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Table of contents
PREFACE
I
II
III
IV
V
VI
VII
VIII
IX
X
XI
XII
XIII
XIV
XV
XVI
XVII
XVIII
XIX
XX
XXI
XXII
XXIII
XXIV
XXV
XXVI
XXVII
XXVIII
XXIX
XXX
XXXI
XXXII
XXXIII
XXXIV
XXXV
XXXVI
PREFACE
This
book comes from the reflections and experience of more than forty
years spent in court. Aside from the practice of my profession, the
topics I have treated are such as have always held my interest and
inspired a taste for books that discuss the human machine with its
manifestations and the causes of its varied activity. I have
endeavored to present the latest scientific thought and investigation
bearing upon the question of human conduct. I do not pretend to be an
original investigator, nor an authority on biology, psychology or
philosophy. I have simply been a student giving the subject such
attention as I could during a fairly busy life. No doubt some of the
scientific conclusions stated are still debatable and may finally be
rejected. The scientific mind holds opinions tentatively and is
always ready to reexamine, modify or discard as new evidence comes to
light.Naturally
in a book of this sort there are many references to the human mind
and its activities. In most books, whether scientific or not, the
mind has generally been more closely associated with the brain than
any other portion of the body. As a rule I have assumed that this
view of mind and brain is correct. Often I have referred to it as a
matter of course. I am aware that the latest investigations seem to
establish the mind more as a function of the nervous system and the
vital organs than of the brain. Whether the brain is like a telephone
exchange and is only concerned with automatically receiving and
sending out messages to the different parts of the body, or whether
it registers impressions and compares them and is the seat of
consciousness and thought, is not important in this discussion.
Whatever mind may be, or through whatever part of the human system it
may function, can make no difference in the conclusions I have
reached.The
physical origin of such abnormalities of the mind as are called
"criminal" is a comparatively new idea. The whole subject
has long been dealt with from the standpoint of metaphysics. Man has
slowly banished chance from the material world and left behavior
alone outside the realm of cause and effect. It has not been long
since insanity was treated as a moral defect. It is now universally
accepted as a functional defect of the human structure in its
relation to environment.My
main effort is to show that the laws that control human behavior are
as fixed and certain as those that control the physical world. In
fact, that the manifestations of the mind and the actions of men are
a part of the physical world.I
am fully aware that this book will be regarded as a plea or an
apology for the criminal. To hold him morally blameless could be
nothing else. Still if man's actions are governed by natural law, the
sooner it is recognized and understood, the sooner will sane
treatment be adopted in dealing with crime. The sooner too will
sensible and humane remedies be found for the treatment and cure of
this most perplexing and painful manifestation of human behavior. I
have tried conscientiously to understand the manifold actions of men
and if I have to some degree succeeded, then to that extent I have
explained and excused. I am convinced that if we were all-wise and
all-understanding, we could not condemn.I
have not thought it best to encumber the book with references and
foot-notes, for the reason that statistics and opinions on this
subject are conflicting and imperfect, and the results after all must
rest on a broad scientific understanding of life and the laws that
control human action. Although the conclusions arrived at are in
variance with popular opinions and long-settled practice, I am
convinced that they are old truths and are in keeping with the best
thought of the time.I
am aware that scientifically the words "crime" and
"criminal" should not be used. These words are associated
with the idea of uncaused and voluntary actions. The whole field is a
part of human behavior and should not be separated from the other
manifestations of life. I have retained the words because they have a
popular significance which is easy to follow.
I
WHAT
IS CRIME?There
can be no sane discussion of "crime" and "criminals"
without an investigation of the meaning of the words. A large
majority of men, even among the educated, speak of a "criminal"
as if the word had a clearly defined meaning and as if men were
divided by a plain and distinct line into the criminal and the
virtuous. As a matter of fact, there is no such division, and from
the nature of things, there never can be such a line.Strictly
speaking, a crime is an act forbidden by the law of the land, and one
which is considered sufficiently serious to warrant providing
penalties for its commission. It does not necessarily follow that
this act is either good or bad; the punishment follows for the
violation of the law and not necessarily for any moral transgression.
No doubt most of the things forbidden by the penal code are such as
are injurious to the organized society of the time and place, and are
usually of such a character as for a long period of time, and in most
countries, have been classed as criminal. But even then it does not
always follow that the violator of the law is not a person of higher
type than the majority who are directly and indirectly responsible
for the law.It
is apparent that a thing is not necessarily bad because it is
forbidden by the law. Legislators are forever repealing and
abolishing criminal statutes, and organized society is constantly
ignoring laws, until they fall into disuse and die. The laws against
witchcraft, the long line of "blue laws," the laws
affecting religious beliefs and many social customs, are well-known
examples of legal and innocent acts which legislatures and courts
have once made criminal. Not only are criminal statutes always dying
by repeal or repeated violation, but every time a legislature meets,
it changes penalties for existing crimes and makes criminal certain
acts that were not forbidden before.Judging
from the kind of men sent to the State legislatures and to Congress,
the fact that certain things are forbidden does not mean that these
things are necessarily evil; but rather, that politicians believe
there is a demand for such legislation from the class of society that
is most powerful in political action. No one who examines the
question can be satisfied that a thing is intrinsically wrong because
it is forbidden by a legislative body.Other
more or less popular opinions of the way to determine right or wrong
are found to be no more satisfactory. Many believe that the question
of whether an act is right or wrong is to be settled by a religious
doctrine; but the difficulties are still greater in this direction.
