The TOGAF® Standard, 10th Edition - A Pocket Guide - Andrew Josey - E-Book

The TOGAF® Standard, 10th Edition - A Pocket Guide E-Book

Andrew Josey

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Beschreibung

This is the official Pocket Guide for the TOGAF® Standard, 10th Edition from The Open Group. Building on over 25 years of development and constant input from The Open Group Architecture Forum’s global community of Enterprise Architecture thought leaders, the TOGAF Standard, 10th Edition expands the material available to architecture practitioners to make adoption of best practices easier. With greatly expanded guidance and “how-to” material, it enables organizations to operate in an efficient and effective way across a broad range of use-cases, including Agile enterprises and Digital Transformation. The TOGAF Standard is the most prominent and reliable Enterprise Architecture standard, ensuring consistent standards, methods, and communication among Enterprise Architecture professionals. Those professionals who are fluent in the TOGAF approach enjoy greater industry credibility, job effectiveness, and career opportunities. The TOGAF approach helps practitioners avoid being locked into proprietary methods, utilize resources more efficiently and effectively, and realize a greater return on investment. This official Pocket Guide provides an overview of the contents and purpose of the TOGAF Standard in a condensed form. As such it does not cover every aspect of the standard in detail, but provides highlights and key reference information. Topics covered include:

  • A high-level introduction to the TOGAF Standard, introducing the modular TOGAF documentation set, the TOGAF Library, and the TOGAF framework
  • Guidance on how to read the standard
  • An introduction to the general how-to information provided in the TOGAF Standard, including guidance for practitioners, and how to use the standard in the Digital Enterprise
  • An overview of guidance to support the establishment of an Enterprise Architecture team
  • An overview of the guidance provided in the TOGAF Standard for specific topic domains, including Security Architecture, Business Architecture, Data/Information Architecture, Agile Methods, and Reference Models and Methods
  • An introduction to the TOGAF Fundamental Content documents provided in the TOGAF Standard, which describe the concepts considered to be universally applicable to the TOGAF framework, including:
    • Key techniques of the ADM cycle
    • Guidelines for adapting the TOGAF ADM for different usage scenarios
    • The Architecture Content Framework
    • Enterprise Architecture Capability and Guidance
  • The TOGAF Architecture Development Method (ADM), including summary phases for each of the ADM phases
  • An overview of ADM deliverables

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The TOGAF® Standard, 10th EditionA Pocket Guide

The Open Group Publications available from Van Haren Publishing

The TOGAF® Standard, 10th Edition:

Introduction and Core Concepts

Architecture Development Method

Content, Capability, and Governance

Leader’s Guide

ADM Practitioners’ Guide

Business Architecture

Enterprise Agility and Digital Transformation

A Pocket Guide

The TOGAF Series:

The TOGAF® Standard, Version 9.2

The TOGAF® Standard, Version 9.2 – A Pocket Guide

TOGAF® 9 Foundation Study Guide, 4th Edition

TOGAF® 9 Certified Study Guide, 4th Edition

TOGAF® Business Architecture Level 1 Study Guide

The Open Group Series:

The IT4IT™ Reference Architecture, Version 2.1

IT4IT™ for Managing the Business of IT – A Management Guide

IT4IT™ Foundation Study Guide, 2nd Edition

The IT4IT™ Reference Architecture, Version 2.1 – A Pocket Guide

Cloud Computing for Business – The Open Group Guide

ArchiMate® 3.1 Specification – A Pocket Guide

ArchiMate® 3.1 Specification

The Digital Practitioner Pocket Guide

The Digital Practitioner Foundation Study Guide

Open Agile Architecture™ – A Standard of The Open Group

The Open Group Press:

The Turning Point: A Novel about Agile Architects Building a Digital Foundation Managing Digital

The Open Group Security Series:

O-TTPS – A Management Guide

Open Information Security Management Maturity Model (O-ISM3)

Open Enterprise Security Architecture (O-ESA)

Risk Management – The Open Group Guide

The Open FAIR™ Body of Knowledge – A Pocket Guide

 

All titles are available to purchase from:

www.opengroup.org

www.vanharen.net

and also many international and online distributors.

 

Title:

The TOGAF® Standard, 10th Edition — A Pocket Guide

Series:

TOGAF Series

A Publication of:

The Open Group

Authors:

Andrew Josey & Dave Hornford

Publisher:

Van Haren Publishing, ’s-Hertogenbosch - NL, www.vanharen.net

ISBN Hardcopy:

978 94 018 0856 9

ISBN eBook:

978 94 018 0857 6

ISBN ePub:

978 94 018 0858 3

Edition:

First edition, first impression, April 2022

Layout and Cover Design: The Open Group

Copyright:

© 2022 The Open Group. All rights reserved.

