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Ivan Illich

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The break with the past, which has been described by others as the transition to a capitalist mode of production, I describe here as the transition from the aegis of gender to the regime of sex.' Ivan Illich insists that we survey attitudes to male and female in both industrial society and its antecedents in order to recover a lost 'art of living'. 'While under any reign of gender women might be subordinate, under any economic regime they are only second sex... both genders are stripped, and, neutered, the man ends up on top.' He argues that only a truly radical scrutiny of scarcity, with special attention in this study to the sexes and society, past and present, can prevent an intensification of this grim predicament.

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Gender

IVAN ILLICH

Contents

Title Page

Guide to Titled Footnotes

Acknowledgements

I. SEXISM AND ECONOMIC GROWTH

II. ECONOMIC SEX

The Reported Economy

The Unreported Economy

Shadow Work

The Feminization of Poverty

III. VERNACULAR GENDER

Ambiguous Complementarity

Socio-Biological Sexism

Social-Science Sexism

IV. VERNACULAR CULTURE

Gender and Tools

Gender, Rent, Trade, and Crafts

Gender and Kinship

Gender and Wedlock

V. GENDER DOMAINS AND VERNACULAR MILIEU

Space/Time and Gender

Gender and the Home

Gender and the Grasp of Reality

Gender and Speech

VI. GENDER THROUGH TIME

Gender and Transgression

The Rise of the Heterosexual

The Iconography of Sex

VII. FROM BROKEN GENDER TO ECONOMIC SEX

Index

Books By the Same Author

Copyright

Guide to Titled Footnotes

The footnotes have been composed for my students in a course at Berkeley in Fall 1982, and for those who want to use the text as a guide for independent study. Each titledfootnote is meant as a reading assignment, as a tangent to the text, as a doorway to further research. Generally, I selected books I would like to discuss with my students, and starred a few that are of more general interest. Some items I included mainly because of the bibliography they contain, or for the guidance they provide to the history, the present status of research, and the controversy on the issue. These footnotes are not meant to prove but to illustrate and qualify my arguments; they are marginal glosses written in counterpoint to the text, outlines of my lectures to students who have prepared themselves by reading this book. The notes relate to the text as formerly questionsdisputatae related to the summa.

1. Vernacular Values

2. Key Words

3. Word Fields

4. The Human

5. Genderless Individualism

6. Invidious Individualism

7. Sex and Sexism

8. Environmental Degradation

9. Counterproductivity

10. The Recovery of the Commons

11. Scarcity

12. Duality

13. Work and Sex

14. The Widening Wage Gap

15. Statistics on Discrimination

16. Egalitarian Rituals

17. Women and Law

18. Women in Socialist Countries

19. Women and Recession

20. Sexist Rape

21. Patriarchy and Sexism

22. “Reproduction”

23. The Unreported Economy

24/25. The IRS Confused

26. Under-reporting: Economic Versus Political

27. New Home Economics

28. Illegitimate Unemployment

29. Disintermediation

30. Shadow Work

31. Housework

32. The Housewife

33. Economic Anthropology

34. Mystification of Shadow Work

35. The Valium Economy

36. Household Machinery

37/42. Unpaid Work

43. The Self-Service Economy

44. Discrimination in Self-Help

45. Women’s Studies

46. Stereoscopic Science

47. Modernization of Poverty

48. Women and Economic Development

49. Development of International Housework

50. Wrecked Singles

51. Vernacular

52. Complementarity and Social Science

53. Right and Left

54. Sexism: Moral and Epistemological

55. Yin and Yang

56. Metaphors for the Other

57. Ambiguous Complementarity

58. Socio-Biological Mythology

59. Animal Sociology

60. The Racist and the Professional

61. Role

62. Social Morphology

63/64. Sex Role

65. Victorian Feminism

66. Sex and Temperament

67. Role Complementarity

68. Feminine Subordination

69. The Gender Divide

70. Tools and Gender

71. Division of Labor

72. The Elite and Gender

73. Rent and Gender

74. Trade and Gender

75. Craft and Gender

76. Structuralism

77. Economic Wedlock

78. Milieu and Domain

79. Space/Time

80. The Sexed Body

81. Rough Music

82. Probity

83. Gossip

84. Asymmetric Dominance

85. The Subject of History

86. Housing and Dwelling

87. From the Delivery of the Mother to the Delivery of the Child

88/89. Asymmetry of the Symbolic Universe

90. Nature/Culture

91. Anthropology

92/93. Sex Difference in Language

94. Complementarity in Speech

95. “Women’s Language”

