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In "Myths of China and Japan," Donald A. Mackenzie expertly weaves together a rich tapestry of folklore and traditional narratives from East Asia, showcasing the profound cultural heritage of these regions. The book employs an engaging literary style that combines scholarly rigor with accessible prose, making it an invaluable resource for both academics and casual readers alike. Mackenzie'Äôs use of vibrant illustrations, including both color and monochrome reproductions of paintings and photographs, serves to enhance the reader's experience, rendering the myths not only informative but also visually captivating in their storytelling context. Donald A. Mackenzie, an esteemed scholar of mythology and folklore, delves into these ancient tales with an eye for detail and a deep appreciation for cultural nuance. His extensive travels and research through China and Japan have informed his understanding of their mythological landscapes, allowing him to articulate the symbolic connections that underpin the narratives. Mackenzie'Äôs background in folklore studies, coupled with a passion for the arts, has uniquely positioned him to present these stories in a thoughtful and engaging manner. This compelling work comes highly recommended to readers interested in mythology, cultural studies, or East Asian history. With its combination of rich narrative and stunning visual artistry, "Myths of China and Japan" is a significant contribution to the understanding of these ancient cultures and offers insights that resonate beyond its pages.
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This volume deals with the myths of China and Japan, and it is shown that these throw light on the origin and growth of civilization and the widespread dissemination of complex ideas associated with certain modes of life. The Far East does not appear to have remained immune to outside cultural influences in ancient times. Modern research has established that the old school of opinions which insisted on the complete isolation of China can no longer obtain. As Laufer says: “It cannot be strongly enough emphasized on every occasion that Chinese civilization, as it appears now, is not a unit and not the exclusive production of the Chinese, but the final result of the cultural efforts of a vast conglomeration of the most varied tribes, an amalgamation of ideas accumulated from manifold quarters and widely differentiated in space and time.… No graver error can hence be committed than to attribute any culture idea at the outset to the Chinese, for no other reason than because it appears within the precincts of their empire.”
Even the Chinese records have to be regarded with caution. It is impossible nowadays to accept as serious contributions to history the inflated chronology and the obvious fables compiled and invented by Chinese scholars [vi]for political and other purposes during the Han and later dynasties. These scholars had really little knowledge of the early history of their country and people. They were puzzled even by certain existing customs and religious practices, and provided ingenious “secondary explanations” which, like their accounts of the early dynasties, do not accord with the data accumulated by archæologists and other workers in the scientific field. The complex religious ideas of the Chinese were obviously not of spontaneous generation. Many of these resemble too closely the complexes found elsewhere, and their history cannot be traced within the limits of the Chinese empire. Indeed, as is shown, some of them are undoubtedly products of human experiences obtained elsewhere, and they reveal traces of the influences to which they were subjected during the process of gradual transmission from areas of origin. Nor, would it appear, was Chinese civilization nearly as ancient as the native scholars would have us believe.
When the early Chinese entered China, they found non-Chinese peoples in different parts of that vast area which they ultimately welded into an empire. They were an inland people and did not invent boats; they did not originate the agricultural mode of life but adopted it, using the seeds and implements they had acquired; nor did they invent the potter’s wheel with which they were familiar from the earliest times in China, having evidently become possessed of it, along with the complex culture associated with it, before they migrated into the province of Shensi. Nor could an agrarian people like the Chinese have been the originators of the belief in the existence of [vii]“Isles of the Blest” in the Eastern Ocean; they were not alone in Asia in believing in a Western Paradise situated among the mountains.
The Chinese, as Laufer demonstrates in his Jade, did not pass through in China that culture stage called the “Neolithic”. When they first settled in Shensi, they searched for and found jade, as did the carriers of bronze who first entered Europe. There was obviously an acquired psychological motive for the search for jade, and the evidence of Chinese jade symbolism demonstrates to the full that it had been acquired from those who had transferred to jade the earlier symbolism of shells, pearls, and precious metals. In the chapter devoted to jade it is shown that this view is confirmed by the evidence afforded by Chinese customs connected with jade, shells, pearls, &c.
In no country in the world are the processes of culture drifting and culture mixing made more manifest than in China. The Chinese dragon is, as Professor Elliot Smith puts it, a “composite wonder beast”. Throughout this volume it is shown to yield, when dissected, remarkable evidence regarding the varied influences under which it acquired its highly complex character. The fact that a Chinese dragon charm closely resembles a Scottish serpent charm is of special interest in this connection. When, however, it is found that China obtained certain myths and practices from the area called by its writers “Fu-lin” (the Byzantine Empire), and that not only Byzantine but Ægean influences are traceable in the Celtic field, the charm-link between Gaelic Scotland and China may not, after all, be regarded as “far-fetched”. The same may be said [viii]regarding the curious similarity between the myths and practices connected with shells, and especially cockle-shells, in Japan and the Scottish Hebrides. Although the West Highlanders and the inhabitants of the Land of the Rising Sun were never brought into contact, it may be that similar cultural influences drifted east and west from their area of origin, and that the carriers were the ancient mariners who introduced the same type of vessel into far-separated oceans.
As in China, we do not in Japan find a culture of purely native origin, but rather one which has grown up from a mass of imported elements as varied as the racial types that compose the present-day population. Both in China and Japan these imported elements have been subjected to the influences of time and locality and infused with national ideas and ideals. The processes of growth and change have not, however, concealed the sources from which certain of the early ideas emanated in varying degrees of development.
The early native history of Japan is, like that of China, no more worthy of acceptance than are the long-discarded English and Scottish fables regarding Brute and Scota.
The data accumulated in this volume tend to show, although we have no direct evidence of systematic missionary enterprise earlier than that of the Buddhists, that the influential religious cults of ancient times that flourished in Mesopotamia and in the Egyptian Empire (which included part of Western Asia) appear to have left their impress on the intellectual life of even far-distant peoples. Apparently modes of thought were transmitted along [ix]direct and indirect avenues of intercourse by groups of traders. Even before trade routes were opened, religious beliefs and practices appear to have been introduced into distant lands by prospectors and by settlers who founded colonies from which later colonies “budded”. When the same set of complexes are found in widely separated areas, it is difficult to accept the view that they originated from the same particular experiences and the same set of circumstances, especially when it is made manifest that the complexes in the older centre of culture reflect strictly local physical conditions, and even the local political conditions that resulted in a fusion of peoples and of their myths, symbols, and religious beliefs and practices.
