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„The Shape of Things to Come” is one of the great classics of science fiction. Originally written in 1929, this masterly work of science fiction has already confirmed H G Wells’ status as a remarkable soothsayer, and provides glimpses of what is perhaps yet to come. The book is written as a sort of historical account. It tells of how a world state could be considered an answer to Earth’s problems. After a large plague wipes out much of humanity, a dictatorship takes over, taking away all religion and uniting the world. If someone opposes the dictatorship, they are given a choice to commit suicide in an environment of their choice. However, the dictatorship is later overthrown and the world state dissolves. Spanning the years from 1929 to 2105, it describes future generations and predicts the advent of wars, advancing technology and sweeping cultural changes.
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Contents
INTRODUCTION: THE DREAM BOOK OF DR. PHILIP RAVEN
BOOK THE FIRST TODAY AND TOMORROW: THE AGE OF FRUSTRATION DAWNS
1. A CHRONOLOGICAL NOTE
2. HOW THE IDEA AND HOPE OF THE MODERN WORLD STATE FIRST APPEARED
3. THE ACCUMULATING DISPROPORTIONS OF THE OLD ORDER
4. EARLY ATTEMPTS TO UNDERSTAND AND DEAL WITH THESE DISPROPORTIONS; THE CRITICISMS OF KARL MARX AND HENRY GEORGE
5. THE WAY IN WHICH COMPETITION AND MONETARY INEFFICIENCY STRAINED THE OLD ORDER
6. THE PARADOX OF OVER-PRODUCTION AND ITS RELATION TO WAR
7. THE GREAT WAR OF 1914-1918
8. THE IMPULSE TO ABOLISH WAR; THE EPISODE OF THE FORD PEACE SHIP
9. THE DIRECT ACTION OF THE ARMAMENT INDUSTRIES IN MAINTAINING WAR STRESSES
10. VERSAILLES: SEED BED OF DISASTERS
11. THE IMPULSE TO ABOLISH WAR: WHY THE LEAGUE OF NATIONS FAILED TO PACIFY THE WORLD
12. THE BREAKDOWN OF "FINANCE" AND SOCIAL MORALE AFTER VERSAILLES
13. 1933: "PROGRESS" COMES TO A HALT
BOOK THE SECOND THE DAYS AFTER TOMORROW: THE AGE OF FRUSTRATION
1. THE LONDON CONFERENCE: THE CROWNING FAILURE OF THE OLD GOVERNMENTS; THE SPREAD OF DICTATORSHIPS AND FASCISMS
2. THE SLOUGHING OF THE OLD EDUCATIONAL TRADITION
3. DISINTEGRATION AND CRYSTALLIZATION IN THE SOCIAL MAGMA; THE GANGSTER AND MILITANT POLITICAL ORGANIZATIONS
4. CHANGES IN WAR PRACTICE AFTER THE WORLD WAR
5. THE FADING VISION OF A WORLD PAX: JAPAN REVERTS TO WARFARE
6. THE WESTERN GRIP ON ASIA RELAXES
7. THE MODERN STATE AND GERMANY
8. A NOTE ON HATE AND CRUELTY
9. THE LAST WAR CYCLONE, 1940-50
10. THE RAID OF THE GERMS
11. EUROPE IN 1960
12. AMERICA IN LIQUIDATION
BOOK THE THIRD THE WORLD RENASCENCE: THE BIRTH OF THE MODERN STATE
1. THE PLAN OF THE MODERN STATE IS WORKED OUT
2. THOUGHT AND ACTION: THE NEW MODEL OF REVOLUTION
3. THE TECHNICAL REVOLUTIONARY
4. PROPHETS, PIONEERS, FANATICS AND MURDERED MEN
5. THE FIRST CONFERENCE AT BASRA: 1965
6. THE GROWTH OF RESISTANCE TO THE SEA AND AIR-WAYS CONTROL
7. INTELLECTUAL ANTAGONISM TO THE MODERN STATE
8. THE SECOND CONFERENCE AT BASRA, 1978
9. "THREE COURSES OF ACTION"
10. THE LIFE-TIME PLAN
11. THE REAL STRUGGLE FOR GOVERNMENT BEGINS
BOOK THE FOURTH THE MODERN STATE MILITANT
1. GAP IN THE TEXT
2. MELODRAMATIC INTERLUDE
3. FUTILE INSURRECTION
4. THE SCHOOLING OF MANKIND
5. THE TEXT RESUMES: THE TYRANNY OF THE SECOND COUNCIL
6. AESTHETIC FRUSTRATION: THE NOTE-BOOKS OF ARISTON THEOTOCOPULOS
7. THE DECLARATION OF MÉGÈVE
BOOK THE FIFTH THE MODERN STATE IN CONTROL OF LIFE
1. MONDAY MORNING IN THE CREATION OF A NEW WORLD
2. KEYING UP THE PLANET
3. GEOGONIC PLANNING
4. CHANGES IN THE CONTROL OF BEHAVIOUR
5. ORGANIZATION OF PLENTY
6. THE AVERAGE MAN GROWS OLDER AND WISER
7. LANGUAGE AND MENTAL GROWTH
8. SUBLIMATION OF INTEREST
9. A NEW PHASE IN THE HISTORY OF LIFE
INTRODUCTION: THE DREAM BOOK OF DR. PHILIP RAVEN
The unexpected death of Dr. Philip Raven at Geneva in November 1930 was a very grave loss to the League of Nations Secretariat. Geneva lost a familiar figure –the long bent back, the halting gait, the head quizzically on one side–and the world lost a stimulatingly aggressive mind. His incessant devoted work, his extraordinary mental vigour, were, as his obituary notices testified, appreciated very highly by a world-wide following of distinguished and capable admirers. The general public was suddenly made aware of him.