96. Subordination in Speech

97. Role in Speech and Role in Language

98/102. Gendered Speech vs. Sexist Language

103/104. Anastomosis

105. Disregard for Gender in Calamity

106. Intrusion into the Other Domain

107. Political Defiance of Gender

108. Mocking Sanctions

109. The Language of Travesty

110. The History of the Heterosexual

111. Sodomy and Heresy

112. Care: Professional and Clerical

113. Alma Mater

114. Sin

115. Conscience

116. The Madonna

117. Religiosity

118. The Devil

119. The Witch

120. The Civilization of Broken Gender

121. Family History

122. Capitalism

123. The Industrial Revolution

124. The Loss of Rural Gender

125. The Proto-Industrial Interstice

Acknowledgements

The break with the past, which has been described by others as the transition to a capitalist mode of production, I describe here as the transition from the aegis of gender to the regime of sex. In this book I sum up the position I reached in a conversation with Barbara Duden, and which grew out of a controversy between us. Originally, the issue was the economic and anthropological status of nineteenth-century housework. I have dealt with this in ShadowWork.1 I consider this present essay one more step toward a HistoryofScarcity I want to write. In the case of Barbara Duden, I cannot recall who led whom into a new insight while remaining critical of the other’s perspective. My collaborationwith Lee Hoinacki was of a different kind. As at other times during the last two decades, we met to report to each other on what we had learned during the past year. We spent two weeks on his homestead and he reviewed my draft. While discussing and writing with him there and, later on, in Berlin, my text took on a new shape. Our conversations were frequently interrupted by laughter and the expressed desire that the reader come to share the pleasure we found in writing. I cannot say who finally turned any given phrase the way it now stands. Without his collaboration, I certainly would not have written this text.

In this book I have taken up the substance of several lectures that were part of my course on the social history of the twelfth century when I was a guest professor at the University of Kassel (1979–1981). I remember with gratitude Ernst Ulrich von Weizsäcker, Heinrich Dauber, and my students for their patient and courageous criticism.

I especially want to thank several people for what they have contributed through their conversations with me. Norma Swenson made me recognize the main weakness of MedicalNemesis, published in 1975: its unisex perspective. The reflections of Claudia von Werlhof on the blind angle of economicperception led me to distinguish its two faces, the shadow economy and the vernacular domain, both equally neglected but not equally denied. The distinction between vernacular and industrial topology on which I build I owe to Sigmar Groeneveld. Conversations with Ludolf Kuchenbuch have led me to new insights on the history of the conjugal couple. I have received invaluable encouragement from my old friends Ruth and Lenz Kriss-Rettenbeck (both ethnographers and art historians), with whom I share several teachers in the period between Hugo of St. Victor and Gustav Künstler. Part of my research was done while a fellow at the Institute for Advanced Studies in Berlin. Susan Hunt worked with me on this manuscript while preparing her reader on gender and sex, now available from Rt. 3, Box 650, Dexter, ME 04930, USA.

I dedicate this book to Joseph Fitzpatrick, S.J., on his seventieth birthday. For thirty years he has tried to teach me sociology.

Cuernavaca, 1982

1VERNACULAR VALUES

Under the title ShadowWork (Boston and London: Marion Boyars, Inc., 1981, US Distributor: The Scribner Book Companies, Inc.) I have published five essays, of which the second and the third deal with the contrast between vernacualr language and taught mother tongue. These essays are the result of long conversations with Professor D. P. Pattanayak, while I was studying under his guidance at the Central Institute of Indian Languages, Manasagangotri, Mysore 570006, India. For background, see Devi Prassad Pattanayak, AspectsofAppliedLinguistics (New York: Asia Publishing House, 1981). For further research on this distinction, request the proceedings of the International Seminar “In Search of Terminology” (January 1982) from the above address. My two papers will become chapters of a book to be called VernacularValues, which will appear in 1983 (Pantheon, New York) as a further contribution toward a history of scarcity. (On the term “vernacular,” see FN 51.)

Gratefulacknowledgement is made to the following for permission to reprint previously published material:

AmericanJournalofEconomicsandSociology: Excerpt from “The Monetary Value of a Housewife: A Replacement Cost Approach” by Harvey S. Rosen, January 1974. Copyright © 1974 by the American Journal of Economics and Sociology, Inc. Reprinted by permission of the AmericanJournalofEconomicsandSociology.

Catholic University of America Press: Excerpt from “The Postion of Women: Appearance and Reality” by Ernestine Friedl, Anthropological Quarterly 40:3 (July 1967). Reprinted by permission of Catholic University of America Press.

The University of Chicago Press: Excerpts from the A. Leibowitz section and the Frank Stafford section of Economics of the Family: Marriage, Children, Human Capital, T. N. Schultz, ed. Copyright © 1974 by the University of Chicago. Reprinted by permission of the University of Chicago Press.

GENDER

I. Sexism and Economic Growth

Industrial society creates two myths: one about the sexual ancestry of this society and the other about its movement toward equality. Both myths are unmasked as lies of humans who belong to the “second sex.” In my analysis, I begin with women’s experience and try to construct categories that allow me to speak about the present and the past in a way that is more satisfactory to me.

