0,99 €
Experience the life-changing power of Rudolf Steiner with this unforgettable book.
Das E-Book wird angeboten von und wurde mit folgenden Begriffen kategorisiert:
Das E-Book können Sie in Legimi-Apps oder einer beliebigen App lesen, die das folgende Format unterstützen:
An Outline of Occult Science
Rudolf Steiner
Prefaces
Sixteenth To Twentieth Edition
Now, fifteen years after the first edition of this book, I may well be allowed to say something publicly about the state of soul out of which it arose.
Originally, it was my plan to add its essential content as final chapters to my book Theosophy, which had been published previously. This proved to be impossible. At the time of the publication of Theosophy the subject matter of Occult Science did not yet live in me in its final form as was the case with Theosophy. In my imaginative perceptions the spiritual nature of individual man stood before my soul and I was able to describe it; the cosmic relationships, however, which had to be presented in Occult Science did not yet live in my consciousness in the same way. I perceived details, but not the complete picture. — therefore, decided to publish Theosophy with the content I had seen as the nature of the life of individual man, and then to carry through Occult Science in the near future, without undue haste.
The contents of this book had, in accordance with my soul mood at that time, to be given in thoughts that are further elaborations of the thoughts employed in natural science, suited for the presentation of the spiritual. In the preface to the first edition, reprinted in this book, it will be noted how strongly responsible I felt toward natural science in all that I wrote at that time about the science of the spirit.
What reveals itself to spiritual perception as the world of spirit cannot, however, be presented in such thoughts alone. For this revelation does not fit into a mere thought content. He who has experienced the nature of such revelation knows that the thoughts of ordinary consciousness are only suited to express what is perceived by the senses, not what is seen by the spirit.
The content of what is spiritually perceived can only be reproduced in pictures (imaginations) through which inspirations speak, which have their origin in spiritual entity intuitively perceived.1
But he who describes imaginations from the world of spirit cannot at present merely present these imaginations. For in doing so he would be presenting something that would stand as quite a different content of consciousness alongside the content of knowledge of our age, without any relationship whatsoever to it. He has to fill modern consciousness with what can be recognized by another consciousness that perceives the world of spirit.
His presentation will then have this world of spirit as content, but this content will appear in the form of thoughts into which it flows. Through this it will be completely comprehensible to ordinary consciousness, which thinks in terms of the present day but does not yet behold the world of spirit.
This comprehensibility will only then be lacking if we ourselves raise barriers against it, that is, if we labor under the prejudices that the age has produced regarding “the limits of knowledge” through an incorrectly conceived view of nature.
In spiritual cognition everything is immersed in intimate soul experience, not only spiritual perception itself, but also the understanding with which the unseeing, ordinary consciousness meets the results of clairvoyant perception.
Those who maintain that anyone who believes he understands is merely suggesting the understanding to himself have not the slightest inkling of this intimacy.
But it is a fact that what expresses itself merely in concepts of truth and error within the scope of comprehension of the physical world becomes experience in regard to the spiritual world.
Whoever permits his judgment to be influenced — be it ever so slightly — by the assertion that the spiritually perceived is incomprehensible to the everyday, still unperceiving consciousness — because of its limitations — will find his comprehension obscured by this judgment as though by a dark cloud, and he really cannot understand.
What is spiritually perceived is fully comprehensible to the unprejudiced, unperceiving consciousness if the seer gives his perceptions thought form. It is just as comprehensible as the finished picture of the painter is to the man who does not paint. Moreover, the comprehension of the spirit world is not of the nature of artistic feeling employed in the comprehension of a work of art, but it bears the stamp of thought employed in natural science.
In order, however, to make such a comprehension really possible, the one who presents what he perceives spiritually must bring his perceptions up to a point where he can pour them into thought form without loss of their imaginative character within this form.
All this stood before my soul as I developed my Occult Science.
In 1909 I felt that, under these premises, I might be able to produce a book which, in the first place, offered the content of my spiritual vision brought, to a sufficient degree, into thought form, and which, in the second place, could be understood by every thinking human being who allows no obstructions to interfere with his understanding.
I say this today, stating at the same time that in 1909 the publication of this book appeared to be a risk. For I knew indeed that professional scientists are unable to call up in themselves the necessary impartiality, nor are the numerous personalities able to do so who are dependent on them for their judgment.
But, before my soul there stood the very fact that at the time when the consciousness of mankind was furthest removed from the world of spirit, the communications from that world would answer a most urgent necessity.
I counted upon the fact that there are human beings who feel, more or less desperately, the remoteness from all spirituality as a grave obstacle to life that causes them to seize upon the communications of the spiritual world with inner longing.
During the subsequent years this has been completely confirmed. Theosophy and Occult Science, books that presume the goodwill of the reader in coping with a difficult style of writing, have been widely read.
I have quite consciously endeavored not to offer a “popular” exposition, but an exposition that makes it necessary for the reader to study the content with strict effort of thought. The character I impressed upon my books is such that their very study is the beginning of spiritual training. For the calm, conscious effort of thought that this reading makes necessary strengthens the forces of the soul and through this makes them capable of approaching the spirit world.
The fact that I have entitled this book Occult Science has immediately called forth misunderstandings. From many sides was heard, “What claims to be science must not be secret, occult.” How little thought was exercised in making such an objection! As though someone who reveals a subject matter would want to be secretive about it. This entire book shows that it was not the intention to designate anything “occult,” but to bring everything into a form that renders it as understandable as any science. Or do we not wish to say when we employ the term “natural science” that we are dealing with the knowledge of “nature”? Occult science is the science of what occurs occultly insofar as it is not perceived in external nature, but in that region toward which the soul turns when it directs its inner being toward the spirit.