DONALD A. MACKENZIE. [xi]
Facing Page
THE GOD OF THUNDER (in colour) Frontispiece
From a Chinese picture in the John Rylands Library, Manchester
POTTER’S WHEEL, SIMLA, INDIA16
From a sketch by J. Lockwood Kipling in the Victoria and Albert Museum
A MODERN CHINESE JUNK ON THE CANTON RIVER24
CHINESE DRAGON-BOAT FESTIVAL40
From a picture woven in coloured silks and gold thread in the Victoria and Albert Museum
CHINESE DRAGONS AMONG THE CLOUDS48
From a painting in the British Museum
CHINESE DRAGON VASE WITH CARVED WOOD STAND56
(Victoria and Albert Museum)
CARP LEAPING FROM WAVES81
From a Japanese painting in the British Museum
CHINESE PORCELAIN VASE DECORATED WITH FIVE-CLAWED DRAGONS RISING FROM WAVES88
(Victoria and Albert Museum) [xiv]
RESONANT STONE OF JADE SHOWING DRAGON WITH CLOUD ORNAMENTS, SUSPENDED FROM CARVED BLACKWOOD FRAME96
By courtesy of B. Laufer, Field Museum of Natural History, Chicago
TORTOISE AND SNAKE104
From a rubbing in the British Museum of a Chinese original
GATHERING FRUITS OF LONGEVITY112
From a Chinese painting in the British Museum
SHOU SHAN (i.e. “HILLS OF LONGEVITY”), THE TAOIST PARADISE124
From a woven silk picture in the Victoria and Albert Museum
THE CHINESE SI WANG MU (JAPANESE SEIOBO) AND MAO NU136
From a Japanese painting (by Hidenobu) in the British Museum
MOUNTAIN VIEW WITH SCHOLAR’S RETREAT140
From a Chinese painting in the British Museum
GENII AT THE COURT OF SI WANG MU152
From a Chinese painting in the British Museum
SQUARE BRICK OF THE HAN DYNASTY, WITH MYTHOLOGICAL FIGURES AND INSCRIPTIONS160
CHINESE BOWL WITH SYMBOL OF LONGEVITY168
(Victoria and Albert Museum)
GOATS CROPPING PLANT OF LIFE172
From the jade sculpture in the Scottish National Museum, Edinburgh[xv]
THE GODDESS OF THE DEW184
From a Chinese painting in the British Museum
AN OFFERING TO THE GODS, PEKING200
From a photograph by H.G. Ponting, F.R.G.S.
ANCIENT BRONZE ASTRONOMICAL INSTRUMENTS ON THE CITY WALL, PEKING208
MORTUARY FISH IN JADE, OF HAN PERIOD212
FIGURE OF BUTTERFLY IN WHITE AND BROWNISH-YELLOW JADE, TSʼIN OR HAN PERIOD212
AMULETS FOR THE DEAD, AND OTHER OBJECTS IN JADE220
The subjects on pages 212 and 220 are reproduced by courtesy of B. Laufer, author of “Jade”, Field Museum, Chicago
THE TEMPLE OF HEAVEN, PEKING228
From a photograph by H.G. Ponting, F.R.G.S.
THREE SAGES STUDYING SYMBOL OF YIN AND YANG230
From a Chinese painting in the British Museum
KWAN-YIN, THE CHINESE “GODDESS OF MERCY”271
From a porcelain figure decorated in soft enamels in the Victoria and Albert Museum
LAO TZE AND DISCIPLES300
From a Chinese painting in the British Museum
THE MOST FAMOUS PAI-LO (GODDESS SYMBOL) IN CHINA: AT THE MENG TOMBS, NEAR PEKING328
From a photograph by H.G. Ponting, F.R.G.S.[xvi]
THE FAMOUS OLD TORI-WI (GODDESS SYMBOL), MIYAJIMA, JAPAN338
From a photograph by H.G. Ponting, F.R.G.S.
THE JAPANESE TREASURE SHIP352
From a woodcut in the British Museum
SUSA-NO-WO MAKING A COMPACT WITH DISEASE SPIRITS360
From a Japanese painting (by Hoga) in the British Museum
AMATERÂSU, THE SUN GODDESS, EMERGING FROM HER CAVE368
From a Japanese painting in the British Museum
SEIOBO (= THE CHINESE SI WANG MU) WITH ATTENDANT AND THREE RISHI380
From a Japanese painting (by Sanraku) in the British Museum[1]
Chinese Culture—Had it Independent Origin?—Evolution in Human Affairs—Stratification Theory—The Mystery of Mind—Man’s First Philosophy of Life—Influences exercised by Ancient Civilizations—Culture Mixing—The Idea of Progress—Art in the Pleistocene Age—Introduction of Agriculture—Birth of Osirian Civilization—The “Water of Greenness” as “Water of Life”—How Commerce Began—Introduction of Copper-working—The Oldest Calendar in the World—The “Kings of Mankind”—Ancient Man and Modern Man.
The destinies of a people are shaped by their modes of thought, and their real history is therefore the history of their culture. The Chinese frame of mind has made the Chinese the people they are and China the country it is. Every section of society has been swayed by this far-reaching and enduring influence, the sources of which lie in remote antiquity. It is the force that has even been shaping public opinion and directing political movements. Emperors and leaders of thought have been uplifted by it or cast down by it.
To understand China, it is necessary that we should inquire into its inner history—the history of its culture—[2]so as to get at the Chinese point of view and look at things through Chinese eyes. That inner history is in part a record of its early experiences among the nations of the earth. There was a time when China was “in the making”, when the little leaven that leavened the whole lump began to move, when that culture which spread over a vast area was confined to a small centre and to a comparatively small group of people. Who were this people, where were they situated, what influences were at work to stir them and shape their ambitions, and what secret did they learn which gave them power over the minds and bodies of about a third of the inhabitants of the globe? In short, how and where did Chinese culture originate, and how did it spread and become firmly established? Was it a thing of purely local growth? Did it begin to be quite independently of all other cultures? Does it owe its virility and distinctiveness among the cultures of ancient and modern times to the influence of the locality in which it had “independent origin”? Had it an independent origin?