I oppose the regime of scarcity to the reign of gender. I argue that the loss of vernacular gender is the decisive condition for the rise of capitalism and a life-style that depends on industrially produced commodities. Gender in modern English means “… one of three grammatical kinds, corresponding more or less to distinctions of sex (or the absence of sex) into which nouns are discriminated according to the nature of the modifications they require in words syntactically associated with them.” (OED, 1932.) English nouns belong to masculine, feminine, or neuter gender. I have adopted this term to designate a distinction in behavior, a distinction universal in vernacular cultures. It distinguishes places, times, tools, tasks, forms of speech, gestures, and perceptions that are associated with men from those associated with women. This association constitutes social gender because it is specific to a time and place. I call it vernacular gender because this set of associations is as peculiar to a traditional people (in Latin, a gens) as is their vernacular speech.

I use gender, then, in a new way to designate a duality that in the past was too obvious even to be named, and is so far removed from us today that it is often confused with sex. By “sex” I mean the result of a polarization in those common characteristics that, starting with the late eighteenth century, are attributed to all human beings. Unlike vernacular gender, which always reflects an association between a dual, local, material culture and the men and women who live under its rule, socialsex is “catholic”; it polarizes the human labor force, libido, character or intelligence, and is the result of a diagnosis (in Greek, “discrimination”) of deviations from the abstract genderless norm of “the human.” Sex can be discussed in the unambiguous language of science. Gender bespeaks a complementarity that is enigmatic and asymmetrical. Only metaphor can reach for it.

The transition from the dominance of gender to that of sex constitutes a change of the human condition that is without precedent. But the fact that gender might be irrecuperable is no reason to hide its loss by imputing sex to the past, or to lie about the entirely new degradations that it has brought to the present.

I know of no industrial society where women are the economic equals of men. Of everything that economics measures, women get less. The literature dealing with this economic sexism has recently turned into a flood. It documents sexist exploitation, denounces it as an injustice, usually describes it as a new version of an age-old evil, and proposes explanatory theories with remedial strategies built in. Through the institutional sponsorship of the United Nations, the World Council of Churches, governments, and universities, the latest growth industry of career reformers thrives. First the proletariat, then the underdeveloped, and now women are the favored pets of “the concerned.” You can no longer mention sex discrimination without creating the impression that you want to contribute to the political economy of sex: Either you want to promote a “non-sexist economy,” or you are engaged in whitewashing the sexist economy we have. Although I shall build my argument on this evidence of discrimination, I do not want to do either. To me, the pursuit of a non-sexist “economy” is as absurd as a sexist one is abhorrent. Here I shall expose the intrinsically sexist nature of economics as such and clarify the sexist nature of the most basic postulates on which economics, “the science of values under the assumption of scarcity,” is built.

I shall explain how all economic growth entails the destruction of vernaculargender (chapters 3–5) and thrives on the exploitation of economicsex (chapter 2). I want to examine the economic apartheid and subordination of women and yet avoid the socio-biological and structuralist traps that explain this discrimination as “naturally” and “culturally” inevitable, respectively. As a historian, I want to trace the origins of women’s economicsubservience; as an anthropologist, I want to grasp what the new gradation reveals about kinship where it occurs; as a philosopher, I want to clarify what this repetitive pattern tells us about the axioms of popular wisdom, namely, those on which the contemporary university and its social sciences rest.

It was not easy to spell out what I have to say. More than I realized when I began, the ordinary speech of the industrial age revealed itself as both genderless and sexist. I knew that gender was dual, but my thinking was constantly distorted by the genderless perspective that industrialized language necessarily enforces. I found myself caught up in a distracting web of key words. I now see that key words are a characteristic feature of modern language, but clearly distinct from technical terms. “Automobile” and “jet” are technical terms. And I have learned that such words can overwhelm the lexicon of a traditional language. When this occurs, I speak of technological creolization. A term like “transportation,” however, is a key word. It does more than designate a device – it imputes a basic need.2

An examination of modern languages shows that key words are strong, persuasive, in common usage. Some are etymologically old but have acquired a new meaning totally unlike their former intent. “Family,” “man,” “work” are familiar examples. Others are of more recent coinage but were originally conceived for specialized use alone. At a certain moment they slipped into everyday language and now denote a wide area of thought and experience. “Role,” “sex,” “energy,” “production,” “development,” “consumer” are well-known examples. In every industrialized language, these key words take on the semblance of common sense. And each modern language has its own set that provides that society’s unique perspective on the social and ideological reality of the contemporary world. The set of key words in all modern industrialized languages is homologous. The reality they interpret is everywhere fundamentally the same. The same highways leading to the same school and office buildings overshadowed by the same TV antennas transform dissimilar landscapes and societies into monotonous uniformity. In much the same way, texts dominated by key words translate easily from English into Japanese or Malay.

