The Religious Experience of the Roman People
The Religious Experience of the Roman PeoplePREFACELECTURE ILECTURE IILECTURE IIILECTURE IVLECTURE VLECTURE VILECTURE VIILECTURE VIIILECTURE IXLECTURE XLECTURE XI510aLECTURE XIILECTURE XIIILECTURE XIVLECTURE XVLECTURE XVILECTURE XVIILECTURE XVIIILECTURE XIXLECTURE XXAPPENDIX IAPPENDIX IIAPPENDIX IIIAPPENDIX IVAPPENDIX VCopyright
The Religious Experience of the Roman People
W. Warde Fowler
PREFACE
Lord Gifford in founding his lectureship directed that the
lectures should be public and popular,i.e.not restricted to members of a
University. Accordingly in lecturing I endeavoured to make myself
intelligible to a general audience by avoiding much technical
discussion and controversial matter, and by keeping to the plan of
describing in outline the development and decay of the religion of
the Roman City-state. And on the whole I have thought it better to
keep to this principle in publishing the lectures; they are printed
for the most part much as they were delivered, and without
footnotes, but at the end of each lecture students of the subject
will find the notes referred to by the numbers in the text,
containing such further information or discussion as has seemed
desirable. My model in this method has been the admirable lectures
of Prof. Cumont on "les Religions Orientales dans le Paganisme
Romain."I wish to make two remarks about the subject-matter of the
lectures. First, the idea running through them is that the
primitive religious (or magico-religious) instinct, which was the
germ of the religion of the historical Romans, was gradually
atrophied by over-elaboration of ritual, but showed itself again in
strange forms from the period of the Punic wars onwards. For this
religious instinct I have used the Latin wordreligio, as I have explained in
theTransactions of the Third International
Congress for the History of Religions, vol. ii.
p. 169 foll. I am, however, well aware that some scholars take a
different view of the original meaning of this famous word, which
has been much discussed since I formed my plan of lecturing. But I
do not think that those who differ from me on this point will find
that my general argument is seriously affected one way or another
by my use of the word.Secondly, while I have been at work on the lectures, the idea
seems to have been slowly gaining ground that the patrician
religion of the early City-state, which became so highly
formalised, so clean and austere, and eventually so political, was
really the religion of an invading race, like that of the Achaeans
in Greece, engrafted on the religion of a primitive and less
civilised population. I have not definitely adopted this idea; but
I am inclined to think that a good deal of what I have said in the
earlier lectures may be found to support it. Once only, in Lecture
XVII., I have used it myself to support a hypothesis there
advanced.I have retained the familiar English spelling of certain
divine names,e.g.Jupiter
(instead of Iuppiter), as less startling to British
readers.I wish to express my very deep obligations to the works of
Prof. Wissowa and Dr. J. G. Frazer, and also to Mr. R. R. Marett,
who gave me useful personal help in my second and third lectures.
From Prof. Wissowa and Dr. Frazer I have had the misfortune to
differ on one or two points; but "difference of opinion is the salt
of life," as a great scholar said to me not long ago. In reading
the proofs I have had much kind and valuable help from my Oxford
friends Mr. Cyril Bailey and Mr. A. S. L. Farquharson, who have
read certain parts of the work, and to whose suggestions I am
greatly indebted. The whole has been read through by my old pupil
Mr. Hugh Parr, now of Clifton College, to whom my best thanks are
due for his timely discovery of many misprints and awkward
expressions. The loyalty and goodwill of my old Oxford pupils never
seem to fail me.W. W. F.
LECTURE I
INTRODUCTORYI was invited to prepare these lectures, on Lord Gifford's
foundation, as one who has made a special study of the religious
ideas and practice of the Roman people. So far as I know, the
subject has not been touched upon as yet by any Gifford lecturer.
We are in these days interested in every form of religion, from the
most rudimentary to the most highly developed; from the ideas of
the aborigines of Australia, which have now become the common
property of anthropologists, to the ethical and spiritual religions
of civilised man. Yet it is remarkable how few students of the
history of religion, apart from one or two specialists, have been
able to find anything instructive in the religion of the Romans—of
the Romans, I mean, as distinguished from that vast collection of
races and nationalities which eventually came to be called by the
name of Rome. At the Congress for the History of Religions held at
Oxford in 1908, out of scores of papers read and offered, not more
than one or two even touched on the early religious ideas of the
most practical and powerful people that the world has ever
known.This is due, in part at least, to the fact that just when
Roman history begins to be of absorbing interest, and fairly well
substantiated by evidence, the Roman religion, as religion, has
already begun to lose its vitality, its purity, its efficacy. It
has become overlaid with foreign rites and ideas, and it has also
become a religious monopoly of the State; of which the essential
characteristic, as Mommsen has well put it, and as we shall see
later on, was "the conscious retention of the principles of the
popular belief, which were recognised as irrational, for reasons of
outward convenience."1It was not unlike the religion of the Jews in the period
immediately before the Captivity, and it was never to profit by the
refining and chastening influence of such lengthy suffering. In
this later condition it has not been attractive to students of
religious history; and to penetrate farther back into the real
religious ideas of the genuine Roman people is a task very far from
easy, of which indeed the difficulties only seem to increase as we
become more familiar with it.It must be remarked, too, that as a consequence of this
unattractiveness, the accounts given in standard works of the
general features of this religion are rather chilling and
repellent. More than fifty years ago, in the first book of
hisRoman History, Mommsen so
treated of it—not indeed without some reservation,—and in this
matter, as in so many others, his view remained for many years the
dominant one. He looked at this religion, as was natural to him,
from the point of view of law; in religion as such he had no
particular interest. If I am not mistaken, it was for him, except
