CHAPTER I
BEFORE
LIBERALISMThe
modern State is the distinctive product of a unique civilization.
But
it is a product which is still in the making, and a part of the
process is a struggle between new and old principles of social
order.
To understand the new, which is our main purpose, we must first
cast
a glance at the old. We must understand what the social structure
was, which—mainly, as I shall show, under the inspiration of
Liberal ideas—is slowly but surely giving place to the new fabric
of the civic State. The older structure itself was by no means
primitive. What is truly primitive is very hard to say. But one
thing
is pretty clear. At all times men have lived in societies, and ties
of kinship and of simple neighbourhood underlie every form of
social
organization. In the simplest societies it seems probable that
these
ties—reinforced and extended, perhaps, by religious or other
beliefs—are the only ones that seriously count. It is certain that
of the warp of descent and the woof of intermarriage there is woven
a
tissue out of which small and rude but close and compact
communities
are formed. But the ties of kinship and neighbourhood are effective
only within narrow limits. While the local group, the clan, or the
village community are often the centres of vigorous life, the
larger
aggregate of the Tribe seldom attains true social and political
unity
unless it rests upon a military organization. But military
organization may serve not only to hold one tribe together but also
to hold other tribes in subjection, and thereby, at the cost of
much
that is most valuable in primitive life, to establish a larger and
at
the same time a more orderly society. Such an order once
established
does not, indeed, rest on naked force. The rulers become invested
with a sacrosanct authority. It may be that they are gods or
descendants of gods. It may be that they are blessed and upheld by
an
independent priesthood. In either case the powers that be extend
their sway not merely over the bodies but over the minds of men.
They
are ordained of God because they arrange the ordination. Such a
government is not necessarily abhorrent to the people nor
indifferent
to them. But it is essentially government from above. So far as it
affects the life of the people at all, it does so by imposing on
them
duties, as of military service, tribute, ordinances, and even new
laws, in such wise and on such principles as seem good to itself.
It
is not true, as a certain school of jurisprudence held, that law
is,
as such, a command imposed by a superior upon an inferior, and
backed
by the sanctions of punishment. But though this is not true of law
in
general it is a roughly true description of law in that particular
stage of society which we may conveniently describe as the
Authoritarian.Now,
in the greater part of the world and throughout the greater part of
history the two forms of social organization that have been
distinguished are the only forms to be found. Of course, they
themselves admit of every possible variation of detail, but looking
below these variations we find the two recurrent types. On the one
hand, there are the small kinship groups, often vigorous enough in
themselves, but feeble for purposes of united action. On the other
hand, there are larger societies varying in extent and in degree of
civilization from a petty negro kingdom to the Chinese Empire,
resting on a certain union of military force and religious or
quasi-religious belief which, to select a neutral name, we have
called the principle of Authority. In the lower stages of
civilization there appears, as a rule, to be only one method of
suppressing the strife of hostile clans, maintaining the frontier
against a common enemy, or establishing the elements of outward
order. The alternative to authoritarian rule is relapse into the
comparative anarchy of savage life.But
another method made its appearance in classical antiquity. The city
state of ancient Greece and Italy was a new type of social
organization. It differed from the clan and the commune in several
ways. In the first place it contained many clans and villages, and
perhaps owed its origin to the coming together of separate clans on
the basis not of conquest but of comparatively equal alliance.
Though
very small as compared with an ancient empire or a modern state it
was much larger than a primitive kindred. Its life was more varied
and complex. It allowed more free play to the individual, and,
indeed, as it developed, it suppressed the old clan organization
and
substituted new divisions, geographical or other. It was based, in
fact, not on kinship as such, but on civic right, and this it was
which distinguished it not only from the commune, but from the
Oriental monarchy. The law which it recognized and by which it
lived
was not a command imposed by a superior government on a subject
mass.
On the contrary, government was itself subject to law, and law was
the life of the state, willingly supported by the entire body of
free
citizens. In this sense the city state was a community of free men.
Considered collectively its citizens owned no master. They governed
themselves, subject only to principles and rules of life descending
from antiquity and owing their force to the spontaneous allegiance
of
successive generations. In such a community some of the problems
that
vex us most presented themselves in a very simple form. In
particular
the relation of the individual to the community was close, direct,
and natural. Their interests were obviously bound up together.