Universal technical terms that have become key words, such as “education,” “proletariat,” and “medicine,” mean the same thing in all modern languages. Other traditional terms with very different word fields, when used as key words, correspond almost exactly to each other across different languages. Examples are “humanity” and “Menschheit.” Therefore, the study of key words calls for some comparison between languages.3

To explain the appearance of a dominance of key words in a language, I learned to distinguish vernacularspeech, into which we grow through daily intercourse with people who speak their own minds, from taught mother tongue, which we acquire through professionals employed to speak for and to us. Key words are a characteristic of taught mother tongue. They are even more effective than the mere standardization of the vocabulary and grammatical rules in their repression of the vernacular because, having the appearance of a common sense, they put a pseudo-vernacular gloss on engineered reality. Key words, then, are also more important for the formation of an industrialized language than creolization by technical terms because each one denotes a perspective common to the entire set. I have found that the paramount characteristic of key words in all languages is their exclusion of gender. Therefore, an understanding of gender, and its distinction from sex (a key word), depends on the avoidance or wary use of all terms that might be key words.

Linguistically, then, I found myself in a double ghetto when I started to write this essay: I was unable to use words in the traditional resonance of gender, and unwilling to repeat them with their current sexist ring. I first noticed the difficulty when I tried to use earlier versions of this text in my lectures during 1980–82. Never before had so many colleagues and friends attempted to dissuade me from a task on which I had embarked. Most felt that I should turn my attention to something less trivial, less ambiguous, or less scabrous; others insisted that, in the present crisis of feminism, talk about women was not for men. Listening carefully, I came to see that most of my interlocutors felt uneasy because my reasoning interfered with their dreams: with the feminist dream of a genderless economy without compulsory sex roles; with the leftist dream of a political economy whose subjects would be equally human;4 with the futurist dream of a modern society where people are plastic, their choices of being a dentist, a male, a Protestant, or a gene-manipulator deserving the same respect. The conclusion about economics toutcourt, which my perspective on sex discrimination revealed, upset each dream with equal force, since the desires that these dreams express are all made of the same stuff: genderless economics (see chapter 7).

An industrial society cannot exist unless it imposes certain unisex assumptions: the assumptions that both sexes are made for the same work, perceive the same reality, and have, with some minor cosmetic variations, the same needs.5 And the assumption of scarcity, which is fundamental to economics, is itself logically based on this unisex postulate. There could be no competition for “work” between men and women, unless “work” had been redefined as an activity that befits humans irrespective of their sex. The subject on which economic theory is based is just such a genderless human. Then, with scarcity accepted, the unisex postulate spreads. Every modern institution, from school to family and from union to courtroom, incorporates this assumption of scarcity, thereby dispersing its constitutive unisex postulate throughout the society. For example, men and women have always grown up; now they need “education” to do so. In traditional societies, they matured without the conditions for growth being perceived as scarce. Now, educational institutions teach them that desirable learning and competence are scarce goods for which men and women must compete. Thus, education turns into the name for learning to live under an assumption of scarcity. But education, considered as an example of a typical modern need, entails more: It assumes the scarcity of a genderless value; it teaches that he or she who experiences its process is primarily a human being in need of genderless education. Economic institutions, then, are based on the assumption of scarcity in genderless values, equally desirable or necessary for competing neuters belonging to two biological sexes.6 What Karl Polanyi has called the “disembedding” of a formal market economy, I am describing, anthropologically, as the transmogrification of gender to sex.

Relentlessly, economic institutions transform the two culturally embedded genders into something new, into economic neuters distinguished by nothing more than their disembedded sex. A characteristic but quite secondary bulge in the blue jeans is now all that differentiates and bestows privilege on one kind of human being over the other. Economic discrimination against women cannot exist without the abolition of gender and the social construction of sex.7 This I shall attempt to establish with my argument. And if this is true – namely, that economic growth is intrinsically and irremediably gender-destructive, that is, sexist – the sexism can be reduced only at the “cost” of economic shrinkage. Further, the decline of sexism requires as a necessary, albeit insufficient, condition the contraction of the cash nexus and the expansion of non-market-related, non-economic forms of subsistence.