in so far as it is connected with Roman law, the least interesting
part of all his far-reaching Roman studies. More recent writers of
credit and ability have followed his lead, and stress has been laid
on the legal side of religion at Rome; it has been described over
and over again as merely a system of contracts between gods and
worshippers, secured by hard and literal formalism, and without
ethical value or any native principle of growth. Quite recently,
for example, so great an authority as Professor Cumont has written
of it thus:—"Il n'a peut être jamais existé aucune religion aussi froide,
aussi prosaïque que celle des Romains. Subordonnée à la politique,
elle cherche avant tout, par la stricte exécution de pratiques
appropriées, à assurer à l'État la protection des dieux ou à
détourner les effets de leur malveillance. Elle a conclu avec les
puissances célestes un contrat synallagmatique d'où découlent des
obligations réciproques: sacrifices d'une part, faveurs de
l'autre.... Sa liturgie rappelle par la minutie de ses
prescriptions l'ancien droit civil. Cette religion se défie des
abandons de l'âme et des élans de la dévotion." And he finishes his
description by quoting a few words of the late M. Jean Réville:
"The legalism of the Pharisees, in spite of the dryness of their
ritualistic minutiae, could make the heart vibrate more than the
formalism of the Romans."2Now it is not for me to deny the truth of such statements as
this, though I might be disposed to say that it is rather
approximate than complete truth as here expressed, does not sum up
the whole story, and only holds good for a single epoch of this
religious history. But surely, for anyone interested in the history
of religion, a religious system of such an unusual kind, with
characteristics so well marked, must, one would suppose, be itself
an attractive subject. A religion that becomes highly formalised
claims attention by this very characteristic. At one time, however
far back, it must have accurately expressed the needs and the
aspirations of the Roman people in their struggle for existence. It
is obviously, as described by the writers I have quoted, a very
mature growth, a highly developed system; and the story, if we
could recover it, of the way in which it came to be thus
formalised, should be one of the deepest interest for students of
the history of religion. Another story, too, that of the gradual
discovery of theinadequacyof
this system, and of the engrafting upon it, or substitution for it,
of foreign rites and beliefs, is assuredly not less instructive;
and here, fortunately, our records make the task of telling it an
easier one.Now these two stories, taken together, sum up what we may
call thereligious experience of the Roman
people; and as it is upon these that I wish to
concentrate your attention during this and the following course, I
have called these lectures by that name. My plan is not to provide
an exhaustive account of the details of the Roman worship or of the
nature of the Roman gods: that can be found in the works of
carefully trained specialists, of whom I shall have something to
say presently. More in accordance with the intentions of the
Founder of these lectures, I think, will be an attempt to follow
out, with such detailed comment as may be necessary, the religious
experience of the Romans, as an important part of their history.
And this happens to coincide with my own inclination and training;
for I have been all my academic life occupied in learning and
teaching Roman history, and the fascination which the study of the
Roman religion has long had for me is simply due to this fact.
Whatever may be the case with other religions, it is impossible to
think of that of the Romans as detached from their history as a
whole; it is an integral part of the life and growth of the people.
An adequate knowledge of Roman history, with all its difficulties
and doubts, is the only scientific basis for the study of Roman
religion, just as an adequate knowledge of Jewish history is the
only scientific basis for a study of Jewish religion. The same rule
must hold good in a greater or less degree with all other forms of
religion of the higher type, and even when we are dealing with the
religious ideas of savage peoples it is well to bear it steadfastly
in mind. I may be excused for suggesting that in works on
comparative religion and morals this principle is not always
sufficiently realised, and that the panorama of religious or
quasi-religious practice from all parts of the world, and found
among peoples of very different stages of development, with which
we are now so familiar, needs constant testing by increased
knowledge of those peoples in all their relations of life. At any
rate, in dealing with Roman evidence the investigator of religious
history should also be a student of Roman history generally, for
the facts of Roman life, public and private, are all closely
concatenated together, and spring with an organic growth from the
same root. The branches tend to separate, but the tree is of
regular growth, compact in all its parts, and you cannot safely
concentrate your attention on one of these parts to the comparative
neglect of the rest. Conversely, too, the great story of the rise
and decay of the Roman dominion cannot be properly understood
without following out the religious history of this people—their
religious experience, as I prefer to call it. To take an example of
this, let me remind you of two leading facts in Roman history:
first, the strength and tenacity of the family as a group under the
absolute government of the paterfamilias; secondly, the strength
and tenacity of the idea of the State as represented by theimperiumof its magistrates. How
different in these respects are the Romans from the Celts, the
Scandinavians, even from the Greeks! But these two facts are in
great measure the result of the religious ideas of the people, and,
on the other hand, they themselves react with astonishing force on
the fortunes of that religion.I do not indeed wish to be understood as maintaining that the
religion of the Roman was the most important element in his mental
or civic development: far from it. I should be the first to concede
that the religious element in the Roman mind was not that part of
it which has left the deepest impress on history, or contributed
much, except in externals, to our modern ideas of the Divine and of
worship. It is not, as Roman law was, the one great contribution of
the Roman genius to the evolution of humanity. But Roman law and
Roman religion sprang from the same root; they were indeed in
originone and the same thing.