First of all, this involves a thorough and judicial inquiry into the
merits of many, if not all, forms of religion, an investigation which
has never been made, and from the nature of things cannot be made.
The fact is, that one's religious opinions are settled long before he
begins to investigate and quite by other processes than reason. Then,
too, all religious precepts rest on interpretation, and even the
things that seem the plainest have ever been subject to manifold and
sometimes conflicting construction. Few if any religious commands can
be, or ever were, implicitly relied on without interpretation. The
command, "Thou shalt not kill," seems plain, but does even
this furnish an infallible rule of conduct?Of
course this commandment could not be meant to forbid killing animals.
Yet there are many people who believe that it does, or at least
should. No Christian state makes it apply to men convicted of crime,
or against killing in war, and yet a considerable minority has always
held that both forms of killing violate the commandment. Neither can
it be held to apply to accidental killings, or killings in
self-defense, or in defense of property or family. Laws, too, provide
all grades of punishment for different kinds of killing, from very
light penalties up to death. Manifestly, then, the commandment must
be interpreted, "Thou shalt not kill when it is wrong to kill,"
and therefore it furnishes no guide to conduct. As well say: "Thou
shalt do nothing that is wrong." Religious doctrines do not and
clearly cannot be adopted as the criminal code of a state.In
this uncertainty as to the basis of good and bad conduct, many appeal
to "conscience" as the infallible guide. What is
conscience? It manifestly is not a distinct faculty of the mind, and
if it were, would it be more reliable than the other faculties? It
has been often said that some divine power implanted conscience in
every human being. Apart from the question of whether human beings
are different in kind from other organisms, which will be discussed
later, if conscience has been placed in man by a divine power, why
have not all peoples been furnished with the same guide? There is no
doubt that all men of any mentality have what is called a conscience;
that is, a feeling that certain things are right, and certain other
things are wrong. This conscience does not affect all the actions of
life, but probably the ones which to them are the most important. It
varies, however, with the individual. What reason has the world to
believe that conscience is a correct guide to right and wrong?The
origin of conscience is easily understood. One's conscience is formed
as his habits are formed—by the time and place in which he lives;
it grows with his teachings, his habits and beliefs. With most people
it takes on the color of the community where they live. With some
people the eating of pork would hurt their conscience; with others
the eating of any meat; with some the eating of meat on Friday, and
with others the playing of any game of chance for money, or the
playing of any game on Sunday, or the drinking of intoxicating
liquors. Conscience is purely a matter of environment, education and
temperament, and is no more infallible than any habit or belief.
Whether one should always follow his own conscience is another
question, and cannot be confounded with the question as to whether
conscience is an infallible guide to conduct.Some
seek to avoid the manifold difficulties of the problem by saying that
a "criminal" is one who is "anti-social." But
does this bring us nearer to the light? An anti-social person is one
whose life is hostile to the organization or the society in which he
lives; one who injures the peace, contentment, prosperity or
well-being of his neighbors, or the political or social organization
in which his life is cast.In
this sense many of the most venerated men of history have been
criminals; their lives and teachings have been in greater or lesser
conflict with the doctrines, habits and beliefs of the communities
where they lived. From the nature of things the wise man and the
idealist can never be contented with existing things, and their lives
are a constant battle for change. If the anti-social individual
should be punished, what of many of the profiteers and captains of
industry who manipulate business and property for purely selfish
ends? What of many of our great financiers who use every possible
reform and conventional catch word as a means of affecting public
opinion, so that they may control the resources of the earth and
exploit their fellows for their own gain?No
two men have the same power of adaptation to the group, and it is
quite plain that the ones who are the most servile and obedient to
the opinions and life of the crowd are the greatest enemies to change
and individuality. The fact is, none of the generally accepted
theories of the basis of right and wrong has ever been the foundation
of law or morals. The basis that the world has always followed, and
perhaps always will accept, is not hard to find.The
criminal is the one who violates habits and customs of life, the
"folk-ways" of the community where he lives. These customs
and folk-ways must be so important in the opinion of the community as
to make their violation a serious affair. Such violation is
considered evil regardless of whether the motives are selfish or
unselfish, good or bad. The folk-ways have a certain validity and a
certain right to respect, but no one who believes in change can deny
that they are a hindrance as well as a good. Men did not arrive at
moral ideas by a scientific or a religious investigation of good and
bad, of right and wrong, of social or anti-social life.Man
lived before he wrote laws, and before he philosophized. He began
living simply and automatically; he adopted various "taboos"
which to him were omens of bad luck, and certain charms, incantations
and the like, which made him immune from ill-fortune.All
sorts of objects, acts and phenomena have been the subjects of taboo,
and just as numerous and weird have been the charms and amulets and
ceremonies that saved him from the dangers that everywhere beset his
way. The life of the primitive human being was a journey down a
narrow path; outside were infinite dangers from which magic alone
could make him safe.All
animal life automatically groups itself more or less closely into
herds. Buffaloes, horses and wolves run in packs. Some of these
groups are knit closely together like ants and bees, while the units
of others move much more widely apart. But whatever the group may be,
its units must conform. If the wolf gets too far from the pack it
suffers or dies; it matters not whether it be to the right or the
left, behind or ahead, it must stay with the pack or be lost.Men
from the earliest time arranged themselves into groups; they traveled
in a certain way; they established habits and customs and ways of
life. These "folk-ways" were born long before human laws
and were enforced more rigidly than the statutes of a later age.