Up to now, two major motifs have emerged that impel us to adopt negative growth policies: environmental degradation8 and paradoxical counterproductivity.9 Now a third urges us: Negative growth is necessary to reduce sexism. This proposition is hard to accept for the well-meaning critics who have tried during the past year to divert me from my present line of argument; they feared either that I would make a fool of myself or that their dreams of growth with equality would appear to be fantasies. I believe, however, that this is the time to turn social strategies topsy-turvy, to recognize that peace between men and women, whatever form it might take, depends on economic contraction and not on economic expansion. Up to now, no goodwill and no struggle, no legislation and no technique, have reduced the sexist exploitation characteristic of industrial society. As I shall show, the interpretation of this economic degradation by sex as just more machismo under market conditions will not wash. Up to now, wherever equal rights were legally enacted and enforced, wherever partnership between the sexes became stylish, these innovations gave a sense of accomplishment to the elites who proposed and obtained them, but left the majority of women untouched, if not worse off than before.

The ideal of unisex economic equality is now dying, much like the ideal of growth leading to a convergence of GNP north and south of the equator is. However, it is now possible to invert the issue. Instead of clinging to the dream of anti-discriminatory growth, it appears more sensible to pursue economic shrinkage as the policy along which a non-sexist or, at least, a less sexist society can come into being. Upon reflection, I now see that an industrial economy without a sexist hierarchy is as farfetched as that of a pre-industrial society without gender; that is, without a clear division between what men and what women do, say, and see. Both are pipe dreams, regardless of the sex of the dreamer. But the reduction of the cash nexus, that is, of both commodity production and commodity dependence, is not in the realm of fantasy. Such a cutback, however, means the repudiation of everyday expectations and habits now thought “natural to man.” Many people, including some who know that rollback is the necessary alternative to horror, view the choice as impossible. But a rapidly growing number of experienced people, together with an increasing number of experts (some convinced and others opportunistic), agree that cutting back is the wise choice. Subsistence that is based on a progressive unplugging from the cash nexus now appears to be a condition for survival. Without negative growth, it is impossible to maintain an ecological balance, achieve justice among regions, or foster people’s peace. And the policy must, of course, be implemented in rich countries at a much higher rate than in poor ones. Perhaps the maximum anyone can reasonably hope for is equal access to the world’s scarce resources at the level currently typical for the poorest nations. The translation of such a proposition into specific action would require a multi-faceted alliance of many diverse groups and interests that pursues the recovery of the commons, what I call “radical political ecology.”10 To bring those aggrieved by the loss of gender into this alliance, I shall here establish the linkage between shift from production to subsistence and the reduction of sexism.

To demonstrate that this kind of relationship between sexism and economics does indeed exist, I must construct a theory. This theory is a prerequisite for a history of scarcity.11 Throughout the essay, the theoretical argument is frequently highlighted with examples, rather than massively encumbered with data. The former are inserted in order to illustrate the theory and stimulate research, and the latter – when they exist – are integrated into the thematic footnotes. Because of the newness of this theoretical outlook and the paucity of empirical studies from this perspective, I occasionally found it necessary to use new language. Whenever possible, however, I used old words in new ways to say precisely what both the theory and the evidence demanded.

My theory allows me to oppose two modes of existence, which I call the reignofvernaculargender and the regimeofeconomicsex. The terms themselves indicate that both forms of being are dual and that the two dualities are very different in kind.12 By social gender I mean the eminently local and timebound duality that sets off men and women under circumstances and conditions that prevent them from saying, doing, desiring, or perceiving “the same thing.” By economic, or social, sex I mean the duality that stretches toward the illusory goal of economic, political, legal, or social equality between women and men. Under this second construction of reality, as I shall show, equality is mostly fanciful. The essay, then, is cast in the form of an epilogue on the industrial age and its chimeras. Through writing it, I came to understand in a new way – beyond what I had seen in TookforConviviality (1971) – what this age has irremediably destroyed. Only the transmogrification of the commons into resources can be compared to that of gender into sex. I describe this from the perspective of the past. About the future, I know and say nothing.

2KEY WORDS

I have been led to the study of key words by Raymond Williams, *Key Words: A Vocabulary of Culture and Society (New York: Oxford University Press, pbk., 1976). This book is unlike any other “on words” that I know. Each entry conveys the surprise and passion of an aging man telling us about the inconstancy of a word on which his own integrity has rested. As a result of his guidance I have (1) ventured into the exploration of new types of key words and (2) attempted to identify the conditions under which a spider’s web of key words could establish its network in everyday language. In formulating the method I use in such explanations, I have been guided by Peter Berger, Brigitte Berger, and Hansfried Kellner, *TheHomelessMind:ModernizationandConsciousness (New York: Vintage Books, 1974). For an introduction to a characteristically German type of historical semantics, see Irmline Veit-Brause, “A Note on Begriffsgeschichte” History and Theory 20, no. 1 (1981); 61–67. For the study of specific, modern webs of utterances, I have been strongly influenced by Michel Foucault, Power/Knowledge: Selected Interviews and Other Writings, 1972–77 (New York: Pantheon, 1981) and his earlier TheArchaeologyofKnowledge (New York: Harper and Row, 1976; orig. – Paris: Gallimard, 1969). For the comparative semantics of key words in the principal Western European languages, Johann Knobloch, et. al., eds. Europäische Schlüsselwörter. 3 vols. (Munich: Max Hüber, 1963–67).