Religious law was a part of theius
civile, and both were originally administered by
the same authority, the Rex. Following the course of the two side
by side for a few centuries, we come upon an astonishing
phenomenon, which I will mention now (it will meet us again) as
showing how far more interest can be aroused in our subject if we
are fully equipped as Roman historians than if we were to study the
religion alone, torn from the living body of the State, and placed
on the dissecting-board by itself. As the State grew in population
and importance, and came into contact, friendly or hostile, with
other peoples, both the religion and the law of the State were
called upon to expand, and they did so. But they did so in
different ways; Roman law expandedorganicallyand intensively, absorbing
into its own body the experience and practice of other peoples,
while Roman religion expandedmechanicallyand extensively, by taking
on the deities and worship of otherswithout any
organic change of its own being. Just as the
English language has been able to absorb words of Latin origin,
through its early contact with French, into the very tissue and
fibre of its being, while German has for certain reasons never been
able to do this, but has adopted them as strangers only, without
making them its very own: so Roman law contrived to take into its
own being the rules and practices of strangers, while Roman
religion, though it eventually admitted the ideas and cults of
Greeks and others, did so without taking them by a digestive
process into its own system. Had the law of Rome remained as
inelastic as the religion, the Roman people would have advanced as
little in civilisation as those races which embraced the faith of
Islam, with its law and religion alike impermeable to any
change.3Here is a phenomenon that at once attracts attention and
suggests questions not easy to answer. Why is it that the Roman
religion can never have the same interest and value for mankind as
Roman law? I hope that we shall find an answer to this question in
the course of our studies: at this moment I only propose it as an
example of the advantage gained for the study of one department of
Roman life and thought by a pretty complete equipment in the
knowledge of others.At the same time we must remember that the religion of the
Romans is a highly technical subject, like Roman law, the Roman
constitution, and almost everything else Roman; it calls for
special knowledge as well as a sufficient training in Roman
institutions generally. Each of these Roman subjects is like a
language with a delicate accidence, which is always presenting the
unwary with pitfalls into which they are sure to blunder unless
they have a thorough mastery of it. I could mention a book full of
valuable thoughts about the relation to Paganism of the early
Christian Church, by a scholar at once learned and
sympathetic;4who when he happens to deal for a moment with the old Roman
religion, is inaccurate and misleading at every point. He knew, for
example, that this religion is built on the foundation of the
worship of the family, but he yielded to the temptation to assume
that the family in heaven was a counterpart of the family on earth,
"as it might be seen in any palace of the Roman nobility." "Jupiter
and Juno," he says, "were the lord and lady, and beneath them was
an army of officers, attendants, ministers, of every rank and
degree." Such a description of the pantheon of his religion would
have utterly puzzled a Roman, even in the later days of theological
syncretism. Again he says that this religion was strongly moral;
that "the gods gave every man his duty, and expected him to perform
it." Here again no Roman of historical times, or indeed of any age,
could have allowed this to be his creed. Had it really been so, not
only the history of the Roman religion, but that of the Roman
state, would have been very different from what it actually
was.The principles then on which I wish to proceed in these
lectures are—(1) to keep the subject in continual touch with Roman
history and the development of the Roman state; (2) to exercise all
possible care and accuracy in dealing with the technical matters of
the religion itself. I may now go on to explain more exactly the
plan I propose to follow.It will greatly assist me in this explanation if I begin by
making clear what I understand, for our present purposes, by the
wordreligion. There have been
many definitions propounded—more in recent years than ever before,
owing to the recognition of the study of religion as a department
of anthropology. Controversies are going on which call for new
definitions, and it is only by slow degrees that we are arriving at
any common understanding as to the real essential thing or fact for
which we should reserve this famous word, and other words closely
connected with it,e.g.the
supernatural. We are still disputing, for example, as to the
relation of religion to magic, and therefore as to the exact
meaning to be attributed to each of these terms.Among the many definitions of religion which I have met with,
there is one which seems to me to be particularly helpful for our
present purposes; it is contributed by an American investigator.
"Religion is the effective desire to be in right
relation to the Power manifesting itself in the
universe."5Dr. Frazer's definition is not different in essentials: "By
religion I understand a propitiation or conciliation of powers
superior to man which are believed to direct and control the course
of nature and of human life;"6only that here the word is used of acts of worship rather
than of the feeling or desire that prompts them. The definition of
the late M. Jean Réville, in a chapter on "Religious Experience,"
written near the end of his valuable life, is in my view nearer the
mark, and more comprehensive. "Religion," he says, "is essentially
a principle of life, the feeling of a living relation between the
human individual and the powers or power of which the universe is
the manifestation. What characterises each religion is its way of
looking upon this relation and its method of applying it."7And a little further on he writes: "It is generally admitted
that this feeling of dependence upon the universe is the root of
all religion." But this is not so succinct as the definition which
I quoted first, and it introduces at least one term,the individual, which, for certain
good reasons, I think it will be better for us to avoid in studying
the early Roman religious ideas."Religion is the effective desire to be in
right relations with the Power manifesting itself in the
universe." This has the advantage of treating
religion as primarily and essentially afeeling, an instinctive desire, and
the word "effective," skilfully introduced, suggests that this
feeling manifests itself in certain actions undertaken in order to
secure a desired end. Again, the phrase "right relations" seems to
me well chosen, and better than the "living relation" of M.
Réville, which if applied to the religions of antiquity can only be
understood in a sacramental sense, and is not obviously so
intended. "Right relation" will cover all religious feeling, from
the most material to the most spiritual. Think for a moment of the
119th Psalm, the high-water mark of the religious feeling of the
most religious people of antiquity; it is a magnificent declaration
of conformity to the will of God,i.e.of the desire to be in right relation to Him, to His
statutes, judgments, laws, commands, testimonies, righteousness.
This is religion in a high state of development; but our definition
is so skilfully worded as to adapt itself readily to much earlier
and simpler forms. The "Power manifesting itself in the universe"
may be taken as including all the workings of nature, which even
now we most imperfectly understand, and which primitive man so
little understood that he misinterpreted them in a hundred
different ways. The effective desire to be in right relation with
these mysterious powers, so that they might not interfere with his
material well-being—with his flocks and herds, with his crops, too,
if he were in the agricultural stage, with his dwelling and his
land, or with his city if he had got so far in social
development—this is what we may call the religious instinct, the
origin of what the Romans calledreligio.8The effective desire to have your own will brought into
conformity to the will of a heavenly Father is a later development
of the same feeling; to this the genuine Roman never attained, and
the Greek very imperfectly.If we keep this definition steadily in mind, I think we shall
find it a valuable guide in following out what I call the religious
experience of the Roman people; and at the present moment it will
help me to explain my plan in drawing up these lectures. To begin
with, in the prehistoric age of Rome, so far as we can discern from
survivals of a later age, the feeling or desire must have taken
shape, ineffectively indeed, in many quaint acts, some of them
magical or quasi-magical, and possibly taken over from an earlier
and ruder population among whom the Latins settled. Many of these
continued, doubtless, to exist among the common folk, unauthorised
by any constituted power, while some few were absorbed into the
religious practice of the State, probably with the speedy loss of
their original significance. Such survivals of ineffective religion
are of course to be found in the lowest stratum of the religious
ideas of every people, ancient and modern; even among the
Israelites,9and in the rites of Islam or Christianity. They form, as it
were,a kind of protoplasm of religious
vitality, from which an organic growth was
gradually developed. But though they are necessarily a matter of
investigation as survivals which have a story to tell, they do not
carry us very far when we are tracing the religious experience of a
people, and in any case the process of investigating them is one of
groping in the dark. I shall deal with these survivals in my next
two lectures, and then leave them for good.I am more immediately concerned with the desire expressed in
our definitionwhen it has become more
effective; and this we find in the Latins when
they have attained to a complete settlement on the land, and are
well on in the agricultural stage of social development. This stage
we can dimly see reflected in the life of the home and farm of
later times; we have, I need hardly say, no contemporary evidence
of it, though archaeology may yet yield us something. But the
conservatism of rural life is a familiar fact, and comes home to me
when I reflect that in my own English village the main features of
work and worship remained the same through many centuries, until we
were revolutionised by the enclosure of the parish and the coming
of the railroad in the middle of the nineteenth century. The
intense conservatism of rural Italy, up to the present day, has
always been an acknowledged fact, and admits of easy explanation.
