them, nor is she to follow his. He will not even mention her name and will guard against using any current word if it forms part of her name. This avoidance, which begins with the ceremony of puberty, is strictly observed for life. The reserve between mother and son increases with age and generally is more obligatory on the mother’s side. If she brings him something to eat she does not give it to him herself but puts it down before him, nor does she address him in the familiar manner of mother and son, but uses the formal address. Similar customs obtain in New Caledonia. If brother and sister meet, she flees into the bush and he passes by without turning his head toward her18 .

On the Gazella Peninsula in New Britain a sister, beginning with her marriage, may no longer speak with her brother, nor does she utter his name but designates him by means of a circumlocution 19 .

In New Mecklenburg some cousins are subject to such restrictions, which also apply to brothers and sisters. They may neither approach each other, shake hands, nor give each other presents, though they may talk to each other at a distance of several paces. The penalty for incest with a sister is death through hanging20 .

These rules of avoidance are especially severe in the Fiji Islands where they concern not only consanguineous sisters but group sisters as well.

To hear that these savages hold sacred orgies in which persons of just these forbidden degrees of kinship seek sexual union would seem still more peculiar to us, if we did not prefer to make use of this contradiction to explain the prohibition instead of being astonished at it 21 .

Among the Battas of Sumatra these laws of avoidance affect all near relationships. For instance, it would be most offensive for a Battan to accompany his own sister to an evening party. A brother will feel most uncomfortable in the company of his sister even when other persons are also present. If either comes into the house, the other prefers to leave. Nor will a father remain alone in the house with his daughter any more than the mother with her son. The Dutch missionary who reported these customs added that unfortunately he had to consider them well founded. It is assumed without question by these races that a man and a woman left alone together will indulge in the most extreme intimacy, and as they expect all kinds of punishments and evil consequences from consanguineous intercourse they do quite right to avoid all temptations by means of such prohibitions22 .

Among the Barongos in Delagoa Bay, in Africa, the most rigorous precautions are directed, curiously enough, against the sister-in-law, the wife of the brother of one’s own wife. If a man meets this person who is so dangerous to him, he carefully avoids her. He does not dare to eat out of the same dish with her; he speaks only timidly to her, does not dare to enter her hut, and greets her only with a trembling voice 23 .

Among the Akamba (or Wakamba) in British East Africa, a law of avoidance is in force which one would have expected to encounter more frequently. A girl must carefully avoid her own father between the time of her puberty and her marriage. She hides herself if she meets him on the street and never attempts to sit down next to him, behaving in this way right up to her engagement. But after her marriage no further obstacle is put in the way of her social intercourse with her father 24 .

The most widespread and strictest avoidance, which is perhaps the most interesting one for civilized races is that which restricts the social relations between a man and his mother-in-law. It is quite general in Australia, but it is also in force among the Melanesian, Polynesian and Negro races of Africa as far as the traces of totemism and group relationship reach, and probably further still. Among some of these races similar prohibitions exist against the harmless social intercourse of a wife with her father-in-law, but these are by far not so constant or so serious. In a few cases both parents-in-law become objects of avoidance.

As we are less interested in the ethnographic dissemination than in the substance and the purpose of the mother-in-law avoidance, I will here also limit myself to a few examples.

On the Banks Island these prohibitions are very severe and painfully exact. A man will avoid the proximity of his mother-in-law as she avoids his. If they meet by chance on a path, the woman steps aside and turns her back until he is passed, or he does the same.

In Vanna Lava (Port Patterson) a man will not even walk behind his mother-in-law along the beach until the rising tide has washed away the trace of her footsteps. But they may talk to each other at a certain distance. It is quite out of the question that he should ever pronounce the name of his mother-in-law, or she his25 .

On the Solomon Islands, beginning with his marriage, a man must neither see nor speak with his mother-in-law. If he meets her he acts as if he did not know her and runs away as fast as he can in order to hide himself 26 .