These queries open up the larger problem as to the origin of civilization in the world. At this point, therefore, we must decide whether or not we are to accept the idea of evolution in human affairs. Can the principles of biological evolution be applied to the problems of ethnology (using the term in its widest sense to include the physical and cultural history of mankind)? Can we accept the theory that in isolated quarters of the globe separated communities were stirred by natural laws to make progress in adapting themselves to their environments, and that, once a beginning was made, separated communities developed on similar lines? Did each ancient civilization have its natural periods of growth and decay? Were separated communities uninfluenced during these [3]periods by human minds and wills? Were their destinies shaped by natural laws, or by the cumulative force of public opinion? Was it a natural law that made men abandon the hunting and adopt the agricultural mode of life? Did certain communities of men, influenced by natural laws in ancient times, begin to shape their religious systems by first worshipping groups of spirits and ultimately, having passed through a sequence of well-defined stages, find themselves elevated by these natural laws to the stage of monotheism? Is it because certain races have, for some mysterious reason, been prompted to pass through these stages more quickly than others, that they are deserving of the term “progressive” while others must be characterized as “backward”?
If these questions are answered in the affirmative, we must assume that we have solved the riddle of Mind. Those who apply the principles of biological evolution to human affairs are in the habit of referring to laws that control the workings of the human mind. But what do we really know about the workings of the human mind? This question has only to be asked so that the hazardous character of the fashion of thinking adopted by extreme exponents of the Evolution School may be emphasized. It cannot but be admitted that we know little or nothing regarding the human mind. What happens when we think? How are memories stored in the brain? How are emotions caused? What is Consciousness? How does the Will operate? Grave psychological problems have to be solved before we can undertake the responsibility of discussing with any degree of confidence the laws that are supposed to govern human thought and action.
The researches into the early history of man, of about a generation ago, were believed by some to “have revealed the essential similarity with which, under many superficial [4]differences, the human mind has elaborated its first crude philosophy of life”. It was found that similar beliefs and practices obtained among widely separated communities, and it was not suspected that the influence exercised by direct and indirect cultural contact between “progressive” and “backward” communities extended to such great distances as has since been found to be the case. Prospecting routes by land and sea were the avenues along which cultural influences “drifted”. Early man was much more enterprising as a trader and explorer than was believed in Tylor’s day. The evidence accumulated of late years tends to show that almost no part of the globe remained immune to the influences exercised by the great ancient civilizations, and that these civilizations were never in a state of “splendid isolation” at any period in their histories. In the light of this knowledge it is becoming more and more clear that Victorian ethnologists were inclined to make too much of resemblances, and failed to take into account the differences that a more intensive study of local cultures have revealed. There were, of course, resemblances, which suggest the influence of cultural contact and the settlement among backward peoples of colonists from progressive communities, but there were also differences of beliefs and customs which were of local origin and can hardly be characterized as “superficial”. One of the results of contact was the process of “culture mixing”. Customs and fashions of thinking were introduced into a country and blended with local customs and local modes of thought. In early China, as will be shown, there was “culture mixing”. The Chinese frame of mind is the result of compromises effected in remote times.
How, then, did the idea of progress originate? Is there in the human mind an instinct which stirs mankind [5]to achieve progress? If so, how does it come about that some peoples have failed to move until brought into contact with progressive races? Why did the Melanesians, for instance, remain in the Stone Age until reached by the missionary and the sandal-wood trader? The missionaries and the traders caused them to advance in a brief period from the Stone Age to the Age of Steel and Machinery. Can it be maintained that in ancient days no sudden changes took place? Did the people, for instance, who introduced bronze-working into a country introduce nothing else? Did they leave behind their beliefs, their myths, their customs, and their stories?
When it is asked how progress originated, we can only turn to such evidence as is available regarding the early history of “Modern Man”. At a remote period, dating back in Europe to the Pleistocene Age, men lived in organized communities and pursued the hunting mode of life. Their culture is revealed by their pictorial art in the prehistoric cave-dwellings of France and Spain, and their decorative art by their finely engraved implements and weapons.1 This art reached a high state of perfection. In some aspects it compares favourably with modern art.2 Evidently it had a long history, and was practised by those who were endowed with the artistic faculty and had received a training. These early men, who belonged to the Cro-Magnon races, were traders as well as hunters. In some of their “inland stations” have been found shells that had been imported from the Mediterranean coast.
The hunting mode of life prevailed also among the proto-Egyptians in the Nile valley, an area which was less capable in remote times of maintaining a large population [6]than were the wide and fertile plains of Europe. Egypt was thinly peopled until the agricultural mode of life was introduced. Someone discovered how to make use of the barley that grew wild in the Nile valley and western Asia. In time the seeds were cultivated, and some little community thus provided itself with an abundant food-supply. Men’s minds were afterwards engaged in solving the problem how to extend the area available for cultivation in the narrow Nile valley. Nature was at hand to make suggestions to them. Each year the River Nile came down in flood and fertilized the parched and sun-burnt wastes. The waters caused the desert to “blossom like the rose”. Intelligent observers perceived that if the process of water-fertilization were maintained, as in the Delta region, they could extend their little farms and form new ones. The art of irrigation was discovered and gradually adopted, with the result that the narrow river valley, which had been thinly peopled during the Hunting Period, became capable of maintaining a large population.
In what particular area the agricultural mode of life was first introduced, it is impossible to say. Some favour southern Palestine and some southern Mesopotamia. Those who favour Egypt3 can refer to interesting and important evidence in support of their view. It is the only ancient country, for instance, in which there are traditions regarding the man4 who introduced the agricultural mode of life. This was Osiris, a priest-king5 who was deified, or a god to whom was credited the discovery, made by a [7]man or group of men, of how to grow corn. Plutarch’s version of the Egyptian legend states: “Osiris, being now become King of Egypt, applied himself towards civilizing his countrymen, by turning them from their former indigent and barbarous course of life; he moreover taught them how to cultivate and improve the fruits of the earth”. Evidence has been forthcoming that the pre-Dynastic Egyptians were agriculturists. The bodies of many of them have been found preserved in their graves in the hot dry sands of Upper Egypt. “From the stomachs and intestines of these prehistoric people”, writes Professor G. Elliot Smith, “I was able to recover large quantities of food materials, in fact, the last meals eaten before death.” Careful examination was made of the contents of the stomachs. “Almost every sample contained husks of barley, and in about 10 per cent of the specimens husks of millet could be identified with certainty.” The millet found in these bodies is nearly related to the variety “which is now cultivated in the East Indies”.6
Here we have proof that the agricultural mode of life obtained in the Nile valley over sixty centuries ago, and that the seeds of the cultivated variety of millet, which grows wild in North Africa and southern Asia, were carried to far-distant areas by ancient traders and colonists. These facts have, as will be found, an important bearing on the early history of Chinese civilization.