Occult Science is the antithesis of Natural Science.
Objections have repeatedly been made to my perceptions of the spiritual world by maintaining that they are transformed reproductions of what, in the course of the ages, has appeared in human thought about the spirit world. It is said that I had read this or that, absorbed what I read into the unconscious, and then presented it in the belief that it originated in my own perception. I am said to have gained my expositions from the teachings of the Gnostics, from the poetic records of ancient oriental wisdom, and so on.
These objections are superficial.
My knowledge of things of the spirit is a direct result of my own perception, and I am fully conscious of this fact. In all details and in the larger surveys I had always examined myself carefully as to whether every step I took in the progress of my perception was accompanied by a fully awake consciousness. Just as the mathematician advances from thought to thought without the unconscious or autosuggestion playing a role, so — I told myself — spiritual perception must advance from objective imagination to objective imagination without anything living in the soul but the spiritual content of clear, discerning consciousness.
The knowledge that an imagination is not a mere subjective picture, but a representation in picture form of an objective spiritual content is attained by means of healthy inner experience. This is achieved in a psycho-spiritual way, just as in the realm of sense-perception one is able with a healthy organism to distinguish properly between mere imaginings and objective perceptions. Thus the results of my perception stood before me. They were, at the outset, “perceptions” without names. Were I to communicate them, I needed verbal designations. I then sought later for such designations in older descriptions of the spiritual in order to be able to express in words what was still wordless. I employed these verbal designations freely, so that in my use of them scarcely one coincides with its ancient meaning.
I sought, however, for such a possibility of expression in every case only after the content had arisen in my own perception.
I knew how to exclude what had been previously read from my own perceptive research by means of the state of consciousness that I have just described.
Now it was claimed that in my expressions reminiscences of ancient ideas were to be found. Without considering the content, attention was fixed on the expressions. If I spoke of “lotus flowers” in the astral body of man, that was a proof, to the critic, that I was repeating the teachings of ancient India in which the expression is to be found. Indeed, if I spoke of “astral body,” this was the result of my reading the literature of the Middle Ages. If I employed the expressions “Angeloi,” “Archangeloi,” and so forth, I was simply renewing the ideas of Christian Gnosis.
I found such entirely superficial thinking constantly opposing me.
I wanted to point to this fact, too, now that a new edition of Occult Science is to be published, for the book contains the outline of Anthroposophy as a whole. It will, therefore, be chiefly beset by the misunderstandings to which Anthroposophy is exposed. Since the time when the imaginations that this book presents merged into a complete picture in my soul, I have advanced uninterruptedly in my ability to investigate, by means of soul and spirit perception, the historical evolution of mankind, the cosmos, and so forth. In the details I have continuously arrived at new results. But what I offered as an outline in Occult Science fifteen years ago remains for me basically undisturbed. Everything I have been able to say since then, if inserted in this book in the proper place, appears as an amplification of the outline given at that time.
Rudolf Steiner January 10, 1925 Goetheanum Dornach, Switzerland
Footnotes:
All that it is necessary to know concerning the nature of imagination, inspiration, and intuition is to be found in this book, Occult Science, in my book, Knowledge of the Higher Worlds and Its Attainment, also in The Stages of Higher Knowledge.
Seventh To Fifteenth Edition
In this new edition of An Outline of Occult Science, I have almost entirely reshaped the first chapter, “The Character of Occult Science.” I believe that, as a result, there will now be less cause for the misunderstandings I saw arising from the earlier wording of this chapter. From many sides I could hear, “Other sciences offer proofs; what here is offered as science says simply, ‘Occult Science states this or that.’ ” It is quite natural for such prejudice to arise, since the proofs of supersensible cognition cannot obtrude themselves upon us with the exposition as is the case with the exposition of relationships of sense-perceptible reality. I have, however, sought, by means of a revision of the first chapter of this book, to make clearer than I seem to have succeeded in doing in the earlier editions, that we have to contend here merely with prejudice. — In the other chapters I have attempted, through amplifications, to elaborate some items of my presentation more clearly. Throughout the entire book I have taken pains to make numerous changes in the wording of the content, which seemed to me necessary after renewed experience of the subject matter.
Rudolf Steiner Berlin, May 1920.
Fourth Edition
Anyone attempting an exposition of the results of spiritual science as recorded in this book must, above all, take into account the fact that at present these results are universally looked upon as something quite impossible. For things are said in the following exposition that the supposedly exact thinking of our age affirms to be “probably entirely indeterminable by human intelligence.” He who knows and appreciates the reasons why so many earnest persons are lead to maintain this impossibility will wish to make ever new attempts to show the misconceptions upon which is based the belief that entrance into supersensible worlds is denied to human knowledge.
For two things offer themselves for consideration. First, any human soul, by reflecting deeply, will in the long run be unable to disregard the fact that its most important questions concerning the meaning and significance of life must remain unanswered if there be no access to supersensible worlds. We may theoretically deceive ourselves about this fact, but the depths of the soul-life will not tolerate this self-delusion. — If we do not wish to listen to these depths of the soul, we shall naturally reject any statement about supersensible worlds. Yet there are human beings — really not few in number — who find it impossible to remain deaf to the demands coming from these soul depths. Such people must always knock at the door that conceals, according to the opinion of others, the “inconceivable.”