It is rare that anyone outside the conventional areas of newspaper publicity produces so great a stir by dying; there were accounts of him in nearly every paper of importance from Oslo to New Zealand and from Buenos Aires to Japan– and the brief but admirable memoir by Sir Godfrey Cliffe gave the general reader a picture of an exceptionally simple, direct, devoted and energetic personality. There seems to have been only two extremely dissimilar photographs available for publication: an early one in which he looks like a blend of Shelley and Mr. Maxton, and a later one, a snapshot, in which he leans askew on his stick and talks to Lord Parmoor in the entrance hall of the Assembly. One of his lank hands is held out in a characteristic illustrative gesture.
Incessantly laborious though he was, he could nevertheless find time to assist in, share and master all the broader problems that exercised his colleagues, and now they rushed forward with their gratitude. One noticeable thing in that posthumous eruption of publicity was the frequent acknowledgments of his aid and advice. Men were eager to testify to his importance and resentful at the public ignorance of his work. Three memorial volumes of his more important papers, reports, memoranda and addresses were arranged for and are still in course of publication.
Personally, although I was asked to do so in several quarters, and though I was known to have had the honour of his friendship, I made no contribution to that obituary chorus. My standing in the academic world did not justify my writing him a testimonial, but under normal circumstances that would not have deterred me from an attempt to sketch something of his odd personal ease and charm. I did not do so, however, because I found myself in a posoootion of extraordinary embarrassment. His death was so unforeseen that we had embarked upon a very peculiar joint undertaking without making the slightest provision for that risk. It is only now after an interval of nearly three years, and after some very difficult discussions with his more intimate friends, that I have decided to publish the facts and the substance of this peculiar cooperation of ours.
It concerns the matter of this present book. All this time I have been holding back a manuscript, or rather a collection of papers and writings, entrusted to me. It is a collection about which, I think, a considerable amount of hesitation was, and perhaps is still, justifiable. It is, or at least it professes to be, a Short History of the World for about the next century and a half. (I can quite understand that the reader will rub his eyes at these words and suspect the printer of some sort of agraphia.) But that is exactly what this manuscript is. It is a Short History of the Future. It is a modern Sibylline book. Only now that the events of three years have more than justified everything stated in this anticipatory history have I had the courage to associate the reputation of my friend with the incredible claims of this work, and to find a publisher for it.
Let me tell very briefly what I know of its origin and how it came into my hands. I made the acquaintance of Dr. Raven, or to be more precise, he made mine, in the closing year of the war. It was before he left Whitehall for Geneva. He was always an eager amateur of ideas, and he had been attracted by some suggestions about money I had made in a scrappy little book of forecasts called What is Coming? published in 1916. In this I had thrown out the suggestion that the waste of resources in the war, combined with the accumulation of debts that had been going on, would certainly leave the world as a whole bankrupt, that is to say it would leave the creditor class in a position to strangle the world, and that the only method to clear up this world bankruptcy and begin again on a hopeful basis would be to scale down all debts impartially, by a reduction of the amount of gold in the pound sterling and proportionally in the dollar and all other currencies based on gold. It seemed to me then an obvious necessity. It was, I recognize now, a crude idea– evidently I had not even got away from the idea of intrinsically valuable money –but none of us in those days had had the educational benefit of the monetary and credit convulsions that followed the Peace of Versailles. We were without experience, it wasn’t popular to think about money, and at best we thought like precocious children. Seventeen years later this idea of appreciating gold is accepted as an obvious suggestion by quite a number of people. Then it was received merely as the amateurish comment of an ignorant writer upon what was still regarded as the mysterious business of “monetary experts.” But it attracted the attention of Raven, who came along to talk over that and one or two other post-war possibilities I had started, and so he made my acquaintance.
Raven was as free from intellectual pompousness as William James; as candidly receptive to candid thinking. He could talk about his subject to an artist or a journalist; he would have talked to an errand boy if he thought he would get a fresh slant in that way. “Obvious” was the word he brought with him. “The thing, my dear fellow”–he called me my dear fellow in the first five minutes –“is so obvious that everybody will be too clever to consider it for a moment. Until it is belated. It is impossible to persuade anybody responsible that there is going to be a tremendous financial and monetary mix-up after this war. The victors will exact vindictive penalties and the losers of course will undertake to pay, but none of them realizes that money is going to do the most extraordinary things to them when they begin upon that. What they are going to do to each other is what occupies them, and what money is going to do to the whole lot of them is nobody’s affair.”
I can still see him as he said that in his high-pitched remonstrating voice. I will confess that for perhaps our first half-hour, until I was accustomed to his flavour, I did not like him. He was too full, too sure, too rapid and altogether too vivid for my slower Anglo-Saxon make-up. I did not like the evident preparation of his talk, nor the fact that he assisted it by the most extraordinary gestures. He would not sit down; he limped about my room, peering at books and pictures while he talked in his cracked forced voice, and waving those long lean hands of his about almost as if he was swimming through his subject. I have compared him to Maxton plus Shelley, rather older, but at the first outset I was reminded of Svengali in Du Maurier’s once popular Trilby. A shaven Svengali. I felt he was FOREIGN, and my instincts about foreigners are as insular as my principles are cosmopolitan. It always seemed to me a little irreconcilable that he was a Balliol scholar, and had been one of the brightest ornaments of our Foreign Office staff before he went to Geneva.
At bottom I suppose much of our essential English shyness is an exaggerated wariness. We suspect the other fellow of our own moral subtleties. We restrain ourselves often to the point of insincerity. I am a rash man with a pen perhaps, but I am as circumspect and evasive as any other of my fellow countrymen when it comes to social intercourse. I found something almost indelicate in Raven’s direct attack upon my ideas.
He wanted to talk about my ideas beyond question. But at least equally he wanted to talk about his own. I had more than a suspicion that he had, in fact, come to me in order to talk to himself and hear how it sounded–against me as a sounding-board.