Our immediate concern, however, is with the history of early civilization. In the Nile valley man made progress when he was able to provide something which he required, by the intelligent utilization of means at his disposal. No natural law prompted him to cultivate corn and irrigate the sun-parched soil. He did not [8]become an agriculturist by instinct. He conducted observations, exercised his reasoning faculty, made experiments, and a great discovery was forthcoming. The man whose memory is enshrined in that of Osiris was one of the great benefactors of the human race. When he solved the problem of how to provide an abundant supply of food, he made it possible for a large population to live in a small area. It is told of Osiris that “he gave them (the Egyptians) a body of laws to regulate their conduct by”. No doubt the early hunters observed laws which regulated conduct in the cave-home as well as on the hunting-field. The fact that a great pictorial art was cultivated by Aurignacian man in western Europe, about 20,000 years ago, indicates that the social organization had been sufficiently well developed to permit of certain individuals of a class—possibly the priestly class—devoting themselves to the study of art, while others attended to the food-supply. Aurignacian art could never have reached the degree of excellence it did had there not been a school of art—apparently religious art—and a system of laws that promoted its welfare.
When, in Egypt, the agricultural mode of life was introduced, and an abundant supply of food was assured, new laws became a necessity, so that the growing communities might be kept under control. These laws were given a religious significance. Osiris “instructed them (the Egyptians) in that reverence and worship which they were to pay to the gods”. Society was united by the bonds of a religious organization, and, as is found, Nilotic religion had a close association with the agricultural mode of life. It reflected the experiences of the early farmers; it reflected, too, the natural phenomena of the Nile valley. Water—the Nile water—was the fertilizing agency. It was the “water of life”. The god Osiris was closely [9]associated with the Nile; he was the “fresh” or the “new” water that flowed in due season after the trying period of “the low Nile”, during which the land was parched by the burning sun and every green thing was coated by the sand-storms. “Ho, Osiris! the inundation comes,” cried the priest when the Nile began to rise. “Horus comes; he recognizes his father in thee, youthful in thy name of Fresh Water.”7 The literal rendering is: “Horus comes; he beholds his father in thee, greenness in thy name of Water of Greenness”. The reference is to the “new water” which flows quite green for the first few days of the annual inundation. The “new water” entered the soil and vegetation sprang up. Osiris was the principle of life; he was also the ghost-god who controlled the river. As the Nile, Osiris was regarded as the source of all life—the creator and sustainer and ruler in one.
When the discovery of how to grow corn was passed from people to people and from land to land, not only the seeds and agricultural implements were passed along, but the ceremonies and religious beliefs connected with the agricultural mode of life in the area of origin. The ceremonies were regarded as of as much importance as the implements.
It need not surprise us, therefore, to find, as we do find, not only North African millet in the East Indies, but North African religious beliefs connected with agriculture in widely separated countries. Osirian religious ideas and myths were, it would appear, distributed over wide areas and among various races. There is therefore a germ of historical truth in the account given by Plutarch of the missionary efforts of Osiris. “With the same disposition”, we read, “he (Osiris) afterwards [10]travelled over the rest of the world, inducing the people everywhere to submit to his discipline.… The Greeks conclude him to have been the same person with their Dionysos or Bacchus.”8
In the process of time the Egyptians found that they were able to produce a larger food-supply than they required for their own needs. They were consequently able to devote their surplus to stimulating trade, so as to obtain from other countries things which were not to be had in Egypt. They were thus brought into touch with other communities, and these communities, such as the wood-cutters of Lebanon, were influenced by Egyptian civilization and stimulated to adopt new modes of life. Their food-supply was assured by the Egyptian demand for timber. They received corn from the Nile valley in payment for their labour. There are references in the Egyptian texts to the exports of wheat to North Syria and Asia Minor.
When the great discovery was made of how to work copper, the early agriculturists achieved rapid progress. Boats were built more easily and in larger numbers, new weapons were produced, and the Upper Egyptians conquered the Lower Egyptians, with the result that Egypt was united under a single king. With this union, which was followed by a period of remarkable activity, begins the history of Ancient Egypt.
The man, remembered as Osiris, who first sowed his little corn patch, sowed also the seeds from which grew a mighty empire and a great civilization. His discovery spread from people to people, and from land to land, and a new era was inaugurated in the history of the world. Progress was made possible when mankind were led from the wide hunting-fields to the little fields of the Stone [11]Age9 farmer, and shown how they could live pleasant and well-ordered lives in large communities.
The early Egyptian farmers found it necessary to measure time and take account of the seasons. A Calendar was introduced and adopted during the prehistoric (Palæolithic) period,10 and was used by the Egyptians for thousands of years. Julius Cæsar adapted this Calendar for use in Rome. It was subsequently adjusted by Pope Gregory and others, and is now in use all over the civilized world. Each time we hang up a new calendar, therefore, we are reminded of the man who stimulated progress over vast areas by sowing corn, so as to provide food for his family in a distant land at a far-distant period of time.
When we consider the problem of the origin of progress, let us not forget him and others like him—those early thinkers and discoverers to whom all humanity owe a debt of gratitude. The few invent, the many adopt; the few think and lead, and the many follow.