No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise, without the prior permission of the copyright owner. The views expressed in this document are not necessarily those of any particular member of The Open Group. In the event of any discrepancy between text in this document and the official TOGAF documentation, the TOGAF documentation remains the authoritative version for certification, testing by examination, and other purposes. The official TOGAF documentation can be obtained online at www.opengroup.org/togaf.

The TOGAF® Standard, 10th Edition — A Pocket Guide

Document number:

G220

Published by The Open Group, April 2022.

Comments relating to the material contained in this document may be submitted to:The Open GroupApex PlazaReadingBerkshire, RG1 1AXUnited Kingdom

or by electronic mail to: [email protected]

Table of Contents

Preface

The Open Group

This Document

Conventions Used in this Document

About the Authors

Trademarks

Acknowledgements

1. Introduction

1.1. Introduction to the TOGAF Standard

1.2. Structure of the TOGAF Documentation

1.3. An Overview of the TOGAF Standard

1.3.1. The TOGAF Fundamental Content

1.3.2. The TOGAF Series Guides

1.3.3. Documentation Set Summary

1.4. The TOGAF Library

1.5. An Overview of the TOGAF Framework

1.6. How to Read the Standard

1.6.1. Audience-Specific Guidance

2. General How-To Information

2.1. Documentation

2.2. What is Enterprise Architecture?

2.3. Why Develop an Enterprise Architecture?

2.4. Purposes of Enterprise Architecture

2.5. Developing an Enterprise Architecture

2.6. Phase A: The Starting Point

2.7. Essential ADM Outputs

2.8. Strategies for the Digital Enterprise

2.9. Supporting the Digital Enterprise

2.9.1. Context I: Individual/Founder

2.9.2. Context II: Team

2.9.3. Context III: Team of Teams

2.9.4. Context IV: Enduring Enterprise

2.9.5. Applying TOGAF Principles per Context

2.9.6. Applying Enterprise Architecture Services in a Digital Enterprise

2.10. Factors Impacting Digital Technology Adoption

2.11. Roadmap for Digital Technology Adoption

3. Establishing an Enterprise Architecture Team

3.1. Documentation

3.2. Enterprise Architecture Capability

3.3. Organization Models

4. Domain-Specific Guidance

4.1. Security Architecture

4.1.1. Documentation

4.1.2. Integrating Risk and Security

4.1.3. Definition of Risk.

4.1.4. Security as a Cross-Cutting Concern

4.1.5. Enterprise Risk Management

4.1.6. Information Security Management.

4.2. Business Architecture

4.2.1. Documentation

4.2.2. Business Models.

4.2.3. What is a Business Capability?.

4.2.4. Defining a Business Capability.

4.2.5. What is a Business Capability Model?

4.2.6. Mapping Capabilities to Other Business Perspectives

4.2.7. What is a Value Stream?

4.2.8. The Benefits of Value Streams

4.2.9. Defining a Value Stream

4.2.10. Decomposing a Value Stream.

4.2.11. Mapping Value Streams to Capabilities

4.2.12. Information Mapping

4.2.13. Organization Mapping

4.2.14. Business Scenarios

4.3. Data/Information Architecture

4.3.1. Documentation

4.3.2. Customer Master Data Management (C-MDM)

4.4. Agile Methods.

4.4.1. Documentation

4.4.2. What is Meant by Agility and Why is it Important?

4.4.3. Different Levels of Detail Enable Agility

4.4.4. An Approach to Structuring Agile Enterprise Architecture

4.4.5. Mapping to Agile Concepts

4.4.6. Agile Product Management.

4.4.7. How to Sprint with the TOGAF ADM

4.5. TOGAF Standard Reference Models and Method

4.5.1. Documentation

4.5.2. Digital Business Reference Model (DBRM)

4.5.3. Government Reference Model

4.5.4. Architecture Maturity Models

4.5.5. Architecture Project Management

4.5.6. Architecture Skills Framework

5. TOGAF Fundamental Content

5.1. Introduction and Core Concepts

5.2. The Architecture Development Method (ADM)

5.3. ADM Techniques

5.3.1. Stakeholder Management

5.3.2. Gap Analysis

5.3.3. Migration Planning Techniques.

5.3.4. Risk Management

5.3.5. Architecture Alternatives and Trade-Offs

5.4. Applying the ADM

5.4.1. Architecture Styles

5.4.2. Iteration and the ADM

5.4.3. Applying the ADM Across the Architecture Landscape

5.4.4. Architecture Partitioning

5.5. Architecture Content

5.5.1. Content Framework Overview.

5.5.2. Architectural Work Products

5.5.3. The Enterprise Continuum

5.5.4. Architecture Repository

5.6. Enterprise Architecture Capability and Governance

5.6.1. Architecture Capability

5.6.2. Architecture Governance

5.6.3. Architecture Board

6. The TOGAF Architecture Development Method

6.1. What is the ADM?

6.1.1. What are the Phases of the ADM?

6.2. The ADM in Detail.

6.2.1. Preliminary Phase.

6.2.2. Phase A: Architecture Vision

6.2.3. Phase B: Business Architecture

6.2.4. Phase C: Information Systems Architectures

6.2.5. Phase D: Technology Architecture