Among the Zulu Kaffirs custom demands that a man should be ashamed of his mother-in-law and that he should do everything to avoid her company. He does not enter a hut in which she is, and when they meet he or she goes aside, she perhaps hiding behind a bush while he holds his shield before his face. If they cannot avoid each other and the woman has nothing with which to cover herself, she at least binds a bunch of grass around her head in order to satisfy the ceremonial requirements. Communication between them must either be made through a third person or else they may shout at each other at a considerable distance if they have some barrier between them as, for instance, the enclosure of a kraal. Neither may utter the other’s name 27 .

Among the Basogas, a negro tribe living in the region of the Nile sources, a man may talk to his mother-in-law only if she is in another room of the house and is not visible to him. Moreover, this race abominates incest to such an extent as not to let it go unpunished even among domestic animals28 .

Whereas all observers have interpreted the purpose and meaning of the avoidances between near relatives as protective measures against incest, different interpretations have been given for those prohibitions which concern the relationship with the mother-in-law. It was quite incomprehensible why all these races should manifest such great fear of temptation on the part of the man for an elderly woman, old enough to be his mother 29 .

The same objection was also raised against the conception of Fison who called attention to the fact that certain marriage class systems show a gap in that they make marriage between a man and his mother-in-law theoretically not impossible and that a special guarantee was therefore necessary to guard against this possibility.

Sir J. Lubbock, in his book The Origin of Civilization, traces back the behaviour of the mother-in-law toward the son-in-law to the former ‘marriage by capture’. “As long as the capture of women actually took place, the indignation of the parents was probably serious enough. When nothing but symbols of this form of marriage survived, the indignation of the parents was also symbolized and this custom continued after its origin had been forgotten.” Crawley has found it easy to show how little this tentative explanation agrees with the details of actual observation.

E. B. Tylor thinks that the treatment of the son-in-law on the part of the mother-in-law is nothing more than a form of ‘cutting’ on the part of the woman’s family. The man counts as a stranger, and this continues until the first child is born. But even if no account is taken of cases in which this last condition does not remove the prohibition, this explanation is subject to the objection that it does not throw any light on the custom dealing with the relation between mother-in-law and son-in-law, thus overlooking the sexual factor, and that it does not take into account the almost sacred loathing which finds expression in the laws of avoidance 30 .

A Zulu woman who was asked about the basis for this prohibition showed great delicacy of feeling in her answer: “It is not right that he should see the breasts which nursed his wife.”31

It is known that also among civilized races the relation of son-in-law and mother-in-law belongs to one of the most difficult sides of family organization. Although laws of avoidance no longer exist in the society of the white races of Europe and America, much quarrelling and displeasure would often be avoided if they did exist and did not have to be re-established by individuals. Many a European will see an act of high wisdom in the laws of avoidance which savage races have established to preclude any understanding between two persons who have become so closely related. There is hardly any doubt that there is something in the psychological situation of mother-in-law and son-in-law which furthers hostilities between them and renders living together difficult. The fact that the witticisms of civilized races show such a preference for this very mother-in-law theme seems to me to point to the fact that the emotional relations between mother-in-law and son-in-law are controlled by components which stand in sharp contrast to each other. I mean that the relation is really ‘ambivalent’, that is, it is composed of conflicting feelings of tenderness and hostility.

A certain part of these feelings is evident. The mother-in-law is unwilling to give up the possession of her daughter; she distrusts the stranger to whom her daughter has been delivered, and shows a tendency to maintain the dominating position, to which she became accustomed at home. On the part of the man, there is the determination not to subject himself any longer to any foreign will, his jealousy of all persons who preceded him in the possession of his wife’s tenderness, and, last but not least, his aversion to being disturbed in his illusion of sexual over-valuation. As a rule such a disturbance emanates for the most part from his mother-in-law who reminds him of her daughter through so many common traits but who lacks all the charm of youth, such as beauty and that psychic spontaneity which makes his wife precious to him.