We may be sure that the Latin farmer, before the City-state was
developed, was like his descendants of historical times, the
religious head of a family, whose household deities wereeffectivelyworshipped by a regular and
orderly procedure, whose dead were cared for in like manner, and
whose land and stock were protected from malignant spirits by a
boundary made sacred by yearly rites of sacrifice and prayer.
Doubtless these wild spirits beyond his boundaries were a constant
source of anxiety to him; doubtless charms and spells and other
survivals from the earlier stage were in use to keep them from
mischief; but these tend to become exceptions in an orderly life of
agricultural routine which we may callreligious. Spirits may accept domicile
within the limits of the farm, and tend, as always in this
agricultural stage, to become fixed to the soil and to take more
definite shape as in some sense deities. This stage—that of the
agricultural family—is the foundation of Roman civilised life, in
religious as in all other aspects, and it will form the subject of
my fourth lecture.The growing effectiveness of the desire, as seen in the
family and in the agricultural stage, prepares us for still greater
effectiveness in the higher form of civilisation which we know as
that of the City-state. That desire, let me say once more, is to be
in right relations with the Power manifesting itself in the
universe. It is only in the higher stages of civilisation that this
desire can really become effective; social organisation, as I shall
show, produces an increased knowledge of the nature of the Power,
and with it a systematisation of the means deemed necessary to
secure the right relations. The City-state, the peculiar form in
which Greek and Italian social and political life eventually
blossomed and fructified, was admirably fitted to secure this
effectiveness. It was, of course, an intenselylocalsystem; and the result was,
first, that the Power is localised in certain spots and propitiated
by certain forms of cult within the city wall, thus bringing the
divine into closest touch with the human population and its
interests; and secondly, that the concentration of intelligence and
will-power within a small space might, and did at Rome, develop a
very elaborate system for securing the right relations—in other
words, it produced a religious system as highly ritualistic as that
of the Jews.With the several aspects of this system my fifth and
succeeding lectures will be occupied. I shall deal first with the
religious calendar of the earliest historical form of the
City-state, which most fortunately has come down to us entire. I
shall devote two lectures to the early Roman ideas of divinity, and
the character of their deities as reflected in the calendar, and as
further explained by Roman and Greek writers of the literary age.
Two other lectures will discuss the ritual of sacrifice and prayer,
with the priests in charge of these ceremonies, and the ritual of
vows and of "purification." In each of these I shall try to point
out wherein the weakness of this religious system lay—viz. in
attempts at effectiveness so elaborate that they overshot their
mark, in a misconception of the means necessary to secure the right
relations, and in a failure to grow in knowledge of the Power
itself.Lastly, as the City-state advances socially and politically,
in trade and commerce, in alliance and conquest, we shall find that
the ideas of other peoples about the Power, and their methods of
propitiation, begin to be adopted in addition to the native stock.
The first stages of this revolution will bring us to the conclusion
of my present course; but we shall be then well prepared for what
follows. For later on we shall find the Romans feeling afresh the
desire to be in right relation with the Power, discovering that
their own highly formalised system is no longer equal to the work
demanded of it, and pitiably mistaking their true course in seeking
a remedy. Their knowledge of the Divine, always narrow and limited,
becomes by degrees blurred and obscured, and their sight begins to
fail them. I hope in due course to explain this, and to give you
some idea of the sadness of their religious experience before the
advent of an age of philosophy, of theological syncretism, and of
the worship of the rulers of the state.Let us now turn for a few minutes to the special difficulties
of our subject. These are serious enough; but they have been
wonderfully and happily reduced since I began to be interested in
the Roman religion some twenty-five years ago. There were then only
two really valuable books which dealt with the whole subject.
Though I could avail myself of many treatises, good and bad, on
particular aspects of it, some few of which still survive, the only
two comprehensive and illuminating books were Preller'sRömische Mythologie, and Marquardt's
volume on the cult in hisStaatsverwaltung. Both of these were
then already many years old, but they had just been reedited by two
eminent scholars thoroughly well equipped for the task—Preller's
work by H. Jordan, and Marquardt's by Georg Wissowa. They were
written from different points of view; Preller dealt with the
deities and the ideas about them rather than with the cults and the
priests concerned with them; while Marquardt treated the subject as
a part of the administration of government, dealing with the
worship and theius divinum,
and claiming that this was the only safe and true way of arriving
at the ideas underlying that law and worship.10Both books are still indispensable for the student; but
Marquardt's is the safer guide, as dealing with facts to the
exclusion of fancies. The two taken together had collected and
sifted the evidence so far as it was then available.TheCorpus Inscriptionumhad not at that time got very far, but its first volume,
edited by Mommsen, contained the ancient Fasti, which supply us
with the religious calendar of early Rome, and with other matter
throwing light upon it. This first volume was an invaluable help,
and formed the basis (in a second edition) of the book I was
eventually able to write on theRoman Festivals of
the Period of the Republic. At that time, too,
in the 'eighties, Roscher'sLexicon of Greek and
Roman Mythologybegan to appear, which aimed at
summing up all that was then known about the deities of both
peoples; this is not even yet completed, and many of the earlier
articles seem now almost antiquated, as propounding theories which
have not met with general acceptance. All these earlier articles
are now being superseded by those in the new edition of
Pauly'sReal-Encyclopädie,
edited by Wissowa. Lastly, Wissowa himself in 1902 published a
large volume entitledDie Religion und Kultus der
Römer, which will probably be for many years the
best and safest guide for all students of our subject. Thoroughly
trained in the methods of dealing with evidence both literary and
archaeological, Wissowa produced a work which, though it has
certain limitations, has the great merit of not being likely to
lead anyone astray. More skilfully and successfully than any of his
predecessors, he avoided the chief danger and difficulty that beset
all who meddle with Roman religious antiquities, and invariably
lead the unwary to their destruction; he declined to accept as
evidence what in nine cases out of ten is no true evidence at
all—the statements of ancient authors influenced by Greek ideas and
Greek fancy. He holds in the main to the principle laid down by
Marquardt, that we may use, as evidence for their religious ideas,
what we are told that the Romansdidin practising their worship, but must regard with suspicion,