Unless
each man did his duty the State might easily be destroyed and the
population enslaved. Unless the State took thought for its citizens
it might easily decay. What was still more important, there was no
opposition of church and state, no fissure between political and
religious life, between the claims of the secular and the
spiritual,
to distract the allegiance of the citizens, and to set the
authority
of conscience against the duties of patriotism. It was no feat of
the
philosophical imagination, but a quite simple and natural
expression
of the facts to describe such a community as an association of men
for the purpose of living well. Ideals to which we win our way back
with difficulty and doubt arose naturally out of the conditions of
life in ancient Greece.On
the other hand, this simple harmony had very serious limitations,
which in the end involved the downfall of the city system. The
responsibilities and privileges of the associated life were based
not
on the rights of human personality but on the rights of
citizenship,
and citizenship was never co-extensive with the community. The
population included slaves or serfs, and in many cities there were
large classes descended from the original conquered population,
personally free but excluded from the governing circle.
Notwithstanding the relative simplicity of social conditions the
city
was constantly torn by the disputes of faction—in part probably a
legacy from the old clan organization, in part a consequence of the
growth of wealth and the newer distinction of classes. The evil of
faction was aggravated by the ill-success of the city organization
in
dealing with the problem of inter-state relations. The Greek city
clung to its autonomy, and though the principle of federalism which
might have solved the problem was ultimately brought into play, it
came too late in Greek history to save the nation.The
constructive genius of Rome devised a different method of dealing
with the political problems involved in expanding relations. Roman
citizenship was extended till it included all Italy and, later on,
till it comprised the whole free population of the Mediterranean
basin. But this extension was even more fatal to the free
self-government of a city state. The population of Italy could not
meet in the Forum of Rome or the Plain of Mars to elect consuls and
pass laws, and the more wisely it was extended the less valuable
for
any political purpose did citizenship become. The history of Rome,
in
fact, might be taken as a vast illustration of the difficulty of
building up an extended empire on any basis but that of personal
despotism resting on military force and maintaining peace and order
through the efficiency of the bureaucratic machine. In this vast
mechanism it was the army that was the seat of power, or rather it
was each army at its post on some distant frontier that was a
potential seat of power. The "secret of the empire" that
was early divulged was that an emperor could be made elsewhere than
at Rome, and though a certain sanctity remained to the person of
the
emperor, and legists cherished a dim remembrance of the theory that
he embodied the popular will, the fact was that he was the choice
of
a powerful army, ratified by the God of Battles, and maintaining
his
power as long as he could suppress any rival pretender. The
break-up
of the Empire through the continual repetition of military strife
was
accelerated, not caused, by the presence of barbarism both within
and
without the frontiers. To restore the elements of order a
compromise
between central and local jurisdictions was necessary, and the
vassal
became a local prince owning an allegiance, more or less real as
the
case might be, to a distant sovereign. Meanwhile, with the
prevailing
disorder the mass of the population in Western Europe lost its
freedom, partly through conquest, partly through the necessity of
finding a protector in troublous times. The social structure of the
Middle Ages accordingly assumed the hierarchical form which we
speak
of as the Feudal system. In this thorough-going application of the
principle of authority every man, in theory, had his master. The
serf
held of his lord, who held of a great seigneur, who held of the
king.