Second, the statements resulting from “exact thinking” are not at all to be underrated. He who occupies himself with them will certainly appreciate their seriousness where they are to be taken seriously. The writer of this book would not like to be looked upon as one who lightheartedly passes over the tremendous thought activity that has been employed in determining the limits of the human intellect. This thought activity cannot be disposed of by a few phrases about “academic wisdom” and the like. In many cases its source rests in true striving for knowledge and in genuine acumen. — Indeed, even more may be admitted: reasons have been brought forward to show that the knowledge considered scientific today cannot penetrate into the spirit world, and these reasons are in a certain sense irrefutable.
Since this is admitted without hesitation by the writer of this book himself, it may appear to many quite strange that he, nevertheless, undertakes to make statements about supersensible worlds. It appears, indeed, to be almost impossible that someone in a certain sense admits the reasons for the inapprehensibility of the supersensible worlds and yet at the same time continues to speak about them.
It is possible, nevertheless, to have this attitude, and it is possible, at the same time, to understand that it will appear contradictory. For not everyone concerns himself with the experiences one has if one approaches the supersensible realm with the human intellect. There it becomes evident that the proofs of this intellect may well be irrefutable, and that, in spite of their irrefutability, they need not be decisive for reality. Instead of all theoretical arguments, the attempt shall be made here to bring about an understanding by means of a comparison. The fact that comparisons themselves are not proof is readily conceded; yet this does not prevent their making comprehensible what is to be expressed.
Human cognition, as it acts in everyday life and in ordinary science, is really so constituted that it cannot penetrate into supersensible worlds. This can be irrefutably proved, but this proof can have no more value for a certain kind of soul-life than the proof that is undertaken to show that the natural human eye with its power of perception cannot penetrate into the smallest cells of a living body, or into the constitution of distant celestial bodies. Just as the declaration is true and demonstrable that the ordinary power of sight does not penetrate as far as the cells, so also is the other statement correct and provable that ordinary cognition is unable to penetrate into supersensible worlds. Yet the proof that the ordinary power of sight must stop short of the cells does not decide anything against research into the cells. Why should the proof that the ordinary power of cognition must halt before supersensible worlds decide anything against the possibility of research into these worlds?
We can appreciate the feeling aroused in many a person by this comparison. We are even able to sympathize with those who doubt whether somebody who confronts the thought activity mentioned with such a comparison has even the slightest idea of the seriousness of this activity. Nevertheless, the author of this book is not only imbued with this seriousness, but he is of the opinion that this thought activity is to be counted among the noblest achievements of mankind.
To prove that the human power of sight cannot penetrate to the cell structure without the aid of instruments would be, to be sure, an unnecessary undertaking; to become conscious, through exact thinking, of the nature of this thinking is a necessary spiritual activity. It is only too understandable that those who give themselves up to such thought activity do not notice that reality can refute them. The present preface of this book cannot be the place to go into the various “refutations” of the first editions on the part of persons who lack all understanding of what this book strives for, or who direct their false attacks at the person of the author. It must, however, be strongly emphasized that only those can suspect in this book any underrating of serious scientific thought activity who wish to close their eyes to the real character of the expositions.
The human power of cognition can be strengthened and enhanced, just as the faculty of eyesight can be strengthened. The means, however, for strengthening cognition are of an entirely spiritual nature; they are purely inner soul functions. They consist in what is described in this book as meditation and concentration (contemplation). Ordinary soul-life is bound to the instruments of the body, the strengthened soul-life frees itself from them. To certain modern schools of thought such a declaration must appear quite senseless and based only upon self-delusion.
From their point of view, it will be found easy to prove that “all soul-life” is bound up with the nervous system. A person holding the point of view out of which this book is written will completely understand such proofs. He understands the people who say that only the superficial can maintain that there may be some sort of soul-life independent of the body, and who are entirely convinced that for such soul experiences a connection with the life of the nerves exists that “spiritual scientific amateurishness” fails to perceive.
Here certain entirely comprehensible habits of thought confront what is described in this book so sharply that they preclude at present any prospect of coming to an understanding. We are here at a point where the wish must make itself felt that in the present age it should no longer be in keeping with spiritual life to decry a direction of research as fantastic and visionary because it diverges abruptly from our own. — On the other hand, however, we have the fact that there are a number of human beings who have an understanding for the supersensible mode of research presented in this book. They are individuals who realize that the meaning of life does not reveal itself in general terms about soul, self, and so forth, but only through the real entering upon the results of supersensible research. It is not from lack of modesty, but with joyful satisfaction that the author of this book feels deeply the necessity of this fourth edition after a relatively brief time since the last edition appeared.
The author does not accentuate this from lack of modesty, because he feels only too clearly how little even the new edition corresponds to what it really ought to be as an “outline of a supersensible world conception.” In preparing this new edition, the whole subject matter has been re-studied and reworked with considerable amplification at important points. Clarification was also striven for. Nevertheless, in numerous places the author became conscious of how inadequate the means of presentation available to him prove to be in comparison with what supersensible research shows. Hence, scarcely more than a way could be indicated for acquiring the concepts that in this book are given for the Saturn, Sun, and Moon evolutions.
An important point of view, also in this domain, has been briefly treated anew in this edition. But the experiences in regard to such things diverge so greatly from all the experiences in the domain of the senses that the exposition must of necessity struggle continually for expressions that appear sufficiently adequate for the purpose. Anyone who is willing to go into the exposition attempted here will perhaps notice that much that is impossible to say in dry words is striven for by the manner of the description. This manner is, for example, one thing for the Saturn evolution, but quite another for the Sun evolution, and so forth.