“No abstract doctrine”, writes Sir James F. Frazer in this connection, “is more false and mischievous than that of the natural equality of men.… The experience of common life sufficiently contradicts such a vain imagination.… The men of keenest intelligence and strongest characters lead the rest and shape the moulds into which, outwardly at least, society is cast.… The true rulers of men are the thinkers who advance knowledge.… It is knowledge which, in the long run, directs and controls the forces of society. Thus the discoverers of new truths are the real though uncrowned and unsceptred kings of mankind.”11[12]
Progress has its origin in Mind. It has been manifested in the past in those districts in which the mind of man was applied to overcome natural obstacles and to develop natural resources. The histories of the great ancient civilizations do not support the idea of an evolutionary process which had its origin in human instinct. “There has”, Professor G. Elliot Smith writes, “been no general or widespread tendency on the part of human societies to strive after what by Europeans is regarded as intellectual or material progress. Progressive societies are rare because it requires a very complex series of factors to compel men to embark upon the hazardous process of striving after such artificial advancement.”
Professor Elliot Smith will have none of what Dr. W.H.R. Rivers refers to as “crude evolutionary ideas”. “The history of man”, he writes, “will be truly interpreted, not by means of hazardous and mistaken analogies with biological evolution, but by the application of the true historical method. The causes of the modern actions of mankind are deeply rooted in the past. But the spirit of man has ever been the same: and the course of ancient history can only be properly appreciated when it is realized that the same human motives whose nature can be studied in our fellow-men to-day actuated the men of old also.”12
In the chapters that immediately follow it will be shown that separated communities were brought into close touch by traders. The term “trading”, however, refers, especially in early times, chiefly to prospecting and the exploiting of locally unappreciated forms of wealth. It was not until after civilization had spread far and wide that permanent trade routes were established. Some overland routes became less important when sea routes were ultimately opened. [13]
1Myths of Crete and Pre-Hellenic Europe, pp. 26 et seq.↑
2Ibid. See illustrations opposite p. 20.↑
3 Professor Cherry The Origin of Agriculture (Mem. and Proc. Manchester Lit. and Phil. Soc., 1920).↑
4 In Babylonian legends civilization is introduced by the “goat-fish” god Ea, who came from the Persian Gulf.↑
5 Those who give Osiris a Libyan origin believe his name signifies “The Old One”, or “The Old Man”.↑
6The Ancient Egyptians, pp. 41–42.↑
7 Breasted’s Religion and Thought in Egypt, p. 18.↑
8 S. Squire, Plutarch’s Treatise of Isis and Osiris (Cambridge, 1744).↑
9 In Egypt this was the Solutrean stage of the so-called “Palæolithic Age”.↑
10 There was no “Neolithic Age” in Egypt.↑
11The Scope of Social Anthropology (London, 1908), pp. 12–13.↑
12Primitive Man (Proceedings of the British Academy, Vol. VII), p. 50.↑
The Potter’s Wheel—An Egyptian Invention—The Wheel in Theology—Clay Pots and Stone Vessels—Skilled Artisans produce Poor Pottery—The Yakut Evidence—Female Potters—Pot Symbol of Mother-goddess—Potter’s Wheel worked by Men—Egyptian “Wheel” adopted in Crete, Babylonia, Iran, India, and China—No “Wheel” in America—Secular and Religious Pottery in China, Japan, India, and Rome—Coarse Grave-Pottery—Potter’s Wheel as Symbol of Creator—Chinese Emperors as Potters—Culture Heroes—Association of Agriculture with Pottery—Egyptian Ideas in Far East.
What bearing, it may be asked, have the discoveries made in Egypt on the early history of China? Is there evidence to show that these widely-separated countries were brought into contact in remote times? Did the primitive Chinese receive and adopt Egyptian inventions, and if so, how were such inventions conveyed across the wide and difficult country lying between the Mediterranean coast and the Yellow Sea? Is there any proof that trade routes extended in ancient times right across Asia? Did prospecting and trading ancient mariners cross the Indian Ocean and coast round to Chinese waters?
Interesting evidence regarding cultural contact is afforded by the potter’s wheel. This wonderful machine was invented in Egypt some time before the Fourth Dynasty (about 3000 B.C.), and in its area of origin it exercised an influence not only on ceramic craftsmanship but on religious ideas. It was regarded as a gift of the gods, as in ancient Scotland bronze weapons, implements, [14]musical instruments, &c., were regarded as gifts from the fairies. Apparently the invention was first introduced in Memphis, the ancient capital, the chief god of which was Ptah, the supreme deity “of all handicraftsmen and of all workers in metal and stone”. Ptah was already regarded as the creator of the primeval egg from which the universe was hatched, and of the “sun egg” and the “moon egg”. He was evidently a deity whose life-history goes back to primitive times when the mother-goddess was symbolized as the goose that laid the primeval egg. The problem of whether the egg or the bird came first was solved by the priests of the Ptah cult of Memphis, who regarded their deity as the creator of the “egg”. After the potter’s wheel came into use, they depicted Ptah turning the “egg” upon it. The manufacture of wheel-made pottery thus came to have religious associations. It was closely connected with the culture of Egypt which had its basis in the agricultural mode of life. The arts and crafts were all stimulated by religious ideas; they were cultivated by the priestly class in temple workshops, and were essentially an expression of Egyptian beliefs and conceptions.
Before the potter’s wheel came into use, the potter’s art had degenerated. Vases, bowls, jars, platters, and other vessels were made of such costly stones as diorite, alabaster, and porphyry; these were drilled out with copper implements. Copper vessels were also made. The discovery of how to work copper had caused the craftsmen to neglect the potter’s art, and to work with enthusiasm in the hardest stone until they achieved a high degree of skill. The coarse pottery of the pre-wheel period is therefore no indication that the civilization had reached a stage of decadence. This fact should be a warning to those archæologists who are prone to conclude that if the pottery taken from a stratum in some particular [15]area is “coarse”, the people who produced it at the period it represents were necessarily in a backward condition. The evidence afforded by Yakut products is of special interest in this connection. The Yakuts are usually referred to as “the most intelligent and progressive people in Siberia”. They are, however, poor potters. They never glaze their vessels or use the potter’s wheel. At the great Russian market of Yakutsk they refuse to purchase wheel-made crockery, and purchase instead the raw clay with which to make their own hand-made vessels, which are almost as coarse as those of the Stone Age. But although the technique displayed in their pottery is crude, they are famous for their excellent wood-carving and iron forged-work.1 A people cannot, therefore, be judged by their pottery alone. It may be that those ancient peoples who are found to have been poor potters were skilled and progressive in other spheres of activity. The Hebrews were poor artisans and never invented anything, but they have given the world a great religious literature.