The king in the completer theory held of the emperor who was
crowned
by the Pope, who held of St. Peter. The chain of descent was
complete
from the Ruler of the universe to the humblest of the serfs.[1]
But within this order the growth of industry and commerce raised up
new centres of freedom. The towns in which men were learning anew
the
lessons of association for united defence and the regulation of
common interests, obtained charters of rights from seigneur or
king,
and on the Continent even succeeded in establishing complete
independence. Even in England, where from the Conquest the central
power was at its strongest, the corporate towns became for many
purposes self-governing communities. The city state was born again,
and with it came an outburst of activity, the revival of literature
and the arts, the rediscovery of ancient learning, the rebirth of
philosophy and science.The
mediæval city state was superior to the ancient in that slavery was
no essential element in its existence. On the contrary, by
welcoming
the fugitive serf and vindicating his freedom it contributed
powerfully to the decline of the milder form of servitude. But like
the ancient state it was seriously and permanently weakened by
internal faction, and like the ancient state it rested the
privileges
of its members not on the rights of human personality, but on the
responsibilities of citizenship. It knew not so much liberty as
"liberties," rights of corporations secured by charter, its
own rights as a whole secured against king or feudatory and the
rest
of the world, rights of gilds and crafts within it, and to men or
women only as they were members of such bodies. But the real
weakness
of the city state was once more its isolation. It was but an islet
of
relative freedom on, or actually within, the borders of a feudal
society which grew more powerful with the generations. With the
improvement of communications and of the arts of life, the central
power, particularly in France and England, began to gain upon its
vassals. Feudal disobedience and disorder were suppressed, and by
the
end of the fifteenth century great unified states, the foundation
of
modern nations, were already in being. Their emergence involved the
widening and in some respects the improvement of the social order;
and in its earlier stages it favoured civic autonomy by suppressing
local anarchy and feudal privilege. But the growth of
centralization
was in the end incompatible with the genius of civic independence,
and perilous to such elements of political right as had been gained
for the population in general as the result of earlier conflicts
between the crown and its vassals.We
enter on the modern period, accordingly, with society constituted
on
a thoroughly authoritarian basis, the kingly power supreme and
tending towards arbitrary despotism, and below the king the social
hierarchy extending from the great territorial lord to the
day-labourer. There is one point gained as compared to earlier
forms
of society. The base of the pyramid is a class which at least
enjoys
personal freedom. Serfdom has virtually disappeared in England, and
in the greater part of France has either vanished or become
attenuated to certain obnoxious incidents of the tenure of land. On
the other hand, the divorce of the English peasant from the soil
has
begun, and has laid the foundation of the future social problem as
it
is to appear in this country.The
modern State accordingly starts from the basis of an authoritarian
order, and the protest against that order, a protest religious,
political, economic, social, and ethical, is the historic beginning
of Liberalism. Thus Liberalism appears at first as a criticism,
sometimes even as a destructive and revolutionary criticism. Its
negative aspect is for centuries foremost. Its business seems to be
not so much to build up as to pull down, to remove obstacles which
block human progress, rather than to point the positive goal of
endeavour or fashion the fabric of civilization. It finds humanity
oppressed, and would set it free. It finds a people groaning under
arbitrary rule, a nation in bondage to a conquering race,
industrial
enterprise obstructed by social privileges or crippled by taxation,
and it offers relief. Everywhere it is removing superincumbent
weights, knocking off fetters, clearing away obstructions. Is it
doing as much for the reconstruction that will be necessary when
the
demolition is complete? Is Liberalism at bottom a constructive or
only a destructive principle? Is it of permanent significance? Does
it express some vital truth of social life as such, or is it a
temporary phenomenon called forth by the special circumstances of
Western Europe, and is its work already so far complete that it can
be content to hand on the torch to a newer and more constructive
principle, retiring for its own part from the race, or perchance
seeking more backward lands for missionary work? These are among
the
questions that we shall have to answer. We note, for the moment,
that
the circumstances of its origin suffice to explain the predominance
of critical and destructive work without therefrom inferring the
lack
of ultimate reconstructive power. In point of fact, whether by the
aid of Liberalism or through the conservative instincts of the
race,
the work of reconstruction has gone on side by side with that of
demolition, and becomes more important generation by generation.
The
modern State, as I shall show, goes far towards incorporating the
elements of Liberal principle, and when we have seen what these
are,
and to what extent they are actually realized, we shall be in a
better position to understand the essentials of Liberalism, and to
determine the question of its permanent value.FOOTNOTE:
[1]
This is, of course, only one side of mediæval theory, but it is the
side which lay nearest to the facts. The reverse view, which
derives
the authority of government from the governed, made its appearance
in
the Middle Ages partly under the influence of classical tradition.
But its main interest and importance is that it served as a
starting-point for the thought of a later time. On the whole
subject
the reader may consult Gierke,
Political Theories of the Middle Age,
translated by Maitland (Cambridge University Press).