Slowly men embodied their "taboos," their incantations,
their habits and customs into religions and statutes. A law was only
a codification of a habit or custom that long ago was a part of the
life of a people. The legislator never really makes the law; he
simply writes in the books what has already become the rule of action
by force of custom or opinion, or at least what he thinks has become
a law.One
class of men has always been anxious to keep step with the crowd. The
way is easier and the rewards more certain. Another class has been
skeptical and resentful of the crowd. These men have refused to
follow down the beaten path; they strayed into the wilderness seeking
new and better ways. Sometimes others have followed and a shorter
path was made. Often they have perished because they left the herd.
In the sight of the organized unit and the society of the time and
place, the man who kept the path did right. The man who tried to make
a new path and left the herd did wrong. In its last analysis, the
criminal is the one who leaves the pack. He may lag behind or go in
front, he may travel to the right or to the left, he may be better or
worse, but his fate is the same.The
beaten path, however formed or however unscientific, has some right
to exist. On the whole it has tended to preserve life, and it is the
way of least resistance for the human race. On the other hand it is
not the best, and the way has ever been made easier by those who have
violated precepts and defied some of the concepts of the time. Both
ways are right and both ways are wrong. The conflict between the two
ways is as old as the human race.Paths
and customs and institutions are forever changing. So are ideas of
right and wrong, and so, too, are statutes. The law, no doubt, makes
it harder for customs and habits to be changed, for it adds to the
inertia of the existing thing.Is
there, then, nothing in the basis of right and wrong that answers to
the common conception of these words? There are some customs that
have been forbidden longer and which, it seems, must necessarily be
longer prohibited; but the origin of all is the same. A changing
world has shown how the most shocking crimes punished by the severest
penalties have been taken from the calendar and no longer even bear
the suspicion of wrong. Religious differences, witchcraft and sorcery
have probably brought more severe punishments than any other acts;
yet a change of habit and custom and belief has long since abolished
all such crimes. So, too, crimes come and go with new ideals, new
movements and conditions. The largest portion of our criminal code
deals with the rights of property; yet nearly all of this is of
comparatively modern growth. A new emotion may take possession of man
which will result in the repeal of many if not all of these statutes,
and place some other consideration above property, which seems to be
the controlling emotion of today.Crime,
strictly speaking, is only such conduct or acts as are forbidden by
the law and for which penalties are prescribed. The classification of
the act does not necessarily have relation to moral conduct. This
cannot be fixed by any exact standard. There is no straight clear
line between the good and bad, the right and wrong. The general ways
of determining good and bad conduct are of little value. The line
between the two is always uncertain and shifting. And, in the last
analysis, good or bad conduct rests upon the "folk-ways,"
the habits, beliefs and customs of a community. While this is the
real basis of judging conduct, it is always changing, and from the
nature of things, if it could be made stable, it would mean that
society was stratified and all hope of improvement dead.
II
PURPOSE
OF PUNISHMENT
Neither
the purpose nor the effect of punishment has ever been definitely
agreed upon, even by its most strenuous advocates. So long as
punishment persists it will be a subject of discussion and dispute.
No doubt the idea of punishment originated in the feeling of
resentment and hatred and vengeance that, to some extent at least, is
incident to life. The dog is hit with a stick and turns and bites the
stick. Animals repel attack and fight their enemies to death. The
primitive man vented his hatred and vengeance on things animate and
inanimate. In the tribes no injury was satisfied until some member of
the offending tribe was killed. In more recent times family feuds
have followed down the generations and were not forgotten until the
last member of a family was destroyed. Biologically, anger and hatred
follow fear and injury, and punishment follows these in turn.
Individuals, communities and whole peoples hate and swear vengeance
for an injury, real or fancied. Punishments, even to the extent of
death, are inflicted where there can be no possible object except
revenge. Whether the victim is weak or strong, old or young, sane or
insane, makes no difference; men and societies react to injury
exactly as animals react.
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