After the potter’s wheel was introduced in Memphis, a new era in the history of pottery was inaugurated. The enclosed baking-furnace came into use at the same time, and the potter’s art and technique speedily attained a wonderfully high degree of excellence. But the old crude, hand-made pottery was still being produced. It was consistently produced until Egypt ceased to be a great and independent kingdom. Indeed, it is being manufactured even in our own day.
The reason why good and bad pottery are produced in a single country—and Egypt is no exception to this rule—is that the manufacture of hand-made vessels was in ancient times essentially a woman’s avocation. The [16]potter’s wheel was invented by man, and credited to a god, and has from the beginning been worked by men only. There was apparently a religious significance in the connection of the sexes with the different processes. The clay pot was, in ancient Egypt, a symbol of the mother-goddess.2 Pots used in connection with the worship of the Great Mother were apparently produced by her priestesses. As women played their part in agricultural ceremonies, so did they play their part—evidently a prominent one—in producing the goddess’s pot symbols. The coarse jars in which were stored wines and oils and food-stuffs were gifts of the Great Mother, the giver of all; she was the inexhaustible sacred Pot—the womb of Nature. Domestic pottery used by women was, very properly, the ancient folks appear to have argued, produced by women.
POTTER’S WHEEL, SIMLA, INDIA
From a sketch by J. Lockwood Kipling in the Victoria and Albert Museum
“It will be noted”, writes O.T. Mason in this connection, “that the feminine gender is used throughout in speaking of aboriginal potters. This is because every piece of such ware is the work of woman’s hands. She quarried the clay, and, like the patient beast of burden, bore it home on her back. She washed it and kneaded it and rolled it into fillets. These she wound carefully and symmetrically until the vessel was built up. She further decorated and burned it, and wore it out in household drudgery. The art at first was woman’s.”3
In many countries the connection of women with hand-made and of men with wheel-made pottery obtains even in our day. The following statement by two American scholars, who have produced a short but authoritative paper on the potter’s art, is the result of a close investigation [17]of evidence collected over a wide area, and carefully digested and summarized:4
“The potter’s wheel is the creation of man, and therefore is an independent act of invention which was not evolved from any contrivance utilized during the period of hand-made ceramic ware. The two processes have grown out of two radically distinct spheres of human activity. The wheel, so speak, came from another world. It had no point of contact with any tool that existed in the old industry, but was brought in from an outside quarter as a novel affair when man appropriated to himself the work hitherto cultivated by woman. The development was one from outside, not from within. All efforts, accordingly, which view the subject solely from the technological angle, and try to derive the wheel from previous devices of the female potter, are futile and misleading. It is as erroneous as tracing the plough back to the hoe or digging-stick, whereas, in fact, the two are in no historical interrelation and belong to fundamentally different culture strata and periods—the hoe to the gardening activity of woman, the plough to the agricultural activity of man. Both in India and China the division of ceramic labour sets apart the thrower or wheel-potter, and distinctly separates him from the moulder. The potters in India, who work on the wheel, do not intermarry with those who use a mould or make images. They form a caste by themselves.”5
The oldest wheel-made pottery is found in Egypt. There can be no doubt that the potter’s wheel was invented in that country. It was imported into Crete, [18]which had trading relations with the merchants of the ancient Pharaohs, as far back as about 3000 B.C. Before the wheel was adopted the Cretans made stone vessels, following Egyptian patterns, but using soft stone instead of hard. Their hand-made pottery degenerated, as did the Egyptian. “Pottery came again to its own in both countries”, writes Mr. H.R. Hall, “with the invention of the potter’s wheel and the baking-furnace.”6
The potter’s wheel must have found a ready market in the old days. It was adopted, in time, in western Europe; it was quickly “taken up” in Babylonia and in Iran, and was ultimately introduced into India and China. But only the high Asiatic civilizations were capable of constructing it, and consequently wheel-made pottery is not found everywhere. Among the “aboriginal Americans” the wheel was never employed. It is an interesting fact that the mind of man, which is alleged to “work” on the same lines everywhere, never “evolved” a potter’s wheel in Mexico or Peru.7 Major Gordon tells that in Assam8 “the women fashion the pots by hand; they do not use the potter’s wheel”. Similar evidence is obtainable in various other countries. In China there are wheel-potters and moulders, and a distinction is drawn between them by ancient writers. “This clear distinction is accentuated by Chu Yen in his treatise on pottery.9 He justly observes also that the articles made by the wheel-potters were all intended for cooking, with the exception of the vessel yu, which was designed for measuring; while the output of the moulders, who made the ceremonial vessels kuei and tou by availing themselves of the plumb-line, was [19]intended for sacrificial use. Also here, in like manner as in ancient Rome, India, and Japan, the idea may have prevailed that a wheel-made jar is of a less sacred character than one made by hand.”10 Here then we touch on another point which must be borne in mind by those who draw conclusions regarding ancient cultures by means of pottery. In Britain, for instance, a rather coarse pottery is found in graves. It is possible that a better pottery was made for everyday use. The conservatism of burial customs may have caused coarser pottery to be put into graves than the early folks were capable of producing during the period at which the burial took place.
The wheel-pottery was as sacred to some cults as the hand-made was to others. Even the potter’s wheel was sacred. In Egypt the Ptah cult adopted it, as has been stated; in India it was a symbol of the Creator; in China (as in ancient Egypt) the idea originally prevailed that the Creator was a potter who turned on his wheel the sun and the moon, man and woman, although in time this myth became a philosophical abstraction. The symbolism of Jeremiah has similarly a history:
“O house of Israel, cannot I do with you as this potter? saith the Lord. Behold, as the clay is in the potter’s hand, so are ye in mine hand, O house of Israel.”—Chapter XVIII, 6.
St. Paul, too, refers to the potter:
“Nay but, O man, who art thou that repliest against God? Shall the thing formed say to him that formed it, Why hast thou made me thus? Hath not the potter power over the clay, of the same lump to make one vessel unto honour, and another unto dishonour?” (Romans, ix, 20–21.)