3WORD FIELDS

Word fields have been traced and mapped in monographs and in dictionaries. For an international critical bibliography with essay-length commentaries on word-field studies, see H. Gipper and H. Schwarz, BibliographischesHandbuchzurSprachinhaltsforschung;SchrifttumzurSprachinhaltsforschunginalphabetischerFolgenachVerfassern,mitBesprechungenundInhaltshinweisen (Cologne: Arbeitsgemeinschaft für Forschung des Landes Nordrhein-Westfelen, 1961). The book is complete only to the letter L, but two thematic indices to this first half of the book have already appeared. The twentieth-century semblance of common sense, which key words reflect, transcends individual languages; research into this popular wisdom frequently requires comparisons. For the English language, the prime instrument for research is ASupplementtotheOxfordEnglishDictionary, ed. R.W. Burchfield, 3 vols. (Oxford: Clarendon Press, 1972). “The vocabulary treated is that which came into use during the publication of the successive sections of the main dictionary (the OED) – that is, between 1884, when the first fascicle of the letter A was published, and 1928, when the final section of the dictionary appeared, together with accessions to the English language in Britain and abroad from 1928 to the present day.” Also, William Little, H.W. Fowler, and Jessie Coulson, comp., TheShorterOxfordEnglishDictionaryonHistoricalPrinciples, 2 vols., rev. and ed. C.T. Onions; third edition completely reset with etymologies revised by G.W.S. Friedrichsen and with revised addenda (Oxford: Clarendon Press, 1973). This presents in miniature all the features of the main work, including old colloquial English, obsolete, archaic, and dialectal words and uses. Always useful: H.L. Mencken, TheAmericanLanguage:AnInquiryintotheDevelopmentofEnglishintheUnitedStates – the fourth edition and the two abridged supplements with annotations and new material by Raven I. McDavid, Jr., with the assistance of David W. Maurer (New York: Knopf, 1980). A one-volume abridged edition in paperback also exists. For French, very handy: Paul Robert, Dictionnairealphabétiqueetanalogiquedelalanguefrançaise (Paris: Nouveau Littré, 1967) (on the cover: PetitRobert). This is an excellent and up-to-date abridgement of the six-volume major work. An attempt is now being undertaken in France to equal the OED and its supplements with Paul Imbs, ed., Trésordelalanguefrançaise;DictionnairedelalangueduXIXeetduXXesiècle (1789–1960) (Paris: CNRS, 1971-). However, the scope of this comprehensive, historical dictionary was reduced drastically beginning with volume three. For Spanish, I give preference to J. Corominas, Diccionariocríticoetimológicodelalenguacastellana (Madrid: Gredos, 1954–57). Enlarged “adiciones,restificacioneseindices” will be found in the fourth volume of the reprint (Bern: Francke, 1979). Most entries contain a bibliography that refers to critical studies on the term. In German, Jacob & Wilhelm Grimm’s DeutschesWörterbuch (orig. 1854–1960, 16 vols.) is now being revised but is accessible to few people. Instead try Hermann Paul, DeutschesWörterbuch. 5th ed. Völlig neu bearb. und erw. Aufl. v. N. Werner Betz (Tübingen: Niemeyer, 1966). Due to peculiar German interest in the history of ideas and the history of concepts, two major German reference tools have no equal in other languages, and can often be used for the study of key words in other European languages. First, there is Joachim Ritter, ed., HistorischesWörterbuchderPhilosophie, rev. ed. (Basel: Schwabe; Darmstadt: Wissenschaftliche Buchgesellschaft 1971-). Six of the planned ten volumes have appeared so far. Secondly, Otto Brunner, Werner Conze, and Reinhart Koselleck, eds., GeschichtlicheGrundbegriffe:historischesLexikonzurpolitisch-sozialenSpracheinDeutschland (Stuttgart: E. Klett, 1972-). This will comprise, when finished, 130 monographic articles on socio-political terms and concepts. For Italian, Salvatore Battaglia, Grandedizionariodellalinguaitaliana, 8 vols., ed. Giorgio Bárberi Squarotti (Turin: Unione Tipografico, 1961-). Planned on historical principles, its indices give easy access to numerous, also modern, citations. To establish the contrast between vernacular synonyms and uniquack key words, I use Carl Darling Buck, ADictionaryofSelectedSynonymsinthePrincipalIndo-EuropeanLanguages:AContributiontotheHistoryofIdeas (Chicago: University of Chicago Press, 1949).