The knowledge of hidden psychic feelings which psychoanalytic investigation of individuals has given us, makes it possible to add other motives to the above. Where the psycho-sexual needs of the woman are to be satisfied in marriage and family life, there is always the danger of dissatisfaction through the premature termination of the conjugal relation, and the monotony in the wife’s emotional life. The ageing mother protects herself against this by living through the lives of her children, by identifying herself with them and making their emotional experiences her own. Parents are said to remain young with their children, and this is, in fact, one of the most valuable psychic benefits which parents derive from their children. Childlessness thus eliminates one of the best means to endure the necessary resignation imposed upon the individual through marriage. This emotional indentification with the daughter may easily go so far with the mother that she also falls in love with the man her daughter loves, which leads, in extreme cases, to severe forms of neurotic ailments on account of the violent psychic resistance against this emotional predisposition. At all events the tendency to such infatuation is very frequent with the mother-in-law, and either this infatuation itself or the tendency opposed to it joins the conflict of contending forces in the psyche of the mother-in-law. Very often it is just this harsh and sadistic component of the love emotion which is turned against the son-in-law in order better to suppress the forbidden tender feelings.

The relation of the husband to his mother-in-law is complicated through similar feelings which, however, spring from other sources. The path of object selection has normally led him to his love object through the image of his mother and perhaps of his sister; in consequence of the incest barriers his preference for these two beloved persons of his childhood has been deflected and he is then able to find their image in strange objects. He now sees the mother-in-law taking the place of his own mother and of his sister’s mother, and there develops a tendency to return to the primitive selection, against which everything in him resists. His incest dread demands that he should not be reminded of the genealogy of his love selection; the actuality of his mother-in-law, whom he had not known all his life like his mother so that her picture can be preserved unchanged in his unconscious, facilitates this rejection. An added mixture of irritability and animosity in his feelings leads us to suspect that the mother-in-law actually represents an incest temptation for the son-in-law, just as it not infrequently happens that a man falls in love with his subsequent mother-in-law before his inclination is transferred to her daughter.

I see no objection to the assumption that it is just this incestuous factor of the relationship which motivates the avoidance between son-and mother-in-law among savages. Among the explanations for the ‘avoidances’ which these primitive races observe so strictly, we would therefore give preference to the opinion originally expressed by Fison, who sees nothing in these regulations but a protection against possible incest. This would also hold good for all the other avoidances between those related by blood or by marriage. There is only one difference, namely, in the first case the incest is direct, so that the purpose of the prevention might be conscious; in the other case, which includes the mother-in-law relation, the incest would be a phantasy temptation brought about by unconscious intermediary links.

We have had little opportunity in this exposition to show that the facts of folk-psychology can be seen in a new light through the application of the psychoanalytic point of view, for the incest dread of savages has long been known as such, and is in need of no further interpretation. What we can add to the further appreciation of incest dread is the statement that it is a subtle infantile trait and is in striking agreement with the psychic life of the neurotic. Psychoanalysis has taught us that the first object selection of the boy is of an incestuous nature and that it is directed to the forbidden objects, the mother and the sister; pyschoanalysis has taught us also the methods through which the maturing individual frees himself from these incestuous attractions. The neurotic, however, regularly presents to us a piece of psychic infantilism; he has either not been able to free himself from the childlike conditions of psychosexuality, or else he has returned to them (inhibited development and regression). Hence the incestuous fixations of the libido still play or again are playing the main rôle in his unconscious psychic life. We have gone so far as to declare that the relation to the parents instigated by incestuous longings is the central complex of the neurosis. This discovery of the significance of incest for the neurosis naturally meets with the most general incredulity on the part of the grown-up, normal man; a similar rejection will also meet the researches of Otto Rank, which show in even larger scope to what extent the incest theme stands in the centre of poetical interest and how it forms the material of poetry in countless variations and distortions. We are forced to believe that such a rejection is above all the product of man’s deep aversion to his former incest wishes which have since succumbed to repression. It is therefore of importance to us to be able to show that man’s incest wishes, which later are destined to become unconscious, are still felt to be dangerous by savage races who consider them worthy of the most severe defensive measures.