The second part of this book, which deals with knowledge of the higher worlds, was greatly supplemented and amplified by its author. He endeavored to present clearly the character of the inner soul processes through which knowledge frees itself from its limits present in the sense world and fits itself for experiencing the supersensible world. The author attempted to show that this experiencing of the supersensible, although acquired entirely through inner ways and means, does not have a merely subjective significance for the individual who acquires it.
The presentation was to show that, within the soul, its singularity and personal peculiarity are stripped off and an experience is reached which is similar in every human being who effects his development in the right manner out of his subjective experiences. Only when the knowledge of supersensible worlds is conceived of as possessing this character is it possible to distinguish it from all experiences of mere subjective mysticism and the like. Of such mysticism it may well be said that it is, more or less, a subjective concern of the mystic.
The spiritual scientific training of the soul that is meant here, however, strives for objective experiences, the truth of which is indeed recognized entirely inwardly, the universal validity of which, however, is discernible for that reason. — Here again is a point where it is quite difficult to come to an understanding with many a thought habit of our age.
In conclusion, the author of this book should like to observe that also the well-intended reader should accept these expositions as they offer themselves by virtue of their own content. Today numerous attempts have been made to give to this or that spiritual movement this or that ancient historical name. To many, only then does it appear of value.
The question, however, may be asked: What have the expositions of this book to gain by designating them “Rosicrucian” or the like? The important point is that here, with the means that are possible and adequate for the soul in this present period of evolution, an insight is attempted into supersensible worlds, and that from this point of view the riddles of human destiny and of human existence beyond the limits of birth and death are observed. It is not the question of a striving bearing this or that ancient name, but of a striving for truth.
On the other hand, opponents have also employed terms for the world conception presented in this book. Apart from the fact that the terms used in order to deal the author the heaviest possible blow and to discredit him are absurd and objectively false, such terms characterize themselves in their unworthiness by the fact that they attempt to discredit a completely independent striving for truth by failing to judge it on its own merits, and by endeavoring to impose their dependence upon ideas derived from this or that trend of thought as judgment upon others. Although these words are necessary in the face of many attacks against the author, nevertheless, he is loath here to go further into this matter.
Rudolf Steiner June 1913.
First Edition
In offering to the public a book like the present one, its author should be able to anticipate, with utter calmness, any kind of criticism that is possible in our time. Someone, for example, might begin to read the presentation given here of this or that matter, about which he has thought in accordance with the results of research in science, and he might come to the following conclusion: It is astonishing how such assertions are at all possible in our age.
The author treats the simplest scientific concepts in a manner that shows the most inconceivable ignorance concerning even the most elementary facts of scientific knowledge. For example, he treats concepts, such as “heat,” in a way only possible for someone who has permitted the whole modern mode of thinking in physics to pass over his head without having the least effect. Anyone who knows even the elementary facts of this science could show him that what he says here does not even deserve the designation “amateurishness,” but can only be called “absolute ignorance.”
Many sentences could be quoted that express this kind of possible criticism. One could imagine that someone might arrive at the following conclusion: “Whoever has read a few pages of this book will, according to his temperament, lay it aside either with a smile or with indignation, and say to himself, ‘It is certainly queer what eccentricities can be brought forth by a wrong trend of thought in the present day. It is best that such expositions be laid aside with many other freaks of the human mind.’ ”
What, however, does the author of this book say if he really experienced such criticism?
Must he not, from his standpoint, simply regard the critic as a reader lacking the faculty of judgment or as someone who has not the goodwill to form an appreciative opinion? — The answer to that is emphatically, No! the author does not do that in every case. He is able to imagine that his critic may be a very clever person and also a trained scientist, someone who forms his judgments in quite a conscientious way. For the author of this book is able to enter with his thinking into the soul of such a person and into the reasons that can lead the latter to such a judgment.
A certain necessity arises to clarify what the author really says. Although in general he considers it highly improper to discuss anything of a personal nature, it seems essential to do so in regard to this book. To be sure, nothing will be brought forward that is not concerned with the decision to write this book. What is said in such a book would certainly have no reason for existence were it to bear only a personal character. It must contain views that every human being may acquire, and these must be expressed without any personal coloring as far as this is humanly possible.
The introduction of the personal element is only to make clear how the author is able to comprehend the above-mentioned criticism of his expositions, yet nevertheless was still able to write this book. There would be one way, to be sure, of avoiding mention of the personal element: that of presenting, explicitly, every detail that proves that the statements in this book really agree, with every forward step of modern science.
This would necessitate, however, the writing of many volumes of introductory matter. Since this at present is out of the question, it seems necessary for the author to describe the personal circumstances through which he feels justified in believing himself in agreement with modern science. — Never, for example, would he have undertaken to publish all that is said in this book about heat phenomena were he not able to affirm that, thirty years ago, he was in the position to make a thorough study of physics, which had ramifications into the various fields of that science.
The expositions belonging to the so-called “Mechanical Theory of Heat” (“Theory of Thermodynamics”) occupied at that time the central point of his studies in the field of heat phenomena. This theory was of special interest to him. The historical development of the interpretations associated with such names as Julius Robert Mayer, Helmholtz, Joule, Clausius, and others, formed a part of his continuous studies. He thus, laid the proper foundation and created the possibility of being able to follow — right up to the present — all the advances of science in the domain of the physical theory of heat. Hence there are no difficulties to overcome when he investigates what modern science has achieved in this field.