and subject to severe criticism, what either they themselves or the
Greeks wrote about those religious ideas—that is, about divine
beings and their doings.It is indeed true that the one great difficulty of our
subject lies in the nature of the evidence; and it is one which we
can never hope entirely to overcome. We have always to bear in mind
that the Romans produced no literature till the third century B.C.;
and the documentary evidence that survives from an earlier age in
the form of inscriptions, or fragments of hymns or of ancient law
(such as the calendar of which I spoke just now), is of the most
meagre character, and usually most difficult to interpret. Thus the
Roman religion stands alone among the religions of ancient
civilisations in that we are almost entirely without surviving
texts of its forms of prayer, of its hymns or its legends;11even in Greece the Homeric poems, with all the earliest Greek
literature and art, make up to some extent for the want of that
documentary evidence which throws a flood of light on the religions
of Babylon, Egypt, the Hindus, and the Jewish people. We know in
fact as little about the religion of the old Italian populations as
we do about that of our own Teutonic ancestors, less perhaps than
we do about that of the Celtic peoples. The Romans were a rude and
warlike folk, and meddled neither with literature nor philosophy
until they came into immediate contact with the Greeks; thus it was
that, unfortunately for our purposes, the literary spirit, when at
last it was born in Italy, was rather Greek than Roman. When that
birth took place Rome had spread her influence over Italy,—perhaps
the greatest work she ever accomplished; and thus the latest
historian of Latin literature can venture to write that "the
greatest time in Roman history was already past when real
historical evidence becomes available."12We have thus to face two formidable facts: (1) that the
period covered by my earlier lectures must in honesty be called
prehistoric; and (2) that when the Romans themselves began to write
about it they did so under the overwhelming influence of Greek
culture. With few exceptions, all that we can learn of the early
Roman religion from Roman or Greek writers comes to us, not in a
pure Roman form, clearly conceived as all things truly Roman were,
but seen dimly through the mist of the Hellenistic age. The Roman
gods, for example, are made the sport of fancy and the subject of
Hellenistic love-stories, by Greek poets and their Roman
imitators,13or are more seriously treated by Graeco-Roman philosophy
after a fashion which would have been absolutely incomprehensible
to the primitive men in whose minds they first had their being. The
process of disentangling the Roman element from the Greek in the
literary evidence is one which can never be satisfactorily
accomplished; and on the whole it is better, with Wissowa and
Marquardt, to hold fast by the facts of the cult, where the
distinction between the two is usually obvious, than to flounder
about in a slough of what I can only call pseudo-evidence. If all
that English people knew about their Anglo-Saxon forefathers were
derived from Norman-French chroniclers, how much should we really
know about government or religion in the centuries before the
Conquest! And yet this comparison gives but a faint idea of the
treacherous nature of the literary evidence I am speaking of. It is
true indeed that in the last age of the Republic a few Romans began
to take something like a scientific interest in their own religious
antiquities; and to Varro, by far the most learned of these, and to
Verrius Flaccus, who succeeded him in the Augustan age, we owe
directly or indirectly almost all the solid facts on which our
knowledge of the Roman worship rests. But their works have come
down to us in a most imperfect and fragmentary state, and what we
have of them we owe mainly to the erudition of later grammarians
and commentators, and the learning of the early Christian fathers,
who drew upon them freely for illustrations of the absurdities of
paganism. And it must be added that when Varro himself deals with
the Roman gods and the old ideas about them, he is by no means free
from the inevitable influence of Greek thought.Apart from the literary material and the few surviving
fragments of religious law and ritual, there are two other sources
of light of which we can now avail ourselves, archaeology and
anthropology; but it must be confessed that as yet their
illuminating power is somewhat uncertain. It reminds the scrupulous
investigator of those early days of the electric light, when its
flickering tremulousness made it often painful to read by, and
when, too, it might suddenly go out and leave the reader in
darkness. It is well to remember that both sciences are young, and
have much of the self-confidence of youth; and that Italian
archaeology, now fast becoming well organised within Italy, has
also to be co-ordinated with the archaeology of the whole
Mediterranean basin, before we can expect from it clear and
unmistakable answers to hard questions about race and religion.
This work, which cannot possibly be done by an individual
withoutco-operation—the secret
of sound work which the Germans have long ago discovered—is in
course of being carried out, so far as is at present possible, by a
syndicate of competent investigators.14In order to indicate the uncertain nature of the light which
for a long time to come is all we can expect from Italian
archaeology, I have only to remind you that one of the chief
questions we have to ask of it is the relation of the mysterious
Etruscan people to the other Italian stocks, in respect of
language, religion, and art. Whether the Etruscans were the same
people whom the Greeks called Pelasgians, as many investigators now
hold: whether the earliest Roman city was in any true sense an
Etruscan one: these are questions on the answers to which it is not
as yet safe to build further hypotheses. In regard to religion,
too, we are still very much in the dark. For example, there are
many Etruscan works of art in which Roman deities are portrayed, as
is certain from the fact that their names accompany the figures;
but it is as yet almost impossible to determine how far we can use
these for the interpretation of Roman religious ideas or legends.
Many years ago a most attractive hypothesis was raised on the
evidence of certain of these works of art, where Hercules and Juno
appear together in a manner which strongly suggests that they are
meant to represent the male and female principles of human life;
this hypothesis was taken up by early writers in theMythological Lexicon, and relying upon
them I adopted it in myRoman
Festivals,15and further applied it to the interpretation of an unsolved
problem in the fourthEclogueof
Virgil.16But since then doubt has been thrown on it by Wissowa, who
had formerly accepted it. As being of Etruscan origin, and found in
places very distant from each other and from Rome, we have, he
says, no good right to use these works of art as evidence for the
Roman religion.17The question remains open as to these and many other works of
art, but the fact that the man of coolest judgment and most
absolute honesty is doubtful, suggests that we had best wait
patiently for more certain light.In Rome itself, where archaeological study is concentrated
and admirably staffed, great progress has been made, and much light
thrown on the later periods of religious history. But for the
religion of the ancient Roman state, with which we are at present
concerned, it must be confessed that very little has been gleaned.