CHAPTER 2. TABOO AND THE AMBIVALENCE OF EMOTIONS

1

TABOO is a Polynesian word, the translation of which provides difficulties for us because we no longer possess the idea which it connotes. It was still current with the ancient Romans: their word ‘sacer’ was the same as the taboo of the Polynesians. The ἁγος of the Greeks and the Kodaush of the Hebrews must also have signified the same thing which the Polynesians express through their word taboo and what many races in America, Africa (Madagascar), North and Central Asia express through analogous designations.

For us the meaning of taboo branches off into two opposite directions. On the one hand it means to us sacred, consecrated: but on the other hand it means, uncanny, dangerous, forbidden, and unclean. The opposite for taboo is designated in Polynesian by the word noa and signifies something ordinary and generally accessible. Thus something like the concept of reserve inheres in taboo; taboo expresses itself essentially in prohibitions and restrictions. Our combination of ‘holy dread’ would often express the meaning of taboo.

The taboo restrictions are different from religious or moral prohibitions. They are not traced to a commandment of a god but really they themselves impose their own prohibitions; they are differentiated from moral prohibitions by failing to be included in a system which declares abstinences in general to be necessary and gives reasons for this necessity. The taboo prohibitions lack all justification and are of unknown origin. Though incomprehensible to us they are taken as a matter of course by those who are under their dominance.

Wundt 32 calls taboo the oldest unwritten code of law of humanity. It is generally assumed that taboo is older than the gods and goes back to the pre-religious age.

As we are in need of an impartial presentation of the subject of taboo before subjecting it to psychoanalytic consideration I shall now cite an excerpt from the article Taboo in the Encyclopedia Britannica written by the anthropologist Northcote W. Thomas 33 :

“Properly speaking taboo includes only (a) the sacred (or unclean) character of persons or things, (b) the kind of prohibition which results from this character, and (c) the sanctity (or uncleanliness) which results from a violation of the prohibition. The converse of taboo in Polynesia is ‘noa’ and allied forms which mean ‘general’ or ‘common’ ...

“Various classes of taboo in the wider sense may be distinguished: 1. natural or direct, the result of ‘mana’ mysterious (power) inherent in a person or thing; 2. communicated or indirect, equally the result of ‘mana’ but ( a) acquired or ( b) imposed by a priest, chief or other person; 3. intermediate, where both factors are present, as in the appropriation of a wife to her husband. The term taboo is also applied to ritual prohibitions of a different nature; but its use in these senses is better avoided. It might be argued that the term should be extended to embrace cases in which the sanction of the prohibition is the creation of a god or spirit, i.e., to religious interdictions as distinguished from magical, but there is neither automatic action nor contagion in such a case, and a better term for it is religious interdiction.

“The objects of the taboo are many: 1. direct taboos aim at ( a) protection of important persons—chiefs, priests, etc.—and things against harm; (b) safeguarding of the weak—women children and common people generally—from the powerful mana (magical influence) of chiefs and priests; ( c) providing against the dangers incurred by handling or coming in contact with corpses, by eating certain food, etc.; ( d) guarding the chief acts of life—births, initiation, marriage and sexual functions—against interference; ( e) securing human beings against the wrath or power of gods and spirits 34; ( f) securing unborn infants and young children who stand in a specially sympathetic relation with their parents, from the consequence of certain actions, and more especially from the communication of qualities supposed to be derived from certain foods. 2. Taboos are imposed in order to secure against thieves the property of an individual, his fields, tools, etc.”

Other parts of the article may be summarized as follows. Originally the punishment for the violation of a taboo was probably left to an inner, automatic arrangement. The violated taboo avenged itself. Wherever the taboo was related to ideas of gods and demons an automatic punishment was expected from the power of the godhead. In other cases, probably as a result of a further development of the idea, society took over the punishment of the offender, whose action has endangered his companions. Thus man’s first systems of punishment are also connected with taboo.

“The violation of a taboo makes the offender himself taboo.” The author goes on to say that certain dangers resulting from the violation of a taboo may be exercised through acts of penance and ceremonies of purification.