He called me then a Dealer in the Obvious, and he repeated that not very flattering phrase on various occasions when we met. “You have,” he said, “defects that are almost gifts: a rapid but inexact memory for particulars, a quick grasp of proportions, and no patience with detail. You hurry on to wholes. How men of affairs must hate you–if and when they hear of you! They must think you an awful mug, you know–and yet you get there! Complications are their life. YOU try to get all these complications out of the way. You are a stripper, a damned impatient stripper. I would be a stripper too if I hadn’t the sort of job I have to do. But it is really extraordinarily refreshing to spend these occasional hours, stripping events in your company.”
The reader must forgive my egotism in quoting these comments upon myself; they are necessary if my relations with Raven are to be made clear and if the spirit of this book is to be understood.
I was, in fact, an outlet for a definite mental exuberance of his which it had hitherto distressed him to suppress. In my presence he could throw off Balliol and the Foreign Office–or, later on, the Secretariat–and let himself go. He could become the Eastern European Cosmopolitan he was by nature and descent. I became, as it were, an imaginative boon companion for him, his disreputable friend, a sort of intelligent butt, his Watson. I got to like the relationship. I got used to his physical exoticism, his gestures. I sympathized more and more with his irritation and distress as the Conference at Versailles unfolded. My instinctive racial distrust faded before the glowing intensity of his intellectual curiosity. We found we supplemented each other. I had a ready unclouded imagination and he had knowledge. We would go on the speculative spree together.
Among other gifted and original friends who, at all too rare intervals, honour me by coming along for a gossip, is Mr. J. W. Dunne, who years ago invented one of the earliest and most “different” of aeroplanes, and who has since done a very considerable amount of subtle thinking upon the relationship of time and space to consciousness. Dunne clings to the idea that in certain ways we may anticipate the future, and he has adduced a series of very remarkable observations indeed to support that in his well-known Experiment with Time. That book was published in 1927, and I found it so attractive and stimulating that I wrote about it in one or two articles that were syndicated very extensively throughout the world. It was so excitingly fresh.
And among others who saw my account of this Experiment with Time, and who got the book and read it and then wrote to me about it, was Raven. Usually his communications to me were the briefest of notes, saying he would be in London, telling me of a change of address, asking about my movements, and so forth; but this was quite a long letter. Experiences such as Dunne’s, he said, were no novelty to him. He could add a lot to what was told in the book, and indeed he could EXTEND the experience. The thing anticipated between sleeping and waking –Dunne’s experiments dealt chiefly with the premonitions in the dozing moment between wakefulness and oblivion–need not be just small affairs of tomorrow or next week; they could have a longer range. If, that is, you had the habit of long-range thinking. But these were days when scepticism had to present a hard face to greedy superstition, and it was one’s public duty to refrain from rash statements about these flimsy intimations, difficult as they were to distinguish from fantasies–except in one’s own mind. One might sacrifice a lot of influence if one betrayed too lively an interest in this sort of thing.
He wandered off into such sage generalizations and concluded abruptly. The letter had an effect of starting out to tell much more than he did.
Then he turned up in London, dropped into my study unexpectedly and made a clean breast of it.
“This Dunne business,” he began.
“Well?” said I.
“He has a way of snatching the fleeting dream between unconscious sleep and waking.”
“Yes.”
“He keeps a notebook by his bedside and writes down his dream the very instant he is awake.”
“That’s the procedure.”
“And he finds that a certain percentage of his dream items are–sometimes quite plainly–anticipations of things that will come into his mind out of reality, days, weeks, and even years ahead.”
“That’s Dunne.”
“It’s nothing.”
“But how–nothing?”
“Nothing to what I have been doing for a long time.”
“And that is–?”
He stared at the backs of my books. It was amusing to find Raven for once at a loss for words.
“Well?” I said.
He turned and looked at me with a reluctant expression that broke into a smile. Then he seemed to rally his candour.
“How shall I put it? I wouldn’t tell anyone but you. For some years, off and on–between sleeping and waking–I’ve been–in effect–reading a book. A non-existent book. A dream book if you like. It’s always the same book. Always. And it’s a history.”
“Of the past?”
“There’s a lot about the past. With all sorts of things I didn’t know and all sorts of gaps filled in. Extraordinary things about North India and Central Asia, for instance. And also–it goes on. It’s going on. It keeps on going on.”
“Going on?”
“Right past the present time.”
“Sailing away into the future?”
“Yes.”
“Is it–is it a PAPER book?”
“Not quite paper. Rather like that newspaper of your friend Brownlow. Not quite print as we know it. Vivid maps. And quite easy to read, in spite of the queer letters and spelling.”
He paused. “I know it’s nonsense.”
He added. “It’s frightfully real.”
“Do you turn the pages?”
He thought for a moment. “No, I don’t turn the pages. That would wake me up.”
“It just goes on?”
“Yes.”
“Until you realize you are doing it?”
“I suppose–yes, it is like that.”
“And then you wake up?”
“Exactly. And it isn’t there!”
“And you are always READING?”
“Generally–very definitely.”
“But at times?”
“Oh–just the same as reading a book when one is awake. If the matter is vivid one SEES the events. As if one was looking at a moving picture on the page.”
“But the book is still there?”
“Yes–always. I think it’s there always.”
“Do you by any chance make notes?”
“I didn’t at first. Now I do.”
“At once?”
“I write a kind of shorthand.... Do you know–I’ve piles of notes THAT high.”
He straddled my fireplace and stared at me.
“Now you’ve told me,” I said.
“Now I’ve told you.”
“Illegible, my dear sir–except to me. You don’t know my shorthand. I can hardly read it myself after a week or so. But lately I’ve been writing it out– some I’ve dictated.