The most famous discovery is that recently made in the Forum of an
archaic inscription which almost certainly relates to some
religious act; but as yet no scholar has been able to interpret it
with anything approaching to certainty.18More recently excavations on the further bank of the Tiber
threw a glint of light on the nature of an ancient deity, Furrina,
about whom till then we practically knew nothing at all; but the
evidence thus obtained was late and in Greek characters. We must in
fact entertain no great hopes of illumination from excavations, but
accept thankfully what little may be vouchsafed to us. On the other
hand, from the gradual development of Italian archaeology as a
whole, and, I must here add, from the study of the several old
Italian languages, much may be expected in the future.The other chief contributory science is anthropology,i.e.the study of the working of the
mind of primitive man, as it is seen in the ideas and practices of
uncivilised peoples at the present day, and also as it can be
traced in survivals among more civilised races. For the history of
the religion of the Roman City-state its contribution must of
necessity be a limited one; that is a part of Roman history in
general, and its material is purely Roman, or perhaps I should say,
Graeco-Roman; and Wissowa in all his work has consistently declined
to admit the value of anthropological researches for the
elucidation of Roman problems. Perhaps it is for this very reason
that his book is the safest guide we possess for the study of what
the Romans did and thought in the matter of religion; but if we
wish to try and get to the original significance of those acts and
thoughts, it is absolutely impossible in these days to dispense
with the works of a long series of anthropologists, many of them
fortunately British, who have gradually been collecting and
classifying the material which in the long run will fructify in
definite results. If we consider the writings of eminent scholars
who wrote about Greek and Roman religion and mythology before the
appearance of Dr. Tylor'sPrimitive
Culture—Klausen, Preuner, Preller, Kuhn, and
many others, who worked on the comparative method but with slender
material for the use of it—we see at once what an immense advance
has been effected by that monumental work, and by the stimulus that
it gave to others to follow the same track. Now we have in this
country the works of Lang, Robertson Smith, Farnell, Frazer,
Hartland, Jevons, and others, while a host of students on the
Continent are writing in all languages on anthropological subjects.
Some of these I shall quote incidentally in the course of these
lectures; at present I will content myself with making one or two
suggestions as to the care needed in using the collections and
theories of anthropologists, as an aid in Roman religious
studies.First, let us bear in mind that anthropologists are apt to
have their favourite theories—conclusions, that is, which are the
legitimate result of reasoning inductively on the class of facts
which they have more particularly studied. Thus Mannhardt had his
theory of the Vegetation-spirit, Robertson Smith that of the
sacramental meal, Usener that of the Sondergötter, Dr. Frazer that
of divine Kingship; all of which are perfectly sound conclusions
based on facts which no one disputes. They have been of the
greatest value to anthropological research; but when they are
applied to the explanation of Roman practices we should be
instantly on our guard, ready indeed to welcome any glint of light
that we may get from them, but most carefully critical and even
suspicious of their application to other phenomena than those which
originally suggested them. It is in the nature of man as a
researcher, when he has found a key, to hasten to apply it to all
the doors he can find, and sometimes, it must be said, to use
violence in the application; and though the greatest masters of the
science will rarely try to force the lock, they will use so much
gentle persuasion as sometimes to make us fancy that they have
unfastened it. All such attempts have their value, but it behoves
us to be cautious in accepting them. The application by Mannhardt
of the theory of the Vegetation-spirit to certain Roman
problems,e.g.to that of the
Lupercalia,19and the October horse,20must be allowed, fascinating as it was, to have failed in the
main. The application by Dr. Frazer of the theory of divine
Kingship to the early religious history of Rome, is stillsub judice, and calls for most careful
and discriminating criticism.21Secondly, as I have already said, Roman evidence is
peculiarly difficult to handle, except in so far as it deals with
the simple facts of worship; when we use it for traditions, myths,
ideas about the nature of divine beings, we need a training not
only in the use of evidence in general, but in the use of Roman
evidence in particular. Anthropologists, as a rule, have not been
through such a training, and they are apt to handle the evidence of
Roman writers with a light heart and rather a rough hand. The
result is that bits of evidence are put together, each needing
conscientious criticism, to support hypotheses often of the
flimsiest kind, which again are used to support further hypotheses,
and so on, until the sober inquirer begins to feel his brain
reeling and his footing giving way beneath him. I shall have
occasion to notice one or two examples of this uncritical use of
evidence later on, and will say no more of it now. No one can feel
more grateful than I do to the many leading anthropologists who
have touched in one way or another on Roman evidence; but for
myself I try never to forget the words of Columella, with which a
great German scholar began one of his most difficult
investigations: "In universa vita pretiosissimum est intellegere
quemque nescire se quod nesciat."22NOTES TO LECTURE I1Mommsen,Hist. of Rome(E.T.), vol. ii. p. 433.2Cumont,Les Religions orientales dans le paganisme
romain, p. 36. Cp. Dill,Roman
Society in the Last Century of the Western Empire, p. 63. Gwatkin,The Knowledge of
God, vol. ii. p. 133.3See some
valuable remarks in Lord Cromer'sModern
Egypt, vol. ii. p. 135.4Since this
lecture was written this scholar has passed away, to the great
grief of his many friends; and I refrain from mentioning his
name.5Ira W. Howerth,
inInternational Journal of Ethics, 1903, p. 205. I owe the reference to R. Karsten,The Origin of Worship, Wasa, 1905, p.
2, note. Cp. E. Caird,Gifford
Lectures("Evolution of Theology in the Greek
Philosophers"), vol. i. p. 32. "That which underlies all forms of
religion, from the highest to the lowest, is the idea of God as an
absolute power or principle." To this need only be added the desire
to be in right relation to it. Mr. Marett's word "supernaturalism"
seems to mean the same thing; "There arises in the region of human
thought a powerful impulse to objectify, and even to personify, the
mysterious or supernatural something felt; and in the region of
will a corresponding impulse to render it innocuous, or, better
still, propitious, by force of constraint (i.e.magic), communion, or
conciliation." See hisThreshold of
Religion, p. 11. Prof. Haddon, commenting on
this (Magic and Fetishism, p.
93), adds that "there are thus produced the two fundamental factors
of religion, the belief in some mysterious power, and the desire to
enter into communication with the power by means of worship." Our
succinct definition seems thus to be adequate.6The Golden
Bough, ed. 2, vol. i. p. 62.7Liberal
Protestantism, p. 64.8Forreligioas a feeling essentially, see
Wissowa,Religion und Kultus der Römer, p. 318 (henceforward to be cited asR.K.. For further development of the
meaning of the word in Latin literature, see the author's paper
inProceedings of the Congress for the History of
Religions(Oxford, 1908), vol. ii. p. 169 foll. A
different view of the original meaning of the word is put forward
by W. Otto inArchiv für
Religionswissenschaft, vol. xii., 1909, p. 533
(henceforward to be cited asArchivsimply). See also below, p.459foll.9See,e.g., Frazer inAnthropological Essays presented to E. B.