6.2.6. Phase E: Opportunities and Solutions

6.2.7. Phase F: Migration Planning

6.2.8. Phase G: Implementation Governance

6.2.9. Phase H: Architecture Change Management

6.2.10. Requirements Management

7. ADM Deliverables

7.1. Tailored Architecture Framework

7.2. Organizational Model for Enterprise Architecture

7.3. Architecture Principles

7.3.1. Defining Architecture Principles.

7.4. Business Principles, Goals, and Drivers

7.5. Request for Architecture Work

7.6. Statement of Architecture Work

7.7. Architecture Vision.

7.8. Communications Plan

7.9. Capability Assessment

7.10. Architecture Definition Document

7.10.1. Business Architecture

7.10.2. Information Systems Architectures

7.10.3. Technology Architecture.

7.11. Architecture Requirements Specification

7.11.1. Business Architecture Requirements

7.11.2. Information Systems Architecture Requirements

7.11.3. Technology Architecture Requirements

7.11.4. Interoperability Requirements

7.12. Architecture Roadmap

7.13. Architecture Building Blocks

7.14. Solution Building Blocks

7.15. Implementation and Migration Plan

7.16. Transition Architecture.

7.17. Implementation Governance Model

7.18. Architecture Contracts

7.19. Change Request

7.20. Compliance Assessment

7.21. Requirements Impact Assessment

A: Glossary and Acronyms

Index

Preface

The Open Group

The Open Group is a global consortium that enables the achievement of business objectives through technology standards. With more than 870 member organizations, we have a diverse membership that spans all sectors of the technology community – customers, systems and solutions suppliers, tools vendors, integrators and consultants, as well as academics and researchers.

The mission of The Open Group is to drive the creation of Boundaryless Information Flow™ achieved by:

• Working with customers to capture, understand, and address current and emerging requirements, establish policies, and share best practices

• Working with suppliers, consortia, and standards bodies to develop consensus and facilitate interoperability, to evolve and integrate specifications and open source technologies

• Offering a comprehensive set of services to enhance the operational efficiency of consortia

• Developing and operating the industry’s premier certification service and encouraging procurement of certified products

Further information on The Open Group is available at www.opengroup.org.

The Open Group publishes a wide range of technical documentation, most of which is focused on development of standards and guides, but which also includes white papers, technical studies, certification and testing documentation, and business titles. Full details and a catalog are available at www.opengroup.org/library.

This Document

This is the Pocket Guide to the TOGAF® Standard. It is intended to provide an overview of the contents and purpose of the TOGAF Standard in a condensed form. As such it does not cover every aspect of the standard in detail, but provides highlights and key reference information. It is organized as follows:

•Chapter 1 provides a high-level introduction to the TOGAF Standard, introducing the modular TOGAF documentation set, the TOGAF Library, the TOGAF framework, and guidance on how to read the standard

•Chapter 2 describes the general how-to information provided in the TOGAF Standard, including guidance for practitioners, and how to use the standard in the Digital Enterprise

•Chapter 3 describes the guidance provided in the TOGAF Standard to support the establishment of an Enterprise Architecture team

•Chapter 4 describes the guidance provided in the TOGAF Standard for specific topic domains, including Security Architecture, Business Architecture, Data/Information Architecture, Agile Methods, and Reference Models and Method

•Chapter 5 describes the TOGAF Fundamental Content documents included in the TOGAF Standard, which provide the concepts considered to be universally applicable to the TOGAF framework, including:

◦ Key techniques of the ADM cycle

◦ Guidelines for adapting the TOGAF ADM for different usage scenarios

◦ The Architecture Content Framework

◦ Enterprise Architecture Capability and Guidance

•Chapter 6 describes the TOGAF Architecture Development Method (ADM), including summary tables for each of the ADM phases

•Chapter 7 describes a typical baseline of ADM deliverables

• Appendix A contains the glossary and acronyms used in this document

The audience for this document is:

• Enterprise Architects, Business Architects, IT Architects, Data Architects, Systems Architects, Solutions Architects, and senior managers seeking an introduction to the TOGAF Standard

This document is suitable both for readers approaching the TOGAF Standard for the first time, as well as those familiar with the standard.