Chinese emperors were compared to potters. They [20]were credited with the power to control a nation as the potter controlled his wheel. The ancient peoples who adopted the Egyptian potter’s wheel evidently learned that it was of divine origin. They adopted the Egyptian beliefs and myths associated with it. Withal, the wheel was associated with the agricultural mode of life, having originated in a country of agriculturists. Ptah, the divine potter, was, like all the other prominent gods of Egypt, fused with Osiris—the god who was, among other things, the “culture hero”. The Chinese “culture hero”, Shun, who became emperor, is said to have “practised husbandry, fishing, and making pottery jars”. He manufactured clay vessels without flaw on the river bank.11
The Chinese culture hero, Shen-ming (“Divine Husbandman”) “was regarded as the father of agriculture and the discoverer of the healing property of plants”. In ancient Chinese lore “we meet a close association of agriculture with pottery, and an illustration of the fact that husbandman and potter were one and the same person during the primeval period”.12
Memories of Ptah-Osiris clung to the potter’s wheel. The trade routes must have hummed with stories about the god who had gifted this wonderful contrivance to mankind. These stories were localized in various countries, and they took on the colour of the period during which the wheel was imported. In Japan, the Ptah legend has been given a Buddhistic significance. The potter’s wheel is reputed there to be the invention of the famous Korean monk, Gyõgi (A.D. 670–749). No doubt the first potter’s wheel reached Japan from Korea, whence came the conquerors of the Ainus. But there is evidence [21]that it was in use long before Buddhism “drifted” along the sea route from the mainland in the sixth century, to become curiously mixed up with Shintoism two centuries later. The priests of Buddhism, who transformed the Shinto gods into “avatars” of Buddha, no doubt also identified the far-carried Ptah-Osiris with their monk—the Japanese “culture hero”.
The earliest pottery in Japan was manufactured by the Ainus and was “hand-shaped” by the women. A similar pottery was produced in Korea. The wheel-made variety made its appearance when Chinese culture spread through Korea during the Silla kingdom period, which began about the time (A.D. 59) when the earliest Japanese, according to their own traditions, migrated to the islands that bear their name. No doubt the traders were active on sea and land long before the Japanese conquered the islands of the Ainus and the Chinese overran Korea. Great migrations and conquests in ancient times were indirectly stimulated by trade. A new culture was introduced into backward communities by the early prospectors and trading colonists, and these communities in time acquired weapons, reared the domesticated horse, and took to the sea after having learned how to build and navigate ships similar to those introduced by the traders.
When the potter’s wheel was introduced into Korea, the clay vessels were shaped in imitation of Chinese pottery. There can remain no doubt, therefore, as to whence the wheel came. China was the chief centre of early civilization in the Far East, and its influence spread far and wide. There are some who think that Burma was during its early period in closer touch with China than with India; but more evidence than is yet available is required to establish this theory. The earliest civilization in southern China of which we have knowledge [22]was of Indian origin. The sea traders who had crossed the Indian Ocean reached the Burmese coast several centuries before the Christian era, as the archaic character of Burmese river boats suggests. It may be, however, that the potter’s wheel was carried along the mid-Asian trade routes long before the shippers coasted round to Chinese waters. There can be no doubt that the potter’s wheel was introduced into China at a very remote period. Investigators are unable to discover any native legends regarding its origin. Nor are there any traditions regarding female potters. The culture heroes of China who made the first pots appear to have used the wheel, and the Chinese potter’s wheel is identical with the Egyptian.
When the wheel was introduced into Japan, hand-made pottery was in use for religious purposes, and for long afterwards the vessels used at Shinto shrines were not turned on the wheel. In India, hand-made pottery was similarly reserved for religious worship after the wheel-made variety came into use.13 The wheel did not reach southern India until its Iron Age.14 When the southern India Iron Age began is uncertain. It was not, of course, an “Age” in the real sense, but a cultural “stage”. Iron was known and apparently in use during the Aryo-Indian Vedic period in the north.15
The potter’s wheel was introduced into Babylonia at a very remote period. From Babylonia it was carried into Persia. The Avestan word for kiln is tanura, which is believed, according to Laufer, to be a loan word from Semitic tanur.
There are, of course, no records regarding the introduction [23]of the potter’s wheel into Babylonia, India, or China. All that we know definitely is that it first came into use in Egypt, and that it was afterwards adopted in the various ancient centres of civilization from which cultural influences “flowed” to various areas. With the wheel went certain religious ideas and customs. These are not found in the areas unreached by the potter’s wheel.
China appears to have been influenced at the dawn of its history by the culture represented by the Egyptian wheel. [24]
1The Yakut (in Russian), Vol. I, p. 378.↑
2The Evolution of the Dragon, G. Elliot Smith (London, 1919), pp. 178 et seq.↑
3 O.T. Mason, Origins of Invention, p. 166; and Woman’s Share in Primitive Culture, p. 91.↑
4The Beginnings of Porcelain in China, by Berthold Laufer and H.W. Nichols (Field Museum of Natural History Publication, 192, Anthropological Series, Vol. XII, No. 2. Chicago, 1917).↑
5Ibid., pp. 153–154.↑
6The Journal of Egyptian Archæology, April, 1914, p. 14.↑
7Aboriginal Pottery of the Eastern United States, p. 50 (Twentieth Annual Report, Bureau of American Ethnology, Washington, 1903).↑
8The Khasis, p. 61.↑
9Tao Shuo, chap. ii, p. 2 (new edition, 1912).↑
10The Beginnings of Porcelain in China, pp. 154–5. In “culture mixing” old local religious beliefs were not obliterated.↑
11 Chavannes, Mémoires historiques de Se-ma Tsʼien, Vol. I, pp. 72–4.↑
12The Beginnings of Porcelain in China, p. 160.↑
13Antiquities of India, L.D. Barnett, p. 176.↑
14Madras Government Museum Catalogue of Prehistoric Antiquities, p. 111.↑
15Vedic Index of Names and Subjects, Macdonell and Keith, Vol. I, pp. 31, 32.↑
The Chinese Junk—Kufas—The Ancient “Reed Float” and Skin-buoyed Raft—“Two floats of the Sky”—Dug-out Canoes—Where Shipping was developed—Burmese and Chinese Junks resemble Ancient Egyptian Ships—Cretan and Phœnician Mariners—Africa circumnavigated—Was Sumeria colonized by Sea-farers?—Egyptian Boats on Sea of Okhotsk—Japanese and Polynesian Boats—Egyptian Types in Mediterranean and Northern Europe—Stories of Long Voyages in Small Craft—Visit of Chinese Junk to the Thames—Solomon’s Ships.