Tylor, p. 101 foll.10Staatsverwaltung, iii. p. 2. This will
henceforward be cited asMarquardtsimply. It forms part of the greatHandbuch
der römischen Alterthümerof Mommsen and
Marquardt, and is translated into French, but unfortunately not
into English. I may add here that I have only recently become
acquainted with what was, at the time it was written, a remarkably
good account of the Roman religion, full of insight as well as
learning, viz. Döllinger'sThe Gentile and the
Jew, Book VII. (vol. ii. of the English
translation, 1906).11Two fragments
of ancient carmina,i.e.formulae which are partly spells and partly hymns,
survive—those of the Fratres Arvales and the Salii or dancing
priests of Mars. For surviving formulae of prayer see below, p. 185
foll. Our chief authority on the ritual of prayer and sacrifice
comes from Iguvium in Umbria, and is in the Umbrian dialect; it
will be referred to in Bücheler'sUmbrica(1883), where a Latin
translation will be found. The Umbrian text revised by Prof. Conway
forms an important part of that eminent scholar's work on the
Italian dialects.12F. Leo,
inDie griechische und lateinische Literatur und
Sprache, p. 328. Cp. Schanz,Geschichte der röm. Literatur, vol. i.
p. 54 foll.13Among Roman
poets Ovid is the worst offender, Propertius and Tibullus mislead
in a less degree; but they all make up for it to some extent by
preserving for us features of the worship as it existed in their
own day. The confusion that has been caused in Roman religious
history by mixing up Greek and Roman evidence is incalculable, and
has recently been increased by Pais (Storia di
Roma, andAncient Legends of
Roman History), and by Dr. Frazer in his
lectures on the early history of Kingship—writers to whom in some
ways we owe valuable hints for the elucidation of Roman problems.
See also Soltau,Die Anfänge der römischen
Geschichtsschreibung, 1909, p. 3.14Most welcome to
English readers has been Mr. T. E. Peet's recently published volume
onThe Stone and Bronze Ages in Italy, and still more valuable for our purposes will be its
sequel, when it appears, on the Iron Age.15Roman
Festivals, p. 142 foll.; henceforward to be
cited asR.F.16See
Virgil'sMessianic Eclogue, by
Mayor, Fowler, and Conway, p. 75 foll.17Wissowa,R.K.p. 227.18An account of
this in English, with photographs, will be found in Pais'sAncient Legends of Roman History, p.
21 foll., and notes.19Mannhardt,Mythologische
Forschungen, p. 72 foll.20Ibid., p. 156 foll.21Lectures on
the Early History of Kingship, lectures
7-9.22Not long after these last sentences were
written, a large work appeared by Dr. Binder, a German professor of
law, entitledDie Plebs, which
deals freely with the oldest Roman religion, and well illustrates
the difficulties under which we have to work while archaeologists,
ethnologists, and philologists are still constantly in disagreement
as to almost every important question in the history of early
Italian culture. Dr. Binder's main thesis is that the earliest Rome
was composed of two distinct communities, each with its own
religion,i.e.deities, priests,
and sacra; the one settled on the Palatine, a pastoral folk of
primitive culture, and of pure Latin race; the other settled on the
Quirinal, Sabine in origin and language, and of more advanced
development in social and religious matters. So far this sounds
more or less familiar to us, but when Dr. Binder goes on to
identify the Latin folk with the Plebs and the Sabine settlement
with the Patricians, and calls in religion to help him with the
proof of this, it is necessary to look very carefully into the
religious evidence he adduces. So far as I can see, the limitation
of the wordpatricianto the
Quirinal settlement is very far from being proved by this evidence
(seeThe Year's Work in Classical
Studies, 1909, p. 69). Yet the hypothesis is an
extremely interesting one, and were it generally accepted, would
compel us to modify in some important points our ideas of Roman
religious history, and also of Roman legal history, with which Dr.
Binder is mainly concerned.
LECTURE II
ON THE THRESHOLD OF RELIGION: SURVIVALSMy subject proper is the religion of an organised State: the
religious experience of a comparatively civilised people. But I
wish, in the first place, to do what has never yet been done by
those who have written on the Roman religion—I wish to take a
survey of the relics, surviving in later Roman practice and belief,
of earlier stages of rudimentary religious experience. In these
days of anthropological and sociological research, it is possible
to do this without great difficulty; and if I left it undone, our
story of the development of religion at Rome would be mutilated at
the beginning. Also we should be at a disadvantage in trying to
realise the wonderful work done by the early authorities of the
State in eliminating from their rule of worship (ius divinum) almost all that was
magical, barbarous, or, as later Romans would have called it,
superstitious. This is a point on which I wish to lay especial
stress in the next few lectures, and it entails a somewhat tiresome
account of the ideas and practices of which, as I believe, they
sought to get rid. These, I may as well say at once, are to be
found for the most part surviving, as we might expect,outsideof the religion of the State;
where they survive within its limits, they will be found to have
almost entirely lost their original force and meaning.Every student of religious history knows that a religious
system is a complex growth, far more complex than would appear at
first sight; that it is sure to contain relics of previous eras of
human experience, embedded in the social strata as lifeless
fossils. These only indeed survive because human nature is
intensely conservative, especially in religious matters; and of
this conservative instinct the Romans afford as striking an example
as we can readily find. They clung with extraordinary tenacity, all
through their history, to old forms; they seem to have had a kind
of superstitious feeling that these dead forms had still a value as
such, though all the life was gone out of them. It would be easy to
illustrate this curious feature of the Roman mind from the history
of its religion; it never disappeared; and to this day the Catholic
church in Italy retains in a thinly-disguised form many of the
religious practices of the Roman people.Stage after stage must have been passed by the Latins long
before our story rightly begins; how many revolutions of thought
they underwent, how much they learnt and took over from earlier
inhabitants of the country in which they finally settled, we cannot
even guess. As I said in the last lecture, we have no really
ancient history of the Romans, as we have, for example, of the
Egyptians or Babylonians; to us it is all darkness, save where a
little light has been thrown on the buried strata by archaeology
and anthropology. That little light, which may be expected to
increase in power, shows survivals here and there of primitive
modes of thought; and these I propose to deal with now in the
following order.TotemismI
shall mention merely to clear it out of the way; buttaboowill take us some little time,
and so willmagicin its various
forms.About totemism all I have to say is this. As I write, Dr.