A peculiar power inherent in persons and ghosts, which can be transmitted from them to inanimate objects is regarded as the source of the taboo. This part of the article reads as follows: “Persons or things which are regarded as taboo may be compared to objects charged with electricity; they are the seat of tremendous power which is transmissible by contact, and may be liberated with destructive effect if the organisms which provoke its discharge are too weak to resist it; the result of a violation of a taboo depends partly on the strength of the magical influence inherent in the taboo object or person, partly on the strength of the opposing mana of the violator of the taboo. Thus, kings and chiefs are possessed of great power, and it is death for their subjects to address them directly; but a minister or other person of greater mana than common, can approach them unharmed, and can in turn be approached by their inferiors without risk.... So, too, indirect taboos depend for their strength on the mana of him who opposes them; if it is a chief or a priest, they are more powerful than those imposed by a common person.”

The fact that a taboo is transmissible has surely given rise to the effort of removing it through expiatory ceremonies.

The author states that there are permanent and temporary taboos. The former comprise priests and chiefs as well as the dead and everything that has belonged to them. Temporary taboos attach themselves to certain conditions such as menstruation and child-bed, the status of the warrior before and after the expedition, the activities of fishing and of the chase, and similar activities. A general taboo may also be imposed upon a large district like an ecclesiastical interdict, and may then last for years.

If I judge my readers’ impressions correctly, I dare say that after hearing all that was said about taboo they are far from knowing what to understand by it and where to store it in their minds. This is surely due to the insufficient information I have given and to the omission of all discussions concerning the relation of taboo to superstition, to belief in the soul, and to religion. On the other hand I fear that a more detailed description of what is known about taboo would be still more confusing; I can therefore assure the reader that the state of affairs is really far from clear. We may say, however, that we deal with a series of restrictions which these primitive races impose upon themselves; this and that is forbidden without any apparent reason; nor does it occur to them to question this matter, for they subject themselves to these restrictions as a matter of course and are convinced that any transgression will be punished automatically in the most severe manner. There are reliable reports that innocent transgressions of such prohibitions have actually been punished automatically. For instance, the innocent offender who had eaten from a forbidden animal became deeply depressed, expected his death and then actually died. The prohibitions mostly concern matters which are capable of enjoyment such as freedom of movement and unrestrained intercourse; in some cases they appear very ingenious, evidently representing abstinences and renunciations; in other cases their content is quite incomprehensible, they seem to concern themselves with trifles and give the impression of ceremonials. Something like a theory seems to underlie all these prohibitions, it seems as if these prohibitions are necessary because some persons and objects possess a dangerous power which is transmitted by contact with the object so charged, almost like a contagion. The quantity of this dangerous property is also taken into consideration. Some persons or things have more of it than others and the danger is precisely in accordance with the charge. The most peculiar part of it is that any one who has violated such a prohibition assumes the nature of the forbidden object as if he had absorbed the whole dangerous charge. This power is inherent in all persons who are more or less prominent, such as kings, priests and the newly born, in all exceptional physical states such as menstruation, puberty and birth, in everything sinister like illness and death and in everything connected with these conditions by virtue of contagion or dissemination.

However, the term ‘taboo’ includes all persons, localities, objects and temporary conditions which are carriers or sources of this mysterious attribute. The prohibition derived from this attribute is also designated as taboo, and lastly taboo, in the literal sense, includes everything that is sacred, above the ordinary, and at the same time dangerous, unclean and mysterious.

Both this word and the system corresponding to it express a fragment of psychic life which really is not comprehensible to us. And indeed it would seem that no understanding of it could be possible without entering into the study of the belief in spirits and demons which is so characteristic of these low grades of culture.

Now why should we take any interest at all in the riddle of taboo? Not only, I think, because every psychological problem is well worth the effort of investigation for its own sake, but for other reasons as well. It may be surmised that the taboo of Polynesian savages is after all not so remote from us as we were at first inclined to believe; the moral and customary prohibitions which we ourselves obey may have some essential relation to this primitive taboo the explanation of which may in the end throw light upon the dark origin of our own ‘categorical imperative.’

We are therefore inclined to listen with keen expectations when an investigator like W. Wundt gives his interpretation of taboo, especially as he promises to “go back to the very roots of the taboo concepts” 35.