His confession of inability to do this would have been sufficient reason for leaving the matter advanced in this book unsaid and unwritten. He has truly made it a principle to speak or write only about those subjects in the field of spiritual science about which he would be sufficiently able to say what modern science knows about them. This statement, however, is not meant as a general prerequisite for everyone. Others may, with justice, feel impelled to communicate and publish what their judgment, healthy sense of truth, and feelings indicate, although they may not know the point of view of contemporary science in such matters. The author of this book, however, intends to hold to the above expressed principle for himself.
He would not, for example, write about the human glandular or nervous system as he does, were he not at the same time in the position also to discuss these matters from the point of view of natural science. Thus in spite of the fact that it is possible to conclude that anyone who discusses “heat” in the manner of this book knows nothing about the fundamental laws of modern physics, the author believes himself fully justified in what he has done, because he is striving really to know modern research, and he would have refrained from speaking in this way were the results of this research unknown to him.
He knows that the motive for stating such a principle might easily be confused with lack of modesty. In regard to this book it is necessary, however, to state such things, in order that the author’s true motives be not mistaken still further. This further mistaking might be far worse than to be accused of immodesty.
Criticism could also be possible from a philosophical standpoint. It might occur in the following way. A philosopher who reads this book might ask himself, “Has the author entirely neglected to study the present day achievements in the field of epistemology? Has he never heard of the existence of a man named Kant, according to whom it is simply philosophically inadmissible to advance such views?” Again, we could continue in this direction.
The following critical conclusion, however, might also be drawn: “For the philosopher, such uncritical, naive, amateurish stuff is unbearable and to deal with it further would be nothing but a waste of time.” — From the same motive indicated above, in spite of all the misunderstandings that might arise from it, the author would again like to advance something personal here. His study of Kant began in his sixteenth year, and today he believes himself truly capable of judging quite objectively — from the Kantian standpoint — what has been advanced in the present book.
From this aspect also, he would have had a reason for leaving this book unwritten did he not know what moves a philosopher to find naive what is written here if he applies the measuring rod of modern criticism. It is, however, possible really to know how, in the sense of Kant, we pass here beyond the limits of possible knowledge. It can also be known how Herbart might discover in this book a “naive realism” that has not yet attained to the “elaboration of concepts,” and so forth. It is even possible to know how the modern pragmatism of James, Schiller, and others would find that this book has gone beyond the bounds of “true representations” which “we are able to make our own, to assert, to put into action, and to verify.” (see Note 1)
1 All of this may be realized and in spite of that realization, indeed because of it, one may feel justified in writing the expositions presented here. The author has dealt with philosophical trends of thought in his writings: The Theory of Knowledge Based on Goethe’s World Conception (Erkenntnistheorie der Goetheschen Weltanschauung); Truth and Science (Wahrheit und Wissenschaft); Philosophy of Freedom (Philosophie der Freiheit); Goethe’s Conception of the World (Goethe’s Weltanschauung); Views of the World and Life in the Nineteenth Century (Welt- und Lebensanschauungen im neunzehnten Jahrhundert); Riddles of Philosophy (Die Raetsel der Philosophie).
Many kinds of possible criticism could still be cited. There might be critics who have read the earlier writings of the author, for example, Views of the World and Life in the Nineteenth Century, or perhaps the brochure on Haeckel and His Opponents. Some such critic might say, “It is incomprehensible how one and the same man can write these books and then, besides the already published book, Theosophy, also write this present book. How is it possible that someone can defend Haeckel and then turn around and discredit what results from Haeckel’s research as healthy, monism?
It might be comprehensible had the author of this Occult Science combated Haeckel ‘with fire and sword,’ but, that he has defended him, indeed, has even dedicated Views of the World and Life in the Nineteenth Century to him, is the most monstrous thing imaginable. Haeckel would have unmistakably declined this dedication had he been conscious of the fact that the dedicator might some day write such stuff as this Occult Science with its exposition of a more than crude dualism.” — The author of this book, however, is of the opinion that while it is possible to understand Haeckel very well, it is, nevertheless, not necessary to believe that he is only to be understood by one who considers nonsensical everything that is not derived from Haeckel’s own concepts and hypotheses.
Furthermore, he is of the opinion that it is possible to come to an understanding of Haeckel only by entering upon what he has achieved for science and not be combating him “with fire and sword.”
Least of all does the author believe that Haeckel’s opponents are right, against whom, for example in his brochure, Haeckel and His Opponents, he has defended the great natural philosopher. Indeed, if the writer of this brochure goes far beyond Haeckel’s hypotheses and places the spiritual point of view of the world alongside Haeckel’s merely naturalistic one, his opinion need not therefore coincide with the opinion of the latter’s opponents. If the facts are looked at correctly, it will be discovered that the author’s present day writings are in complete accord with his earlier ones.
The author also understands quite well the critic who generally regards the descriptions in this book as an outpouring of wild fancy or a dreamlike play of thoughts. All that is to be said in this regard, however, is contained in the book itself. It is shown there how, in full measure, thought based on reason can and must become the touchstone of what is presented. Only the one who applies to this book the test of reason in the same way he would apply it, for example, to the facts of natural science, will be able to determine what reason proves in such a test.
After saying so much about personalities who from the outset refute this book, a word may also be spared for those who have reason to agree with it. For them the most essential is to be found in the first chapter, The Character of Occult Science. Something more, however, is to be said here. Although the book deals with the results of research that lie beyond the power of the intellect bound to the sense world, yet nothing is offered that cannot be comprehended by anyone possessing an unprejudiced
reason, a healthy sense of truth, and the wish to employ these human faculties.