Frazer's great work on this subject has just appeared; it is
entirely occupied with totemism among modern savages, true totemic
peoples, with the object of getting at the real principles of that
curious stratum of human thought, and he leaves to others the
discussion of possible survivals of it among Aryans, Semites, and
Egyptians. He himself is sceptical about all the evidence that has
been adduced to prove its existence in classical antiquity (see
vol. i. p. 86 and vol. iv. p. 13). Under these circumstances, and
seeing that Dr. Frazer has always been the accepted exponent of
totemism in this country since the epoch-making works appeared of
Tylor and Robertson Smith, it is obviously unnecessary for me
either to attempt to explain what it is, or to examine the attempts
to find survivals of it in ancient Italy. When it first became
matter of interest to anthropologists it was only natural that they
should be apt to find it everywhere. Dr. Jevons, for example,
following in the steps of Robertson Smith, found plenty of
totemistic survivals both in Greece and Italy in writing his
valuableIntroduction to the History of
Religion; but he is now aware that he went too
far in this direction. Quite recently there has been a run after
the same scent in France; not long ago a French scholar published a
book on the ensigns of the Roman army,23which originally represented certain animals, and using Dr.
Frazer's early work on totemism with a very imperfect knowledge of
the subject, tried to prove that these were originally totem signs.
Roman names of families and old Italian tribe-names are still often
quoted as totemistic; but the Fabii and Caepiones, named after
cultivated plants, and the Picentes and Hirpini, after woodpecker
and wolf, though tempting to the totemist, have not persuaded Dr.
Frazer to accept them as totemistic, and may be left out of account
here; there may be many reasons for the adoption of such names
besides the totemistic one. In the course of the last Congress of
religious history, a sober French scholar, M. Toutain, made an
emphatic protest against the prevailing tendency in France, of
which the leading representative is M. Salomon Reinach.24Let us pass on at once to the second primitive mode of
thought which I mentioned just now, and which is not nearly so
remote—speaking anthropologically—from classical times as totemism.
Totemism belongs to a form of society, that of tribe or clan, in
which family life is unknown in our sense of the word, and it is
therefore wholly remote from the life of the ancient Italian
stocks, in whose social organisation the family was a leading fact;
buttabooseems rather to be a
mode of thought common to primitive peoples up to a comparatively
advanced stage of development, and has left its traces in all
systems of religion, including those of the present
day.By this famous wordtaboo, of Polynesian origin, is to be understood a very important
part of what I have called the protoplasm of primitive religion,
and one closely allied both to magic and fetishism. For our present
purposes we may define it as a mysterious influence believed to
exist in objects both animate and inanimate, which makes
themdangerous,infectious,unclean,or
holy, which two last qualities are often almost
identical in primitive thought, as Robertson Smith originally
taught us.25What exactly the savage or semi-civilised mind thought about
this influence we hardly yet know; we have another Polynesian
word,mana, which expresses
conveniently its positive aspect, and may in time help us towards a
better understanding of it.26It is in origin pre-animistic,i.e.it is not so much believed to
emanate from aspiritresiding
in the object, as from some occult miasmatic quality. All human
beings in contact with other men or things possessing this quality
are believed to suffer in some way, and to communicate the
infection which they themselves receive. As Dr. Farnell says in his
chapter on the ritual of purification,27"The sense-instinct that suggests all this was probably some
primeval terror or aversion evoked by certain objects, as we see
animals shrink with disgust at the sight or smell of blood. The
nerves of savage man are strangely excited by certain stimuli of
touch, smell, taste, sight; the specially exciting object is
something that we should call mysterious, weird, or
uncanny."Based on this notion of constant danger from infection, there
arose a code of unwritten custom as rigid as that enforced by a
careful physician in infectious cases at the present day; and thus,
too, in course of time there was developed the idea of the
possibility ofdisinfection, an
idea as salutary as the discovery in medical science of effective
methods for the disinfection of disease. The code of taboo had an
obvious ethical value, as Dr. Jevons pointed out long ago;28like all discipline carried out with a social end in view, it
helped men to realise that they were under obligations to the
community of which they were a part, and that they would be visited
by severe penalties if they neglected these duties. But it
inevitably tended to forge a set of fetters binding and cramping
the minds of its captives with a countless number of terrors; life
was full of constant anxiety, of that feeling expressed by the
later Romans in the wordreligio,29which, as we shall see, probably had its origin in this
period of primitive superstition. The only remedy is thediscovery of the means of disinfection, or, as we commonly call it, ofpurification: a discovery which must
have been going on for ages, and only finds its completion at Rome
in the era of the City-state. We shall return to this part of the
subject when we deal with the ritual of purification; at present we
must attend to certain survivals in that ritual which suggest that
at one time the ancestors of the Roman people lived under this
unwritten code of taboo.Let us see, in the first place, how human beings were
supposed to be affected by this mysterious influence under certain
circumstances and at particular periods of their existence. As
universally in primitive life, the newborn infant must originally
have been taboo; for every Roman child needed purification or
disinfection, boys on the ninth, girls on the eighth day after
birth. This day was called thedies
lustricus, the day of a purificatory rite; "est
lustricus dies," says Macrobius, "quo infantes
lustranturet nomen accipiunt."30In historical times the naming of the child was doubtless the
more practically important part of the ceremony; though we may note
in passing that the mystic value attaching to names, of which there
are traces in Roman usage, may have even originally given that part
a greater significance than we should naturally attribute to
it.31Again, when the child reaches the age of puberty, it is all
the world over believed to be in a critical or dangerous condition,
needing disinfection; of this idea, so far as I know, the later
Romans show hardly a trace, but we may suppose that the ceremony of
laying aside thetogaof
childhood, which was accompanied by a sacrifice, was a faint
survival of some process of purification.32Once more, after a death the whole family had to be purified
with particular care from the contagion of the corpse,33which was here as everywhere taboo; a cypress bough was stuck
over the door of the house of a noble family to give warning to any
passing pontifex that he was not to enter it;34