Further important evidence regarding cultural contact in early times is afforded by shipping. How came it about that an inland people like the primitive Chinese took to seafaring?
The question that first arises in this connection is: Were ships invented and developed by a single ancient people, or were they invented independently by various ancient peoples at different periods? Were the Chinese junks of independent origin? Or were these junks developed from early models of vessels—such foreign vessels as first cruised in Chinese waters?
Chinese junks are flat-bottomed ships, and the largest of them reach about 1000 tons. The poops and fore-castles are high, and the masts carry lug-sails, generally of bamboo splits. They are fitted with rudders. Often on the bows appear painted or inlaid eyes. These eyes are found on models of ancient Egyptian ships.
A MODERN CHINESE JUNK ON THE CANTON RIVER
During the first Han dynasty (about 206 B.C.) junks [25]of “one thousand kin” (about 15 tons) were regarded as very large vessels. In these boats the early Chinese navigators appear to have reached Korea and Japan. But long before they took to the sea there were other mariners in the China sea.
The Chinese were, as stated, originally an inland people. They were acquainted with river kufas (coracles) before they reached the seashore. These resembled the kufas of the Babylonians referred to by Herodotus, who wrote:
“The boats which come down the river to Babylon are circular, and made of skins. The frames, which are of willow, are cut in the country of the Armenians above Assyria, and on these, which serve for hulls, a covering of skins is stretched outside, and thus the boats are made, without either stem or stern, quite round like a shield.”1
These kufas are still in use in Mesopotamia. They do not seem to have altered much since the days of Hammurabi, or even of Sargon of Akkad. The Assyrians crossed rivers on skin floats, and some of the primitive peoples of mid-Asia are still using the inflated skins of cows as river “ferry-boats”. But such contrivances hardly enter into the history of shipping. The modern liner did not “evolve” from either kufa or skin float. Logs of wood were, no doubt, used to cross rivers at an early period. The idea of utilizing these may have been suggested to ancient hunters who saw animals being carried down on trees during a river flood. But attempts to utilize a tree for crossing a river would have been disastrous when first made, if the hunters were unable to swim. Trees are so apt to roll round in water. Besides, they would be useless if not guided with a punting-pole, expertly manipulated. Early man must have learned [26]how to navigate a river by using, to begin with, at least two trees lashed together. In Egypt and Babylonia we find traces of his first attempts in this connection. The reed float, consisting of two bundles of reeds, and the raft to which the inflated skins of animals were attached to give it buoyancy, were in use at an early period on the Rivers Nile and Euphrates. A raft of this kind had evidently its origin among a people accustomed, as were the later Assyrians, to use skin floats when swimming across rivers. There are sculptured representations of the Assyrian soldiers swimming with inflated skins under their chests.
The reed float was in use at a very early period on the Nile. Professor Breasted says that the two prehistoric floats were “bound firmly together, side by side, like two huge cigars”, and adds the following interesting note: “The writer was once without a boat in Nubia, and a native from a neighbouring village at once hurried away and returned with a pair of such floats made of dried reeds from the Nile shores. On this somewhat precarious craft he ferried the writer over a wide channel to an island in the river. It was the first time that the author had ever seen this contrivance, and it was not a little interesting to find a craft which he knew only in the Pyramid texts of 5000 years ago still surviving and in daily use on the ancient river in far-off Nubia.”
In the Pyramid texts there are references to the reed floats used by the souls of kings when being ferried across the river to death. The gods “bind together the two floats for this King Pepi”, runs a Pyramid text. “The knots are tied, the ferry-boats are brought together”, says another, and there are allusions to the ferryman (the prehistoric Charon) standing in the stern and poling the float. Before the Egyptian sun-god was [27]placed in a boat, he had “two floats of the sky” to carry him along the celestial Nile to the horizon.2
The “dug-out” canoe was probably developed from the raft. Men who drifted timber down a river may have had the idea of a “dug-out” suggested to them by first shaping a seat on a log, or a “hold” to secure the food-supply for the river voyage. Pitt Rivers suggests that after the discovery was made that a hollowed log could be utilized in water, “the next stage in the development of the canoe would consist in pointing the ends”.3
In what locality the dug-out canoe was invented it is impossible to say with absolute certainty. All reliable writers on naval architecture agree, however, that Egypt was the “cradle” of naval architecture.4
“For the development of the art of shipbuilding,” says Chatterton, “few countries could be found as suitable as Egypt.… The peacefulness of the waters of the Nile, the absence of storms, and the rarity of calms, combined with the fact that, at any rate, during the winter and early spring months, the gentle north wind blew up the river with the regularity of a Trade Wind, so enabling the ships to sail against the stream without the aid of oars—these were just the conditions that many another nation might have longed for. Very different, indeed, were the circumstances which had to be wrestled with in the case of the first shipbuilders and sailormen of Northern Europe.”5
The early Egyptians were continually crossing the [28]river. When they began to convey stones from their quarries, they required substantial rafts. Egyptian needs promoted the development of the art of navigation on a river specially suited for experiments that led to great discoveries. The demand for wood was always great, and it was intensified after metal-working had been introduced, because of the increased quantities of fuel required to feed the furnaces. It became absolutely necessary for the Egyptians to go far afield in search of timber. The fact that they received supplies of timber at an early period from Lebanon is therefore of special interest. Their experiences in drifting rafts of timber across the Mediterranean from the Syrian coast apparently not only stimulated naval architecture and increased the experiences of early navigators, but inaugurated the habit of organizing seafaring expeditions on a growing scale. “Men”, says Professor Elliot Smith, “did not take to maritime trafficking either for aimless pleasure or for idle adventure. They went to sea only under the pressure of the strongest incentives.”6
The Mediterranean must have been crossed at a very early period. Settlements of seafarers took place in Crete before 3000 B.C.7