“You see,” he went on, standing up and walking about my room, “if it’s–a reality, it’s the most important thing in the world. And I haven’t an atom of proof. Not an atom. Do you–? Do you believe this sort of thing is possible?”
“POSSIBLE?” I considered. “I’m inclined to think I do. Though what exactly this kind of thing may be, I don’t know.”
“I can’t tell anyone but you. How could I? Naturally they would say I had gone cranky–or that I was an impostor. You know the sort of row. Look at Oliver Lodge. Look at Charles Richet. It would smash my work, my position. And yet, you know, it’s such credible stuff.... I tell you I believe in it.”
“If you wrote some of it out. If I could see some of it.”
“You shall.”
He seemed to be consulting my opinion. “The worst thing against it is that I always believe in what the fellow says. That’s rather as though it was ME, eh?”
He did not send me any of his notes, but when next I met him, it was at Berne, he gave me a spring-backed folder filled with papers. Afterwards he gave me two others. Pencilled sheets they were mostly, but some were evidently written at his desk in ink and perhaps fifty pages had been typed, probably from his dictation. He asked me to take great care of them, to read them carefully, have typed copies made and return a set to him. The whole thing was to be kept as a secret between us. We were both to think over the advisability of a possibly anonymous publication. And meanwhile events might either confirm or explode various statements made in this history and so set a definite value, one way or the other, upon its authenticity.
Then he died.
He died quite unexpectedly as the result of a sudden operation. Some dislocation connected with his marked spinal curvature had developed abruptly into an acute crisis.
As soon as I heard of his death I hurried off to Geneva and told the story of the dream book to his heir and executor, Mr. Montefiore Renaud. I am greatly indebted to that gentleman for his courtesy and quick understanding of the situation. He was at great pains to get every possible scrap of material together and to place it all at my disposal. In addition to the three folders Raven had already given me there were a further folder in longhand and a drawerful of papers in his peculiar shorthand evidently dealing with this History. The fourth folder contained the material which forms the concluding book of this present work. The shorthand notes, of which even the pages were not numbered, have supplied the material for the penultimate book, which has had to be a compilation of my own. Generally, Raven seems to have scribbled down his impressions of the dream book as soon as he could, before the memory faded, and as he intended to recopy it all himself he had no consideration for any prospective reader. This material was just for his own use. It is a mixture of very cursive (and inaccurate) shorthand, and for proper names and so forth, longhand. Punctuation is indicated by gaps, and often a single word stands for a whole sentence and even a paragraph. About a third of the shorthand stuff was already represented by longhand or typescript copy in the folders. That was my Rosetta Stone. If it were not for the indications conveyed by that I do not think it would have been possible to decipher any of the remainder. As it is, I found it impossible to make a flowing narrative, altogether of a piece with the opening and closing parts of this history. Some passages came out fairly clear and then would come confusion and obscurity. I have transcribed what I could and written-up the intervals when transcription was hopeless. I think I have made a comprehensible story altogether of the course of events during the struggles and changes in world government that went on between 1980 and 2059, at which date the Air Dictatorship, properly so called, gave place to that world-wide Modern State which was still flourishing when the history was published. The reader will find large gaps, or rather he will find large abbreviations, in that portion, but none that leave the main lines of the history of world consolidation in doubt.
And now let me say a word or so more about the real value of this queer “Outline of the Future”.
Certain minor considerations weigh against the idea that this history that follows is merely the imaginative dreaming of a brilliant publicist. I put them before the reader, but I will not press them. First of all this history has now received a certain amount of confirmation. The latest part of the MS. dates from September 20th, 1930, and much of it is earlier. And yet it alludes explicitly to the death of Ivar Kreuger a year later, to the tragic kidnapping of the Lindbergh baby, which happened in the spring of 1932, to the Mollison world flights of the same year, to the American debt discussions in December 1932, to the Hitlerite régime in Germany, and Japanese invasion of China proper in 1933, the election of President Roosevelt II and the World Economic Conference in London. These anticipations in detail I find a little difficult to explain away. I do not think that they are of such a nature that they could have been foretold. They are not events that were deducible from any preceding situation. How could Raven have known about them in 1930?
And another thing that troubles me much more than it will trouble the reader is the fact that there was no reason at all why Raven should have attempted a mystification upon me. There was no reason on earth or heaven why he should have lied about the way in which this material came to him and he wrote it down.
If it were not for these considerations, I think I should be quite prepared to fall in with what will no doubt be the general opinion, that the writing of this History was deliberately chosen by Raven as an imaginative outlet. That it is indeed a work of fiction by a late member of the Geneva Secretariat with unusual opportunities for forming judgments upon the trend of things. Or, let us say, a conditional prophecy in the Hebrew manner produced in a quasi-inspired mood. The style in which it is written is recognizably Raven’s style, and there are few of those differences in vocabulary and locutions that one might reasonably expect in our language a hundred and seventy odd years from now. On the other hand, the attitude revealed is entirely inconsistent with Raven’s fully conscious public utterances. The idiom of thought at least is not his, whatever the idiom of expression. Either his marginal vision transcended his waking convictions or we have here a clear case of suppressions making their way to the surface. Is that what history is going to be?
I must admit that at first, while I was still under the impression that the whole thing was a speculative exercise, I was tempted to annotate Raven’s text rather extensively. I wanted to take a hand in the game. In fact I did some months’ work upon it. Until my notes were becoming more bulky than his history. But when I revised them I came to the conclusion that many of them were fussy obtrusions and very few of them likely to be really helpful to an intelligent and well-informed contemporary reader. The more attracted he was by the book, the more likely he was to make his observations for himself; the less he appreciated it, the less he was likely to appreciate a superincumbent mass of elucidation. My notes might have proved as annoying as the pencillings one finds at times in public library books to-day. If the history is merely a speculative history, even then they would have been impertinent; if there is anything more in it than speculation, then they would be a very grave impertinence indeed. In the end I scrapped the entire accumulation.