4THE HUMAN

Before the eighteenth century, “humane” was the normal spelling for the main-range meanings characteristic of the human species: its members were humane, but all humans were either men or women or children. Only during the late eighteenth century did the word acquire the meaning it has today – kind, gentle, courteous, sympathetic. Humanity has had a different but related development. Since the fourteenth century, the term has meant something similar to, but not identical with, the Italian umanitá and the French humanité, generally synonymous with courtesy, politeness, and a strong sense of civility. From the sixteenth century onward, it extends to kindness and generosity. The use of “humanity” to indicate, neutrally, a set of human characteristics or attributes is not common, in its abstract sense, before the eighteenth century, while today this is its first meaning. “Human” now has the same abstract sense. In addition, it indicates condoned fallibility, human error: “He has a human side to him.” Consult Williams, (op.cit., p. 121ff, FN 2). For a bibliography on the concept and term, see Michael Landmann, PhilosophicalAnthropology (Philadelphia: Westminster Press, 1974).

5GENDERLESS INDIVIDUALISM

Historians, even those who focus on the history of economic ideas, have not yet noted that the loss of gender creates the subject of formal economics. Marcel Mauss was the first to recognize that “only recently have our Western societies made man into an economicanimal” (1909). Westernized man is Homooeconomicus. We call a society “Western” when its institutions are reshaped for the disembedded production of commodities that meet this being’s basic needs. On this, see Karl Polanyi, *TheGreatTransformation (New York: Octagon Books, 1975). On his influence: S.C. Humphreys, “History, Economics and Anthropology: The Work of Karl Polanyi,” HistoryandTheory 9,no.2 (1968) 165–212. The novel definition of man as the subject and client of a “disembedded” economy has a history. As an introduction to this history, I highly recommend Louis Dumont, *FromMandevilletoMarx:GenesisandTriumphofEconomicIdeology (Chicago: University of Chicago Press, 1977). The perception of ego as a human, and the demand that social institutions fit the ego’s egalitarian human needs, represent a break with all pre-modern forms of consciousness. But to define the precise character of this radical discontinuity in consciousness remains very much a controversial issue. For one orientation on the dispute, see Marshall Sahlins, CultureandPracticalReason (Chicago: University of Chicago Press, 1976). Sahlins identifies the difference between then and now as a “distinctive mode of symbolic production” that is peculiar to Western civilization (p. 220). I do not quarrel with Sahlins on this point. However, in this context I argue that there is a profound discontinuity between all past forms of existence and Western individualism; and this change constitutes a fundamental rupture. It consists primarily in the lossofgender. And this loss of social gender has not yet been treated adequately in the history of individualism. A historiography of economic individualism might best begin with Elie Halevy, *TheGrowthofPhilosophicalRadicalism (Clifton, NJ: Kelly reprint, 1972), based on an abridged translation by M. Morris in 1952. He charts and explains in detail the highly discrepant effects Bentham had on his various disciples. He calls Bentham and his disciples “radical” because they consciously broke all ties with previous philosophical traditions. On the transformation of personality structure, at the deepest levels, that created the English working class between the years 1790 and 1830, see E.P. Thompson, TheMakingoftheEnglishWorkingClass (New York: Random House, 1966). Utilitarianism could produce faith in bureaucratic paternalism based on legislative intervention, or belief in anarchical individualism and laissez faire. Halevy describes how both positions were held by Bentham’s pupils. See also: Leszek Kolakowski, MainCurrentsinMarxism:ItsRise,GrowthandDissolution, 3 vols. (London: Oxford University Press, 1978). In the mirror of twentieth-century Marxism, the social history of this century can be read as a conflict between groups espousing these opposite policies deduced from utilitarian principles. Dumont (see above, this footnote) explores the fundamental commonality of utilitarian thought He offers a careful and solid textual analysis of Mandeville, Locke, Smith, and Marx. Each of these thinkers conceptualizes “human” as “individual,” determined by basic needs under the assumption of universal scarcity. What “individual” means is further clarified by C.B. MacPherson, *ThePoliticalTheoryofPossessiveIndividualism:HobbestoLocke (London: Oxford University Press, pbk., 1962) and, by the same author, TheRealWorldofDemocracy (London: Oxford University Press, 1966) and DemocraticTheory:EssaysonRetrieval (London: Oxford University Press, 1972). He carefully substantiates his intuition that the fundamental common trait of the individual, which underlies all modern democratic thought, is its possessive quality. He shows that all humanisms of the nineteenth and twentieth centuries rest on the ultimate value of the free, self-developing, possessive individual, insofar as freedom is seen as a possession, namely a freedom from any but economic relations with others. In this present essay, I argue that a second characteristic is equally constitutive of the subject of modern social theory and practice: the possessive individual is genderless, anthropologically construed as a merely sexed neuter. Logically, as I shall argue, only the individual who is both possessive and genderless can fit the assumption of scarcity on which any political economy must rest. The institutional “identity” of Homooeconomicus excludes gender. He is a neutrumoeconomicum. Therefore, the loss of social gender is an integral part of the history of scarcity and of the institutions that structure it.