Wundt states that the idea of taboo “includes all customs which express dread of particular objects connected with cultic ideas or of actions having reference to them” 36.

On another occasion he says: “In accordance with the general sense of the word we understand by taboo every prohibition laid down in customs or manners or in expressly formulated laws, not to touch an object or to take it for one’s own use, or to make use of certain proscribed words....” Accordingly there would not be a single race or stage of culture which had escaped the injurious effects of taboo.

Wundt then shows why he finds it more practical to study the nature of taboo in the primitive states of Australian savages rather than in the higher culture of the Polynesian races. In the case of the Australians he divides taboo prohibitions into three classes according as they concern animals, persons or other objects. The animal taboo, which consists essentially of the taboo against killing and eating, forms the nucleus of Totemism 37 . The taboo of the second class, which has human beings for its object, is of an essentially different nature. To begin with it is restricted to conditions which bring about an unusual situation in life for the person tabooed. Thus young men at the feast of initiation, women during menstruation and immediately after delivery, newly born children, the deceased and especially the dead, are all taboo. The constantly used property of any person, such as his clothes, tools and weapons, is permanently taboo for everybody else. In Australia the new name which a youth receives at his initiation into manhood becomes part of his most personal property, it is taboo and must be kept secret. The taboos of the third class, which apply to trees, plants, houses and localities, are more variable and seem only to follow the rule that anything which for any reason arouses dread or is mysterious, becomes subject to taboo.

Wundt himself has to acknowledge that the changes which taboo undergoes in the richer culture of the Polynesians and in the Malayan Archipelago are not very profound. The greater social differentiation of these races manifests itself in the fact that chiefs, kings and priests exercise an especially effective taboo and are themselves exposed to the strongest taboo compulsion.

But the real sources of taboo lie deeper than in the interests of the privileged classes: “They begin where the most primitive and at the same time the most enduring human impulses have their origin, namely, in the fear of the effect of demonic powers” 38 . “The taboo, which originally was nothing more than the objectified fear of the demonic power thought to be concealed in the tabooed object, forbids the irritation of this power and demands the placation of the demon whenever the taboo has been knowingly or unknowingly violated.”

The taboo then gradually became an autonomous power which has detached itself from demonism. It becomes the compulsion of custom and tradition and finally of the law. “But the commandment concealed behind taboo prohibitions which differ materially according to place and time, had originally the meaning: Beware of the wrath of the demons.”

Wundt therefore teaches that taboo is the expression and evolution of the belief of primitive races in demonic powers, and that later taboo has dissociated itself from this origin and has remained a power simply because it was one by virtue of a kind of a psychic persistence and in this manner it became the root of our customs and laws. As little as one can object to the first part of this statement I feel, however, that I am only voicing the impression of many of my readers if I call Wundt’s explanation disappointing. Wundt’s explanation is far from going back to the sources of taboo concepts or to their deepest roots. For neither fear nor demons can be accepted in psychology as finalities defying any further deduction. It would be different if demons really existed; but we know that, like gods, they are only the product of the psychic powers of man; they have been created from and out of something.

Wundt also expresses a number of important though not altogether clear opinions about the double meaning of taboo. According to him the division between sacred and unclean does not yet exist in the first primitive stages of taboo. For this reason these conceptions entirely lack the significance which they could only acquire later on when they came to be contrasted. The animal, person or place on which there is a taboo is demonic, that is, not sacred, and therefore not yet, in the later sense, unclean. The expression taboo is particularly suitable for this undifferentiated and intermediate meaning of the demonic, in the sense of something which may not be touched, since it emphasizes a characteristic which finally adheres both to what is sacred and to the unclean, namely, the dread of contact. But the fact that this important characteristic is permanently held in common points to the existence of an original agreement here between these two spheres which gave way to a differentiation only as the result of further conditions through which both finally developed into opposites.

The belief associated with the original taboo, according to which a demonic power concealed in the object avenges the touching of it or its forbidden use by bewitching the offender was still an entirely objectified fear. This had not yet separated into the two forms which it assumed at a more developed stage, namely, awe and aversion.