The author says without hesitation that he would like, above all, to have readers who are not willing to accept on blind faith what is offered here, but who endeavor to examine what is offered by means of the knowledge of their own soul and through the experiences of their own lives. (2) He would like to have above all cautious readers who only accept what can be logically justified. The author knows his book would have no value, were it dependent only on blind faith; it is only useful to the degree it can be vindicated before unbiased reason. Blind faith can so easily mistake the foolish and superstitious for the true.
Many who are gladly satisfied with a mere belief in a “supersensible world” will perhaps find that this book makes too great a demand on the powers of thought. Yet concerning the communications given here, it is not merely a question of communicating something, but that the communication be in conformity with a conscientious view of the sphere of life in question. For it is indeed the sphere in which the highest things and the most unscrupulous charlatanry, in which knowledge and crass superstition so easily meet in actual life, and where, above all, they can be so easily confused with one another.
Anyone acquainted with supersensible research will, in reading this book, notice that it has been the endeavor of its author sharply to mark the limits between what can and ought to be communicated from the sphere of supersensible knowledge at present and that which is to be presented at a later period, or at least in another form.
Rudolf Steiner December 1909.
Footnotes:
This includes an earnest consideration and study of the philosophy of the “As If,” the Bergsonian philosophy, and the Critique of Speech.
Here is not only meant the spiritual scientific test by supersensible methods of research, but primarily the test that is possible by healthy, unprejudiced thought and common sense.
The Character Of Occult Science
Occult science, an ancient term, is used for the contents of this book. This term can arouse in various individuals of the present day feelings of the most contrary character. For many, it possesses something repellent; it arouses derision, pitying smiles, perhaps contempt. These people imagine that the kind of thinking thus designated can only be based upon idle, fantastic dreaming, that behind such “alleged” science there can lurk only the impulse to renew all sorts of superstitions that are properly avoided by those who understand “true scientific methods” and “pure intellectual endeavor.”
The effect of this term upon others is to cause them to think that what is meant by it must bring them something that cannot be acquired in any other way and to which, according to their nature, they are attracted by a deep, inner longing for knowledge, or by the soul’s sublimated curiosity. In between these sharply contrasting opinions there exists every possible kind of intermediate stage of conditional rejection or acceptance of what this or that person imagines when he hears the term, “occult science.” – It is not to be denied that for many the term, occult science, has a magical sound because it seems to satisfy their fatal passion for knowledge of an “unknown,” of a mysterious, even of an obscure something that is not to be acquired in a natural way. For many people do not wish to satisfy the deepest longings of their souls by means of something that can be clearly understood.
Their convictions lead them to conclude that besides what can be known in the world there must be something that defies cognition. With extraordinary absurdity, which they do not observe, they reject, in regard to the deepest longing for knowledge, all that “is known” and only wish to give their approval to something that cannot be said to be known by means of ordinary research. He who speaks of “occult science” will do well to keep in mind the fact that he is confronted by misunderstandings caused by just such defenders of a science of this kind — defenders who are striving, in fact, not for knowledge, but for its antithesis.
This work is intended for readers who will not permit their impartiality to be taken away from them just because a word may arouse prejudice through various circumstances. It is not here a question of knowledge which, in any respect, can be considered to be “secret” and therefore only accessible to certain people through some special favor of fate.
We shall do justice to the use of the term, occult science, employed here, if we consider what Goethe has in mind when he speaks of the “revealed secrets” in the phenomena of the universe. What remains “secret” — unrevealed — in these phenomena when grasped only by means of the senses and the intellect bound up with them will be considered as the content of a supersensible mode of knowledge.1 — What is meant here by “Occult Science” does not constitute science for anyone who only considers “scientific” what is revealed through the senses and the intellect serving them.
If, however, such a person wishes to understand himself, he must acknowledge that he rejects occult science, not from well-substantiated insight, but from a mandate arising from his own personal feelings. In order to understand this, it is only necessary to consider how science comes into existence and what significance it has in human life. The origin of science, in its essential nature, is not recognized by means of the subject matter it is dealing with, but by means of the human soul-activity arising in scientific endeavor.
We must consider the attitude of the soul when it elaborates science. If we acquire the habit of exercising this kind of activity only when we are concerned with the manifestation of the senses, we might easily be led to the opinion that this sense-manifestation is the essential thing, and we do not become aware that a certain attitude of the human soul has been employed only in regard to the manifestation of the senses.
It is possible, however, to rise above this arbitrary self-limitation and, apart from special application, consider the characteristics of scientific activity. This is the basis for our designating as “scientific” the knowledge of a non-sensory world-content. The human power of thought wishes to occupy itself with this latter world-content just as it occupies itself, in the other case, with the world-content of natural science.
Occult science desires to free the natural-scientific method and its principle of research from their special application that limits them, in their own sphere, to the relationship and process of sensory facts, but, at the same time, it wants to retain their way of thinking and other characteristics. It desires to speak about the non-sensory in the same way natural science speaks about the sensory.
While natural science remains within the sense world with this method of research and way of thinking, occult science wishes to consider the employment of mental activity upon nature as a kind of self-education of the soul and to apply what it has thus acquired to the realms of the non-sensory. Its method does not speak about the sense phenomena as such, but speaks about the non-sensory world- content in the way the scientist talks about the content of the sensory world. It retains the mental attitude of the natural-scientific method; that is to say, it holds fast to just the thing that makes natural research a science. For that reason it may call itself a science.