But I have had also to arrange these chapters in order, and that much intervention was unavoidable and must remain. I have had indeed to arrange and rearrange them after several trials, because they do not seem to have been read and written down by Raven in their proper chronological sequence. I have smoothed out the transitions. Later on I hope to publish a special edition of Raven’s notes exactly as he left them.
We begin here with what is evidently the opening of a fresh book in the history, though it was not actually the first paper in the folders handed to me. It reviews very conveniently the course of worldly events in recent years, and it does so in what is, to me, a novel and very persuasive way. It analyses the main factors of the great war from a new angle. From that review the story of the “Age of Frustration”, in the opening years of which we are now living, flows on in a fairly consecutive fashion. Apart from this introduction the period covered by the actual narrative is roughly from about 1929 A.D. to the end of the year 2105. The last recorded event is on New Year’s Day 2106; there is a passing mention of the levelling of the remaining “skeletons” of the famous “Skyscrapers” of Lower New York on that date. The printing and publication probably occurred early in the new year; occurred–or should I write “will occur”?
H. G. W.
BOOK THE FIRST TODAY AND TOMORROW: THE AGE OF FRUSTRATION DAWNS
1. A CHRONOLOGICAL NOTE
In the nineteenth and twentieth centuries the story of mankind upon this planet undergoes a change of phase. It broadens out. It unifies. It ceases to be a tangle of more and more interrelated histories and it becomes plainly and consciously one history. There is a complete confluence of racial, social and political destinies. With that a vision of previously unsuspected possibilities opens to the human imagination. And that vision brings with it an immense readjustment of ideas.
The first phase of that readjustment is necessarily destructive. The conceptions of life and obligation that have served and satisfied even the most vigorous and intelligent personalities hitherto, conceptions that were naturally partial, sectarian and limited, begin to lose, decade by decade, their credibility and their directive force. They fade, they become attenuated. It is an age of increasing mental uneasiness, of forced beliefs, hypocrisy, cynicism, abandon and impatience. What has been hitherto a final and impenetrable background of conviction in the rightness of the methods of behaviour characteristic of the national or local culture of each individual, becomes, as it were, a dissolving and ragged curtain. Behind it appear, vague and dim at first, and refracted and distorted by the slow dissolution of the traditional veils, the intimations of the type of behaviour necessary to that single world community in which we live to-day.
Until the Chronological Institute has completed its present labours of revision and defined the cardinal dates in our social evolution, it is best to refer our account of the development of man’s mind and will throughout this hectic period of human experience to the clumsy and irrelevant computation by centuries before and after the Christian Era, that is still current. As we have explained more fully in a previous book*, we inherit this system of historical pigeonholes from Christendom; that arbitrary chequerwork of hundred-year blocks was imposed upon the entire Mediterranean and Atlantic literatures for two thousand years, and it still distorts the views of history of all but the alertest minds. The young student needs to be constantly on his guard against its false divisions. As Peter Lightfoot has remarked, we talk of the “eighteenth century”, and we think of fashions and customs and attitudes that are characteristic of a period extending from the Treaty of Westphalia in C.E. [Christian Era] 1642 to the Napoleonic collapse in C.E. 1815; we talk of the “nineteenth century”, and the pictures and images evoked are those of the gas-lighting and steam-transport era, from after the distressful years of post-Napoleonic recovery to the immense shock of the World War in C.E. 1914. The phase “twentieth century”, again, calls forth images of the aeroplane, the electrification of the world and so forth; but an aeroplane was an extremely rare object in the air until 1914 (the first got up in 1905), and the replacement of the last steam railway train and the last steamship was not completed until the nineteen-forties. It is a tiresome waste of energy to oblige each generation of young minds to learn first of all in any unmeaning pattern of centuries and then to correct that first crude arrangement, so that this long-needed revision of our chronology is one that will be very welcome to every teacher. Then from the very outset he or she will be able to block out the story of our race in significant masses.
* [Nothing of this is to be found in Raven’s notes.–ED.]
The Chronological Institute is setting about its task with a helpful publicity, inviting discussion from every angle. It is proposing to divide up as much of the known history of our race as is amenable to annual reckoning, into a series of eras of unequal length. Naturally the choice of these eras is the cause of some extremely lively and interesting interchanges; most of us have our own private estimates of the values of events, and many issues affecting the earlier civilized communities remain in a state of animated unsettlement. Our chronology is now fairly sure as to the year for most important events in the last 4,000 years, and, thanks largely to the minute and patient labours of the Selwyn-Cornford Committee for Alluvial Research, to the decade for another hundred centuries. So far as the last 3,000 years are concerned, little doubt remains now that the main dividing points to be adopted will be FIRST the epoch of Alexander and the Hellenic conquests which will begin the phase of the great Helleno-Latin monetary imperialism in the western world, the Helleno-Latin Era. This will commence at the crossing of the Hellespont by Alexander the Great and end either with the Battle of the Yarmuk (636 C.E.) or the surrender of Jerusalem to the Caliph Omar (638 C.E.). NEXT will come the epoch of Moslem and Mongol pressure on the West which opened the era of feudal Christendom vis-à-vis with feudal Islam: the Era of Asiatic Predominance. This ends with the Battle of Lepanto (1571 C.E.). Then THIRDLY there will follow the epoch of the Protestant and the Catholic (counter) Reformations, which inaugurated the era of the competing sovereign states with organized standing armies: the Era of European Predominance, or, as it may also be called, the Era of National Sovereignty. Finally comes the catastrophe of the World War of 1914, when the outward drive of the new economic methods the Atlantic civilizations had developed gave way under the internal stresses of European nationalism. That war, and its long-drawn sequelae, released the human mind to the potentialities and dangers of an imperfectly Europeanized world–a world which had unconsciously become one single interlocking system, while still obsessed by the Treaty of Westphalia and the idea of competing sovereign states. This mental shock and release marks the beginning of the Era of the Modern State. The opening phase of this latest era is this Age of Frustration with which we are now about to deal. That is the first age of the Era of the Modern State. A second age, but not a new era, began with the Declaration of Mégève which was accepted by the general commonsense of mankind forty-seven years ago. This closed the Age of Frustration, which lasted therefore a little short of a century and a half.