6INVIDIOUS INDIVIDUALISM

The contemporary, genderless, possessive individual, the subject of the economy, lives by decisions based on considerations of marginal utility. Every economic decision is embedded in a sense of scarcity, and thus tends toward a kind of envy unknown to the past. Modern productive institutions at the same time foster and mask invidious individualism, something the subsistence-oriented institutions of all past ages were designed to reduce and to expose. This is the argument of Paul Dumouchel and Jean-Pierre Dupuy, *L’enferdeschoses: René Girard et la logique de l’économie (Paris: Seuil, 1979). The authors attempt to clarify the typological contrast between modern institutions, which generate and then disguise envy, and those that had the inverse function and were replaced. In independent essays, the two authors apply to economics the results reached through literary analysis by René Girard, *Deceit, Desire and the Novel: Self and Other in Literary Structure, trans. Yvonne Freccero (Baltimore: Johns Hopkins Press, pbk., 1976). Also see R. Girard, ViolenceandtheSacred (Baltimore: Johns Hopkins University Press, 1977). Girard finds in the nineteenth-century novel a source of evidence for a historic transformation of desire: the evolution of “needs” based on invidious comparison with the other’s aspirations. Rather than analyzing Dostoyevksy’s figures through Freudian categories, he demystifies Freud by looking at him through the eyes of the brothers Karamazov. In this perspective, what is considered economic progress appears as the institutional spread of triangular, or “mimetic,” desire. The history of economic individualism coincides with the modernization of envy. In this essay, I discuss the appearance of a new kind of envy, characteristic of the relations between the sexes, one that arises only as gender fades from a society. I do not find an explicit history-of-envy treatment of this theme in the available literature. Fundamental for the anthropology of envy remains George M. Foster, “Peasant Society and the Image of Limited Good,” American Anthropologist 67, no. 2 (April 1965): 293–315 and, by the same author, *“The Anatomy of Envy: A Study in Symbolic Behavior,” Current Anthropology 13, no. 2 (April 1972): 165–202. “Sensing the ever-present threat of envy to himself and to his society, man fears: He fears the consequences of his own envy, and he fears the consequences of the envy of others. As a result, in every society people use symbolic and non-symbolic cultural forms whose function is to neutralize or reduce or otherwise control the dangers they see stemming from envy, and especially their fear of envy.” For the perception of envy in classical antiquity, see Svend Ranulf, The Jealousy of the Gods and Criminal Law in Athens: A Contribution to the Sociology of Moral Indignation, 2 vols. (London: Williams & Norgate; Copenhagen: Levin & Munksgaard, 1933–34). On hubris calling for nemesis: David Grene, GreekPoliticalTheory:TheImageofManinThucydidesandPlato (Chicago: University of Chicago Press, Phoenix Books, 1965) – the original title was Man in His Pride – and E.R. Dodds, TheGreeksandtheIrrational (Berkeley: University of California Press, 1968), esp. chapter 2. For the late classical attitude toward envy, a study on its opposite is helpful: R.A. Gauthier, Magnanimité: L’idéal de la grandeur dans la philosophie païenne et dans la théologie chrétienne (Paris: Vrin, 1951). For the Christian treatment of envy as a vice, see Edouard Ranwez, “Envie” Dictionnaire de Spiritualité (1932-); also, Lester K. Little, “Pride Goes Before Avarice: Social Change and the Vices in Latin Christendom,” TheAmerican Historical Review 76 (February 1971): 16–49. On the iconography of envy during the Middle Ages, see Mireille Vincent-Cassy, *“L’envie au Moyen Age,” Annales, ESC 35, no. 2 (March-April 1980): 253–71 and, by the same author, “Quelques réflexions sur l’envie et la jalousie en France au XIVe siècle,” in Michel Mollat. Etudes sur l’histoire de la pauvreté (Moyen Age-XVIe siécle), 8, Série Etudes (Paris: Publications de la Sorbonne, 1974): 487–503. A history of envy would be something quite different from the attempt of a modern psychologist or sociologist to try to impute what he considers to be “envy” to people in other ages. Characteristic of such historical treatments are Melanie Klein, Envy and Gratitude (New York: Delacorte Press, 1975), esp. pp. 176–235, who starts with the Freudian assumption that women have always coveted what in classical English is called the “tool”; and Helmut Schoeck, Envy,ATheoryofSocialBehavior (New York: Harcourt, Brace and World, 1970), who totally misses the point that the emotion and the perception of envy have a history. Malevolent disparagement between men and women is not a new social phenomenon; the institutionalization of lifelong invidious comparison between genderless individuals is historically unprecedented.

7SEX AND SEXISM