When we consider the significance of natural science in human life, we shall find that this significance cannot be exhausted by acquiring a knowledge of nature, since this knowledge can never lead to anything but an experiencing of what the human soul itself is not. The soul-element does not live in what man knows about nature, but in the process of acquiring Knowledge The soul experiences itself in its occupation with nature.
What it vitally achieves in this activity is something besides the knowledge of nature itself: it is selfdevelopment experienced in acquiring knowledge of nature. Occult science desires to employ the results of this self-development in realms that lie beyond mere nature. The occult scientist has no desire to undervalue natural science; on the contrary, he desires to acknowledge it even more than the natural scientist himself. He knows that, without the exactness of the mode of thinking of natural science, he cannot establish a science. Yet he knows also that after this exactness has been acquired through genuine penetration into the spirit of natural-scientific thinking, it can be retained through the force of the soul for other fields.
Something, however, arises here that may cause misgivings. In studying nature, the soul is guided by the object under consideration to a much greater degree than is the case when non-sensory world contents are studied. In the latter study, the soul must possess to a much greater degree, from purely inner impulses, the ability to hold fast to the scientific mode of thinking, Since many people believe, unconsciously, that this can be done only through the guidance of natural phenomena, they are inclined, through a dogmatic declaration, to make their decisions accordingly; as soon as this guidance is abandoned, the soul gropes in a void with its scientific method. Such people have not become conscious of the special character of this method.
They base their judgment for the most part upon errors that must arise if the scientific attitude is not sufficiently strengthened by observation of natural phenomena and, in spite of this, the soul attempts a consideration of the non-sensory regions of the world. It is self-evident that in such cases there arises much unscientific talk about non-sensory world contents. Not, however, because such talk, in its essence, is incapable of being scientific, but because, in such an instance, scientific self-education in the observation of nature has been neglected.
Whoever wishes to speak about occult science must certainly, in connection with what has just been said, be fully awake in regard to all the vagaries that arise when, without the scientific attitude, something is determined concerning the revealed mysteries of the world. It would, however, be of no avail if, at the very beginning of an occult-scientific presentation, we were to speak of all kinds of aberrations, which in the souls of prejudiced persons discredit all research in this direction, because they conclude, from the presence of really quite numerous aberrations, that the entire endeavor is unjustified.
Since, however, in the case of scientists, or scientifically minded critics, the rejection of occult science rests in most instances solely upon the above mentioned dogmatic declaration, and the reference to the aberrations is only an often unconscious pretext, a discussion with such opponents will be fruitless. Nothing, indeed, hinders them from making the certainly quite justifiable objection that, at the very outset, there is nothing that can definitely determine whether the person who believes others to be in error, himself possesses the above characterized firm foundation.
Therefore, the person striving to present occult science can simply offer what in his estimation he has a right to say. The judgment concerning his justification can only be formed by other persons; indeed, only by those who, avoiding all dogmatic declarations, are able to enter into the nature of his communications concerning the revealed mysteries of cosmic events. To be sure, he will be obliged to show the relationship between his presentations and other achievements in the field of knowledge and life; he will have to show what oppositions are possible and to what degree the direct, external, sensory reality of life verifies his observations. He should, however, never attempt to present his subject in a way that produces its effect by means of his art of persuasion instead of through its content.
The following objection is often heard in regard to the statements of occult science: “These latter do not offer proof; they merely assert this or that and say that occult science ascertains this.” The following exposition will be misjudged if it is thought that any part of it has been presented in this sense. Our endeavor here is to allow the capacity of soul unfolded through a knowledge of nature to evolve further, as far as its own nature will allow, and then call attention to the fact that in such development the soul encounters supersensible facts.
It is assumed that every reader who is able to enter into what has been presented will necessarily run up against these facts. A difference, however, is encountered with respect to purely natural scientific observation the moment we enter the realm of spiritual science. In natural science, the facts present themselves in the field of the sense world; the exponent of natural science considers the activity of the soul as something that recedes into the background in the face of the relationships and the course of sensory facts.
The exponent of spiritual science must place his soul activity into the foreground; for the reader only arrives at the facts if he makes this activity of the soul his own in the right way. These facts are not present for human perception without the activity of the soul as they are — although uncomprehended in natural science; they enter into human perception only by means of soul activity. The exponent of spiritual science therefore presumes that the reader is seeking facts mutually with him.
His exposition will be given in the form of a narration describing how these facts were discovered, and in the manner of his narration not personal caprice but scientific thinking trained by natural science will prevail. It will also be necessary, therefore, to speak of the means by which a consideration of the non-sensory, of the supersensible, is attained. — Anyone who occupies himself with an exposition of occult science will soon see that through it concepts and ideas are acquired that previously he did not possess. Thus he also acquires new thoughts concerning his previous conception of the nature of “proof.” He learns that for an exposition of natural science, “proof” is something that is brought to it, as it were, from without.
In spiritual-scientific thinking, however, the activity, which in natural-scientific thinking the soul employs for proof, lies already in the search for facts, These facts cannot be discovered if the path to them is itself not already a proof. Whoever really travels this path has already experienced the proving in the process: nothing can be accomplished by means of a proof applied from without The fact that this is not recognized in the character of occult science calls forth many misunderstandings.
The whole of occult science must spring from two thoughts that can take root in every human soul.
For the occult scientist, as he is meant here, these two thoughts express facts that can be experienced if we use the right means. For many people these thoughts signify extremely controversial statements about which there may be wide differences of opinion; they may even be “proved” to be impossible.