The date upon the title-page for the first publication of this History is C.E. 2106. Before many editions have been exhausted that will be changed to Modern Era (M.E.) 192 or M.E. 189 or M.E. 187, according to whether our chronologists decide upon 1914, the date of the outbreak of the Great War, or 1917, the beginning of the social revolution in Russia, or 1919, the signing of the Treaty of Versailles, as the conclusive opening of the Age of Frustration and the conflict for world unity. The second date seems at present to be the more practicable one.
In C.E. 1914 the concept of an organized world order did not seem to be within the sphere of human possibility; in C.E. 1919 it was an active power in a steadily increasing proportion of human brains. The Modern State had been conceived. It was germinating. One system, the Soviet system in Russia, was already claiming to be a world system. To most of the generation which suffered it, the Great War seemed to be purely catastrophe and loss; to us who see those hideous years in perspective and in proportion to the general dulness and baseness of apprehension out of which that conflict arose, the destruction of life and substance, unprecedented as they were, has none of that overwhelming quality. We see it as a clumsy, involuntary release from outworn assumptions by their reduction to tragic absurdity, and as a practically unavoidable step therefore in the dialectic of human destiny.
2. HOW THE IDEA AND HOPE OF THE MODERN WORLD STATE FIRST APPEARED
The essential difference between the world before the Great War and the world after it lay in this, that before that storm of distress and disillusionment the clear recognition that a worldwide order and happiness, in spite of contemporary distresses, was within the reach of mankind was confined to a few exceptional persons, while after the catastrophe it had spread to an increasing multitude, it had become a desperate hope and desire, and at last a working conviction that made organized mass action possible.
Even those who apprehended this idea before the epoch of the Great War seem to have propounded it with what impresses us today as an almost inexplicable timidity and feebleness. Apart from the great star of Shelley, which shines the brighter as his successors dwindle in perspective, there is a flavour of unreality about all these pre-war assertions of a possible world order. In most of them the Victorian terror of “extravagance” is dominant, and the writer simpers and laughs at his own suggestions in what was evidently supposed to be a very disarming manner. Hardly any of these prophets dared believe in their own reasoning. Maxwell Brown has recently disinterred a pamphlet, The Great Analysis,* dated 1912, in which a shrewd and reasoned forecast of the primary structure of the Modern State, quite amazingly prescient for the time, was broached with the utmost timidity, without even an author’s name. It was a scheme to revolutionize the world, and the writer would not put his name to it, he confesses, because it might make him ridiculous.
* (Here for once the editor knows better than the writer of the history. This pamphlet was written by William Archer, the dramatic critic, and reprinted under its author’s name with a preface by Gilbert Murray in 1931. Apparently the book collectors of the years ahead are going to miss this book.–ED.)
Maxwell Brown’s entertaining Modern State Prophets Before the Great War is an exhaustive study of the psychological processes by which this idea, which is now the foundation of our contemporary life, gradually ousted its opposite of combative patriotism and established itself as a practicable and necessary form of action for men of good-will a century and a half ago. He traces the idea almost to its germ; he shows that its early manifestations, so far from being pacific, were dreams of universal conquest. He tells of its age-long struggle with everyday usage and practical commonsense. In the first of his huge supplementary volumes he gives thousands of quotations going back far beyond the beginnings of the Christian Era. All the monotheistic religions were, in spirit, world-state religions. He examines the Tower of Babel myth as the attempt of some primordial cosmopolitan, some seer before the dawn, to account for the divisions of mankind. (There is strong reason now for ascribing this story to Emesal Gudeka of Nippur, the early Sumerian fabulist.)
Maxwell Brown shows how the syncretic religious developments, due to the growth of the early empires and the official pooling of gods, led necessarily to monotheism. From at least the time of Buddha onward, the sentiment, if not the living faith, in human brotherhood, always existed somewhere in the world. But its extension from a mere sentiment and a fluctuating sympathy for the stranger to the quality of a practicable enterprise was a very recent process indeed. The necessary conditions were not satisfied.
In the briefer studies of human innovations that preceded his more important contributions to human history, Maxwell Brown has shown how for the past ten thousand years at least, since the Cro-Magnards stamped their leather robes and tents, the art of printing reappeared and disappeared again and again, never culminating in the printed book and all its consequences, never obtaining a primary importance in human doings, until the fifteenth century (C.E.); he has assembled the evidence for man’s repeated abortive essays in flying, from the fourth dynasty gliders recently found at Bedrashen, the shattered Yu-chow machine and the interesting wreckage, ornaments and human remains found last year in Mirabella Bay. (These last were first remarked in 2104 C.E. after an earthquake in the deep sea photographs of the survey aeroplane Crawford, and they were subsequently sought and recovered by the divers of the submarine Salvemini belonging to the Naples Biological Station. They have now been identified by Professor Giulio Marinetti as the remains of the legendary glider of Daedalus and Icarus.) Maxwell Brown has also traced the perpetual discovery and rediscovery of America from the days of the Aalesund tablets and the early Chinese inscriptions in the caves near Bahia Coqui to the final establishment of uninterrupted communications across the Atlantic by the Western Europeans in the fifteenth century C.E. In all there are sixteen separate ineffectual discoveries of America either from the east or from the west now on record, and there may have been many others that left no trace behind them.
These earlier cases of human enterprise and inadequacy help us to understand the long struggle of the Age of Frustration and the difficulty our ancestors found in achieving what is now so obviously the only sane arrangement of human affairs upon this planet.