Conventions Used in this Document

The following conventions are used throughout this document in order to help identify important information and avoid confusion over the intended meaning:

• Ellipsis (…)

Indicates a continuation; such as an incomplete list of example items, or a continuation from preceding text.

•Bold

Used to highlight specific terms.

•Italics

Used for emphasis. May also refer to other external documents.

About the Authors

This document builds on materials from the TOGAF Standard published by The Open Group. The authors listed here have prepared this document. See the Acknowledgements section for more information.

Andrew Josey, The Open Group

Andrew Josey is VP Standards and Certification, overseeing all certification and testing programs of The Open Group. He also manages the standards process for The Open Group. Since joining the company in 1996, Andrew has been closely involved with the standards development, certification, and testing activities of The Open Group. He has led many standards development projects including specification and certification development for the ArchiMate®, TOGAF®, POSIX™, Digital Practitioner, TOGAF Business Architecture, and UNIX® programs. Most recently he has led the development of the Open Agile Architecture™ Practitioner certification program. He has led the automation of The Open Group standards and document development using an automated build toolchain based on GitLab®. He is the lead author of this document.

He is a member of the IEEE, USENIX, and the Association of Enterprise Architects® (AEA). He holds an MSc in Computer Science from University College London.

Dave Hornford, Conexiam

Dave Hornford is Conexiam’s Managing Partner and leads Conexiam’s EA Capability practice. Dave co-authored the TOGAF® Series Guide: The TOGAF® Leader’s Guide to Establishing and Evolving an EA Capability. Dave serves on the Board of Trustees of The SABSA® Institute. He is the former Chair of The Open Group Architecture Forum and was a key contributor to the document structure of the TOGAF Standard, 10th Edition. Based in Canada, he works in a variety of industries, including financial services, oil and gas, technology, and capital-intensive industry. Typically, he helps clients develop and execute a roadmap to transform.

Trademarks

ArchiMate, DirecNet, Making Standards Work, Open O logo, Open O and Check Certification logo, Platform 3.0, The Open Group, TOGAF, UNIX, UNIXWARE, and the Open Brand X logo are registered trademarks and Boundaryless Information Flow, Build with Integrity Buy with Confidence, Commercial Aviation Reference Architecture, Dependability Through Assuredness, Digital Practitioner Body of Knowledge, DPBoK, EMMM, FACE, the FACE logo, FHIM Profile Builder, the FHIM logo, FPB, Future Airborne Capability Environment, IT4IT, the IT4IT logo, O-AA, O-DEF, O-HERA, O-PAS, Open Agile Architecture, Open FAIR, Open Footprint, Open Process Automation, Open Subsurface Data Universe, Open Trusted Technology Provider, OSDU, Sensor Integration Simplified, SOSA, and the SOSA logo are trademarks of The Open Group.

Association of Enterprise Architects is a registered trademark of the Association of Enterprise Architects.

Business Model Canvas is a trademark of Alexander Osterwalder.

Gartner is a registered trademark of Gartner, Inc.

GitLab is a registered trademark of GitLab, Inc.

PMBOK is a registered trademark of the Project Management Institute, Inc. which is registered in the United States and other nations.

POSIX is a trademark of the IEEE.

PRINCE2 is a registered trademark of AXELOS Limited.

SABSA is a registered trademark of The SABSA Institute.

SAFe is a registered trademark of Scaled Agile, Inc.

UML is a registered trademark and Unified Modeling Language is a trademark of Object Management Group, Inc.

All other brands, company, and product names are used for identification purposes only and may be trademarks that are the sole property of their respective owners.

Acknowledgements

The Open Group gratefully acknowledges the contribution of the following people in the development of this document:

• The authors of the White Paper An Introduction to the TOGAF® Standard for material included in this document:

◦ Dave Hornford, Conexiam

◦ Nathan Hornford, Conexiam

◦ Mike Lambert, Fellow of The Open Group

◦ Ken Street, Conexiam

The Open Group gratefully acknowledges the following reviewers who participated in the review of this document:

• Shammi Bhandaru

• Steve Else

• Christopher Frost

• Paul Homan

• Shivaramakrishnan Iyer

• Jens Kjærby

• Rolf Knoll

• Vincenzo Marchese

• Adrian Müller

• Rita Neelam

• Peter Ridgway

• Vidyasagar Uddagiri

• Robert Weisman

• Paul Williams

1. Introduction

This chapter provides an introduction to the TOGAF® Standard, an open, industry consensus framework for Enterprise Architecture.