These two thoughts are the following. First, behind the “visible” there exists an invisible world, concealed at the outset from the senses and the thinking bound up with the senses; and second, it is possible for man, through the development of capacities slumbering within him, to penetrate into this hidden world.
One person maintains that there is no such hidden world, that the world perceived by means of the human senses is the only one, that its riddles can be solved out of itself, and that, although the human being at present is still far from being able to answer all the questions of existence, a time will surely come when sense experience and the science based upon it will be able to give the answers.
Others state that we must not maintain there is no hidden world behind the visible, yet the human powers of cognition are unable to penetrate into it. They have limits that cannot be overstepped. Let those who need “faith” take refuge in a world of that kind: a true science, which is based upon assured facts, cannot concern itself with such a world.
There is a third group that considers it presumptuous if a man, through his cognitive activity, desires to penetrate into a realm about which he is to renounce all “knowledge” and be content with “faith.” The adherents of this opinion consider it wrong for the weak human being to want to penetrate into a world that is supposed to belong to the religious life alone.
It is also maintained that a common knowledge of the facts of the sense world is possible for everyone, but that in respect of supersensible facts it is only a matter of the personal opinion of the individual, and that no one should speak of a generally valid certainty in these matters.
Others maintain still other things.
It can become clear that the observation of the visible world presents riddles that can never be solved out of the facts of that world themselves. They will never be solved in this way, although the science concerned with these facts may have advanced as far as is possible. For the visible facts, through their very inner nature, point clearly to a hidden world. Whoever does not discern this closes his mind to the riddles that spring up everywhere out of the facts of the sense world. He refuses to perceive certain questions and riddles; he, therefore, thinks that all questions may be answered by means of the sensory facts.
The questions he wishes to propound can indeed all be answered by means of the facts that he expects will be discovered in the future. This may be readily admitted. But why should a person wait for answers to certain things who does not ask any questions? Whoever strives for an occult science merely says that for him these questions are self evident and that they must be recognized as a fully justified expression of the human soul. Science cannot be pressed into limits by forbidding the human being to ask unbiased questions.
The opinion that there are limits to human cognition that cannot be overstepped, compelling man to stop short before an invisible world, must be replied to by saying that there can be no doubt about the impossibility of finding access to the invisible world with the kind of cognition referred to here. Whoever considers that form of cognition to be the only possible one cannot come to any other opinion than that the human being is denied access to a possibly existent higher world.
Yet the following may also be stated. If it is possible to develop another kind of cognition, this then may well lead into the supersensible world. If this kind of cognition is considered to be impossible, then we reach a point of view from which all talk about a supersensible world appears as pure nonsense. From an impartial viewpoint, however, the only reason for such an opinion can be the fact that the person holding it has no knowledge of this other kind of cognition. Yet how can a person pass judgment upon something about which he himself admits his ignorance?
Unprejudiced thinking must hold to the premise that a person should speak only of what he knows and should not make statements about something he does not know. Such thinking can only speak of the right that a person has to communicate what he himself has experienced, but it cannot speak of the right that somebody declare impossible what he does not know or does not wish to know. We cannot deny anyone the right to ignore the supersensible, but there can never be any good reason for him to declare himself an authority, not only on what he himself can know, but also on all that a man can not know.
In the case of those who declare that it is presumptuous to penetrate into the domain of the supersensible an occult-scientific exposition has to call attention to the fact that this can be done, and that it is a transgression against the faculties bestowed upon man if we allow them to stagnate, instead of developing and making use of them.
Whoever thinks, however, that the views concerning the supersensible world must belong entirely to personal opinion and feeling denies what is common to all human beings. It is certainly true that the insight into these things must be acquired by each person for himself, but it is also a fact that all human beings who go far enough arrive, not at different opinions about these things, but at the same opinion. Differences of opinion exist only as long as human beings wish to approach the highest truths, not by a scientifically assured path, but by way of personal caprice. It must again be admitted, however, that only that person is able to acknowledge the correctness of the path of occult science who is willing to familiarize himself with its characteristics.
At the proper moment, every human being can find the way to occult science who recognizes, or even merely assumes or divines, out of the manifest world, the existence of a hidden world and who, out of the consciousness that the powers of cognition are capable of development, is driven to the feeling that the concealed is able to reveal itself to him. To a person who has been led to occult science by means of these soul experiences there opens up not only the prospect of finding the answer to certain questions springing from his craving for knowledge, but also the quite different prospect of becoming the victor over all that hampers and weakens life.
It signifies, in a certain higher sense, a weakening of life, indeed a death of the soul, when a human being sees himself forced to turn away from the supersensible, or to deny it. Indeed, under certain conditions it leads to despair when a man loses hope of having the hidden revealed to him. This death and despair in their manifold forms are, at the same time, inner soul opponents of occult-scientific striving. They appear when the inner force of the human being dwindles. Then all force of life must be introduced from without if such a person is to get possession of any life force at all. He then perceives the things, beings, and events that appear before his senses; he analyses these with his intellect. They give him pleasure and pain, they drive him to the actions of which he is capable.
He may carry on in this way for a while yet at some time he must reach a point when he inwardly dies. For what can be drawn from the world in this way becomes exhausted. This is not a statement derived from the personal experience of one individual, but the result of an unbiased consideration of all human life. What guards against this exhaustion is the concealed something that rests within the depths of things. If the power to descend into these depths, in order to draw up ever new life-force, dies away within the human being, then finally also the outer aspect of things no longer proves conducive to life.