How did this separation come about? According to Wundt, this was done through the transference of taboo prohibitions from the sphere of demons to that of theistic conceptions. The antithesis of sacred and unclean coincides with the succession of two mythological stages the first of which did not entirely disappear when the second was reached but continued in a state of greatly lowered esteem which gradually turned into contempt. It is a general law in mythology that a preceding stage, just because it has been overcome and pushed back by a higher stage, maintains itself next to it in a debased form so that the objects of its veneration become objects of aversion 39 .

Wundt’s further elucidations refer to the relation of taboo to lustration and sacrifice.

2

He who approaches the problem of taboo from the field of psychoanalysis, which is concerned with the study of the unconscious part of the individual’s psychic life, needs but a moment ’s reflection to realize that these phenomena are by no means foreign to him. He knows people who have individually created such taboo prohibitions for themselves, which they follow as strictly as savages observe the taboos common to their tribe or society. If he were not accustomed to call these individuals ‘compulsion neurotics’ he would find the term ‘taboo disease’ quite appropriate for their malady. Psychoanalytic investigation has taught him the clinical etiology and the essential part of the psychological mechanism of this compulsion disease, so that he cannot resist applying what he has learnt there to explain corresponding manifestations in folk psychology.

There is one warning to which we shall have to give heed in making this attempt. The similarity between taboo and compulsion disease may be purely superficial, holding good only for the manifestations of both without extending into their deeper characteristics. Nature loves to use identical forms in the most widely different biological connections, as, for instance, for coral stems and plants and even for certain crystals or for the formation of certain chemical precipitates. It would certainly be both premature and unprofitable to base conclusions relating to inner relationships upon the correspondence of merely mechanical conditions. We shall bear this warning in mind without, however, giving up our intended comparison on account of the possibility of such confusions.

The first and most striking correspondence between the compulsion prohibitions of neurotics and taboo lies in the fact that the origin of these prohibitions is just as unmotivated and enigmatic. They have appeared at some time or other and must now be retained on account of an unconquerable anxiety. An external threat of punishment is superfluous, because an inner certainty (a conscience) exists that violation will be followed by unbearable disaster. The very most that compulsion patients can tell us is the vague premonition that some person of their environment will suffer harm if they should violate the prohibition. Of what the harm is to consist is not known, and this inadequate information is more likely to be obtained during the later discussions of the expiatory and defensive actions than when the prohibitions themselves are being discussed.

As in the case of taboo the nucleus of the neurotic prohibition is the act of touching, whence we derive the name ‘touching phobia’ or délire de toucher. The prohibition extends not only to direct contact with the body but also to the figurative use of the phrase as ‘to come into contact’ or ‘be in touch with some one or something ’. Anything that leads the thoughts to what is prohibited and thus calls forth mental contact is just as much prohibited as immediate bodily contact; this same extension is also found in taboo.

Some prohibitions are easily understood from their purpose but others strike us as incomprehensible, foolish and senseless. We designate such commands as ‘ceremonials’ and we find that taboo customs show the same variations.

Obsessive prohibitions possess an extraordinary capacity for displacement; they make use of almost any form of connection to extend from one object to another and then in turn make this new object ‘impossible’, as one of my patients aptly puts it. This impossibility finally lays an embargo upon the whole world. The compulsion neurotics act as if the ‘impossible’ persons and things were the carriers of a dangerous contagion which is ready to displace itself through contact to all neighbouring things. We have already emphasized the same characteristics of contagion and transference in the description of taboo prohibitions. We also know that any one who has violated a taboo by touching something which is taboo becomes taboo himself, and no one may come into contact with him.

I shall put side by side two examples of transference or, to use a better term, displacement, one from the life of the Maori, and the other from my observation of a woman suffering from a compulsion neurosis:

“For a similar reason a Maori chief would not blow on a fire with his mouth; for his sacred breath would communicate its sanctity to the fire, which would pass it on to the meat in the pot, which would pass it on to the man who ate the meat which was in the pot, which stood on the fire, which was breathed on by the chief; so that the eater, infected by the chiefs breath conveyed through these intermediaries, would surely die” 40.