The fruitlessness of all these premature inventions is very easily explained. First in the case of the Transatlantic passage; either the earlier navigators who got to America never got back, or, if they did get back, they were unable to find the necessary support and means to go again before they died, or they had had enough of hardship, or they perished in a second attempt. Their stories were distorted into fantastic legends and substantially disbelieved. It was, indeed, a quite futile adventure to get to America until the keeled sailing ship, the science of navigation, and the mariner’s compass had been added to human resources.
Then again, in the matter of printing, it was only when the Chinese had developed the systematic manufacture of abundant cheap paper sheets in standard sizes that the printed book–and its consequent release of knowledge–became practically possible. Finally the delay in the attainment of flying was inevitable because before men could progress beyond precarious gliding it was necessary for metallurgy to reach a point at which the internal combustion engine could be made. Until then they could build nothing strong enough and light enough to battle with the eddies of the air.
In an exactly parallel manner, the conception of one single human community organized for collective service to the common weal had to wait until the rapid evolution of the means of communication could arrest and promise to defeat the disintegrative influence of geographical separation. That rapid evolution came at last in the nineteenth century, and it has been described already in a preceding chapter of this world history.* Steam power, oil power, electric power, the railway, the steamship, the aeroplane, transmission by wire and aerial transmission followed each other very rapidly. They knit together the human species as it had never been knit before. Insensibly, in less than a century, the utterly impracticable became not merely a possible adjustment but an urgently necessary adjustment if civilization was to continue.
* [Not Recorded by Raven.–ED.]
Now the cardinal prominence of the Great War in history lies in this, that it demonstrated the necessity of that adjustment. It was never considered to be necessary before. Recognition lagged behind accomplishment. None of the pre-war World-State Prophets betrays any sense of necessity. They make their polite and timid gestures towards human unity as something nice and desirable indeed but anything but imperative. The clearest demand for world-wide cooperation before the war, came from the Second International. And even after the war, and after the vague and vacillating adumbration of a federal super-state by the League of Nations at Geneva, most of even the most advanced writers seem to have been still under the impression that the utmost adjustment needed was some patching up of the current system so as to prevent or mitigate war and restrain the insurrectionary urge of the unprosperous.
Even the Communist movement which, as we had told already, had been able by a conspiracy of accidents to seize upon Russia and demonstrate the value of its theories there, lapsed from, rather than advanced towards, cosmopolitan socialism. Its theories, as we have shown, were hopelessly inadequate for its practical needs. The development of its ideology was greatly hampered by the conservative dogmatism imposed upon it by the incurable egotism of Marx. His intolerance, his innate bad manners, his vain insistence that he had produced a final doctrine to put beside Darwinism, cast a long shadow of impatience and obduracy upon the subsequent development of Communism. He was bitterly jealous of the Utopian school of socialism, and so, until Lenin faced the urgencies of power, the “orthodox” Marxist took a quite idiotic pride in a planless outlook. “Overthrow capitalism”, he said, and what could happen but millennial bliss? Communism insisted indeed upon the necessity of economic socialization but– until it attained power in Russia–without a glance at its technical difficulties. It produced its belated and ill-proportioned Five Year Plan only in 1928 C.E., eleven years after its accession to power. Until then it had no comprehensive working scheme whatever for the realization of socialism. Thrown back on experiment, it was forced to such desperately urgent manoeuvres, improvisations and changes of front, and defended by such tawdry and transparent apologetics, that the general world movement passed out of its ken.
The reader of this world history knows already how the moral and intellectual force of the Communist Party proved unequal, after the death of Lenin, to control or resist the dictatorship of that forcible, worthy, devoted and limited man, the Georgian, Stalin. The premature death of the creative and adaptable Lenin and the impatient suppression by Stalin of such intelligent, troublesome, but necessary types as Trotsky–a man who, but for lack of tact and essential dignity, might well have been Lenin’s successor–crippled whatever hope there may have been that the Modern State would first emerge in Russia. Terrible are the faithful disciples of creative men. Lenin relaxed and reversed the dogmatism of Marx, Stalin made what he imagined to be Leninism into a new and stiffer dogmatism. Thereafter the political doctrinaire dominated and crippled the technician in a struggle that cried aloud for technical competence. Just as theological disputes impoverished and devastated Europe through the long centuries of Christendom, and reduced the benefits of its unifying influence to zero, so in Russia efficiency of organization was prevented by the pedantries of political theorists. The young were trained to a conceit and a xenophobia, indistinguishable in its practical effects from the gross patriotism of such countries as France, Germany, Italy or Scotland.
Because of this subordination of its mental development to Politics, Russia passed into a political and social phase comparable, as Rostovtzeff pointed out at the time in his Social and Economic History of the Roman Empire, in its universal impoverishment and its lack of any critical vigour, to the well-meaning but devitalizing autocracy of the Emperor Diocletian. From its very start the Russian revolution failed in its ambition to lead mankind. Its cosmopolitanism lasted hardly longer than the cosmopolitanism of the great French revolution a dozen decades earlier.
This almost inevitable lag of the constructive movement in Russia behind Western developments was foreseen by the shrewd and penetrating brain of Lenin even in the phase of its apparent leadership (see No. 3090 in the thirteenth series of the Historical Documents Collection, Left Wing Communism). But his observation found little or no echo in the incurably illiberal thought of the Marxian tradition.
It was in Western Europe especially that the conception of the organized and disciplined World-State as a revolutionary objective, ultimately grew to its full proportions. At first it grew obscurely. In 1933, any observer might have been misled by the fact of the Fascist régime in Italy, by the tumult of the Nazi party in Germany, by similar national-socialist movements in other countries, and by the increase in tariff barriers and other restraints upon trade everywhere, to conclude that the cosmopolitan idea was everywhere in retreat before the obsessions of race, creed and nationalism. Yet all the while the germs of the Modern State were growing, everywhere its votaries were learning and assembling force.