Topics addressed in this chapter include:

• An introduction to the TOGAF Standard

• The structure and content of the TOGAF documentation

• An overview of the TOGAF Standard

• The TOGAF Library

• An overview of the TOGAF framework

• How to read the standard

1.1. Introduction to the TOGAF Standard

The TOGAF Standard is a framework for Enterprise Architecture. Put simply, it is a standard approach for developing, approving, using, and maintaining Enterprise Architectures. It applies to all Enterprise Architecture practices. It is based on an iterative process model supported by best practices and a re-usable set of existing architectural assets.

The TOGAF Standard is developed and maintained by members of The Open Group, working within the Architecture Forum. The original development of the TOGAF Standard, Version 1 in 1995 was based on the US Department of Defense Technical Architecture Framework for Information Management (TAFIM). Starting from this sound foundation, The Open Group Architecture Forum has developed successive versions of the TOGAF Standard at regular intervals and published each one on The Open Group public website. Successive versions have represented the current state of stable, scalable, best practice.

This version builds on previous versions of the TOGAF Standard, expanding and updating the material available to architecture practitioners to assist them in building a sustainable Enterprise Architecture.

1.2. Structure of the TOGAF Documentation

The TOGAF documentation set is structured to address the transition from common universal concepts to the unique configuration within an organization. It includes the formal TOGAF Standard and a broader body of knowledge in the TOGAF Library, as shown in Figure 1.

The TOGAF Standard represents today’s stable, scalable, best practices, with concepts and guidance that apply across industries, scale, and pace of change. This is expected from a standard – proven practices, stable concepts, and being actionable. The TOGAF Standard provides a body of proven practices addressing its broad uses. The TOGAF Fundamental Content includes the universal concepts of Enterprise Architecture. The TOGAF Series Guides take these concepts and make them actionable. Together, the TOGAF Fundamental Content and the TOGAF Series Guides are the TOGAF Standard.

Figure 1. The TOGAF Documentation Set

The intent of dividing the TOGAF Standard into these separate documents is to allow for different areas of specialization to be considered in detail and potentially addressed in isolation. Although all the constituent documents work together as a whole, it is also feasible to select particular documents for adoption while excluding others.

The TOGAF documentation set structure is modular. There is a clear hierarchy from the universal concepts in the TOGAF Fundamental Content, to the stable best practices in the TOGAF Series Guides, to emerging ideas in the TOGAF Library. The structure of the TOGAF documentation set makes the adoption of your optimal method easier.

1.3. An Overview of the TOGAF Standard

Figure 2. The TOGAF Standard

The TOGAF Standard applies to all Enterprise Architecture practices. It does not matter whether your architecture will support strategy, portfolio, project, or solution delivery, or whether it is about embarking on a Digital Transformation or legacy simplification. The TOGAF Fundamental Content and TOGAF Series Guides provide enduring, stable, universal concepts, and proven best practices.

1.3.1. The TOGAF Fundamental Content

The TOGAF Fundamental Content consists of six documents as shown in Table 1. Central to the TOGAF Fundamental Content is the TOGAF Architecture Development Method (ADM), which provides a tested and repeatable process for developing architectures.

Table 1. TOGAF Fundamental Content Documents

Document

Summary

The TOGAF Standard: Introduction and Core Concepts (see Section 5.1)

This document introduces the TOGAF Standard. It provides an executive overview of Enterprise Architecture and the TOGAF Standard; it describes the structure of the TOGAF documentation set, the core concepts of the framework, together with terminology and definitions that apply to the Fundamental Content.

The TOGAF Standard: Architecture Development Method (see Chapter 6)

This document describes the TOGAF ADM, which is an iterative approach to developing an Enterprise Architecture.

The TOGAF Standard: ADM Techniques (see Section 5.3)

This document contains a collection of techniques available for applying the TOGAF approach and the TOGAF ADM.

The TOGAF Standard: Applying the ADM (see Section 5.4)

This document contains guidelines for adapting the TOGAF ADM to address the specific style of architecture required in a practical context.

The TOGAF Standard: Architecture Content (see Section 5.5)

This document describes the TOGAF Content Framework, a structured metamodel for architectural artifacts, and an overview of typical architecture deliverables.

The TOGAF Standard: Enterprise Architecture Capability and Governance (see Section 5.6)

This document describes the organization, processes, skills, roles, and responsibilities required to establish and operate an architecture function within an enterprise and describes an Enterprise Architecture governance framework.