It needed the financial storm of the years 1928 and 1929 C.E. and the steadily progressive collapse of the whole world’s economic life, of which this storm was the prelude, to give the World-State prophets the courage of their convictions. Then indeed they began to speak out. Instead of the restrained, partial and inconclusive criticism of public affairs which had hitherto contented them, they now insisted plainly upon the need of a world- wide reconstruction, that is to say of a world revolution–though “revolution” was still a word they shirked. The way in which this increased definition of aim and will came about is characteristic of the changing quality of social life. It was not that one or two outstanding men suddenly became audible and conspicuous as leaders in this awakening. There were no leaders. It was a widespread movement in human thought.
The conclusions upon which intelligent people were converging may be briefly stated. They had arrived at the realization that human society had become one indivisible economic system with novel and enormous potentialities of well-being. By 1931 C.E. this conception becomes visible even in the obstinately intellectualist mind of France–for example, in the parting speech to America of an obscure and transitory French Prime Minister, Laval, who crossed the Atlantic on some new undiscoverable mission in that year; and we find it promptly echoed by such prominent loud speakers as President Hoover of America and Mr. Ramsay MacDonald the British Prime Minister.
That idea at any rate had already become sufficiently popular for the politicians to render it lip service. But it was still only the intelligent minority who went on to the logical consequences of its realization; that is to say, the necessity of disavowing the sovereignty of contemporary governments, of setting up authoritative central controls to supplement or supersede them, and of putting the production of armaments, the production of the main economic staples and the protection of workers from destructive under-payment, beyond the reach of profit-seeking manipulation.
Yet by 1932-33 this understanding minority was speaking very plainly. These immense changes were no longer being presented as merely desirable things; they were presented as urgently necessary things if civilization was to be saved from an immense catastrophe. And not merely saved. The alternative to disaster, they saw even then, was not just a bleak and terrified security. That was the last thing possible. There was no alternative to disorder and wretchedness, but “such an abundance, such a prosperity and richness of opportunity”, as man had never known before. (These words are quoted from a Scottish newspaper of the year 1929.) Enlightened people in 1932 C.E. were as assured of the possibility of world order, universal sufficiency and ever increasing human vitality as are we who live to-day in ample possession of our lives amidst the practical realization of that possibility.
Clearness of vision did not make for the happiness of the enlightened. Their minds were tormented not simply by contemporary fears and miseries, but by the sure knowledge of a possible world of free activity within the reach of man and, as it were, magically withheld. They saw hundreds of millions of lives cramped and crippled, meagrely lived, sacrificed untimely, and they could not see any primary necessity for this blighting and starvation of human life. They saw youthful millions drifting to lives of violence, mutilation and premature and hideous deaths. And beyond was our security, our eventfulness and our freedom.
Maxwell Brown, in a chapter called “Tantalus 1932”, cites forty instances of these realizations. But the legendary Tantalus was put within apparent reach of the unattainable by the inexorable decrees of the gods. Mankind was under no such pitiless destiny. The world-wide Modern State shone bright upon the living imaginations of our race within a decade of the Great War, absurdly near, fantastically out of reach. For a century of passionate confusion and disorder, that modern state was not to be released from potentiality into actuality.
It is to the story of these battling, lost and suffering generations, the “generations of the half light”, that we must now proceed.
When now we look back to the scattered and diverse individuals who first give expression to this idea of the modern World-State which was dawning upon the human intelligence, when we appraise their first general efforts towards its realization, we need, before we can do them anything like justice, to attempt some measure of the ignorances, prejudices and other inertias, the habits of concession and association, the herd love and the herd fear, with which they had to struggle not only in the society in which they found themselves, but within themselves. It is not a conflict of light and darkness we have to describe; it is the struggle of the purblind among the blind. We have to realize that for all that they were haunted by a vision of the civilized world of to-day, they still belonged not to our age but to their own. The thing imagined in their minds was something quite distinct from their present reality. Maxwell Brown has devoted several chapters, and a third great supplementary volume, to a special selection of early Modern State Prophets who followed public careers. He showed conclusively that in the third and fourth decades of the twentieth century (C.E.) there was a rapidly increasing number of men and women with a clear general conception of the possibilities of the modern world. He gives their written and spoken words, often astoundingly prescient and explicit. And then he traces out the tenor of their lives subsequent to these utterances. The discrepancy of belief and effort is a useful and indeed a startling reminder of the conditional nature of the individual life.
As he writes: “In the security and serenity of the study, these men and women could see plainly. In those hours of withdrawal, the fragile delicate brain matter could escape from immediacy, apprehended causation in four dimensions, reach forward to the permanent values of social events in the space-time framework. But even to the study there penetrated the rumble of the outer disorder. And directly the door was opened, forthwith the uproar of contemporary existence, the carnival, the riot, the war and the market, beat in triumphantly. The raging question of what had to be done that day, scattered the fine thought of our common destiny to the four winds of heaven.”
Maxwell Brown adds a vivid illustration to this passage. It is the facsimile of the first draft by Peter Raut, the American progressive leader, of the Revolutionary Manifesto of 1937. It was indisputably a very inspiring document in its time and Raut gave the last proof of loyalty to the best in his mind, by a courageous martyrdom. But in the margin of this draft one’s attention is caught by a maze of little figures; little sums in multiplication and addition. By his almost inspired gift for evidence and through the industry of his group of research assistants, Maxwell Brown has been able to demonstrate exactly what these sums were. They show that even while Raut, so far as his foresight permitted, was planning our new world, his thoughts were not wholly fixed on that end. They wandered. For a time the manifesto was neglected while he did these sums. He was gambling in industrial equities, and a large and active portion of his brain was considering whether the time had arrived to sell.
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