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American higher education needs a major reframing of student learning outcomes assessment
Dynamic changes are underway in American higher education. New providers, emerging technologies, cost concerns, student debt, and nagging doubts about quality all call out the need for institutions to show evidence of student learning. From scholars at the National Institute for Learning Outcomes Assessment (NILOA), Using Evidence of Student Learning to Improve Higher Education presents a reframed conception and approach to student learning outcomes assessment. The authors explain why it is counterproductive to view collecting and using evidence of student accomplishment as primarily a compliance activity.
Today's circumstances demand a fresh and more strategic approach to the processes by which evidence about student learning is obtained and used to inform efforts to improve teaching, learning, and decision-making. Whether you're in the classroom, an administrative office, or on an assessment committee, data about what students know and are able to do are critical for guiding changes that are needed in institutional policies and practices to improve student learning and success.
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Gauging student learning is necessary if institutions are to prepare students to meet the 21st century needs of employers and live an economically independent, civically responsible life. For assessment professionals and educational leaders, Using Evidence of Student Learning to Improve Higher Education offers both a compelling rationale and practical advice for making student learning outcomes assessment more effective and efficient.
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Seitenzahl: 499
Veröffentlichungsjahr: 2014
George D. Kuh, Stanley O. Ikenberry, Natasha A. Jankowski, Timothy Reese Cain,
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ISBN 9781118903391 (hardcover); ISBN 9781118903735 (ebk.); ISBN 9781118903667 (ebk.)
FIRST EDITION
The Jossey-Bass Higher and
Adult Education Series
Preface
The Authors
The Organization of the Book
Acknowledgments
About the Authors
1 From Compliance to Ownership: Why and How Colleges and Universities Assess Student Learning
A Culture of Compliance
Realizing the Promise of Assessment
Harvesting Results
What This Book Promises
PART ONE WHAT WORKS? FINDING AND USING EVIDENCE
2 Evidence of Student Learning: What Counts and What Matters for Improvement
Sources and Properties of Assessment Evidence
Obstacles to the Effective Use of Evidence
What Counts as Evidence
Conclusion: Moving to What Matters for Improvement
3 Fostering Greater Use of Assessment Results: Principles for Effective Practice
A Brief History of Assessment Practice
Doing Assessment Versus Using Results
Good Practice: Examples of Effective Use
Seven Principles for Fostering Greater Use of Assessment Results
4 Making Assessment Consequential: Organizing to Yield Results
How Is Assessment Work Organized?
What Is Being Organized?
How Should Assessment Be Organized If Improvement Is the Goal?
Principles for Organizing Assessment
Conclusion
PART TWO WHO CARES? ENGAGING KEY STAKEHOLDERS
5 Faculty and Students: Assessment at the Intersection of Teaching and Learning
Faculty
Students
Students and Faculty Learning Together
Conclusion
6 leadership in Making Assessment Matter
Governing Boards
Presidents and Chancellors
Provosts and Chief Academic Officers
Deans and Department Chairs
Aligning Positions and Messages Across Multiple Roles
Conclusion
7 Accreditation as Opportunity: Serving Two Purposes with Assessment
Accreditation: The Context
Accreditation as Assessment Driver
The Role of Accreditation in Assessment
Institutional Roles and Responsibilities
Some Principles for Using Accreditation in Assessment
Concluding Thoughts
8 The Bigger Picture: Student Learning Outcomes Assessment and External Entities
The State-Level View
The Federal Policy Perspective
The National Organization Picture
The Philanthropic Frame
Implications
PART THREE WHAT NOW? FOCUSING ASSESSMENT ON LEARNING
9 Assessment and Initiative Fatigue: Keeping the Focus on Learning
What Is Initiative Fatigue?
Factors That Contribute to Assessment Fatigue
Assessment as One More Thing
Strategies for Dealing with Initiative Fatigue
It’s About the Learning
Conclusion
10 From Compliance Reporting to Effective Communication: Assessment and Transparency
What Is Transparency?
Internal and External Transparency
From Reporting to Transparent Communication
NILOA Transparency Framework
Final Thoughts
11 Making Assessment Matter
The Current Context
What's Around the Corner?
Mobilizing for Effective Use of Evidence of Student Learning
Some Final Thoughts
References
Appendix A: NILOA National Advisory Panel
Appendix B: NILOA Staff, 2008 to 2014
Index
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Chapter 6
Table 6.1
Chapter 2
Figure 2.1
Percentage of Institutions Employing Different Assessment Approaches at the Institution Level to Represent Undergraduate Learning in 2009 and 2013.
Figure 2.2
VALUE Rubric from the Association of American Colleges and Universities. Reprinted with permission from
Assessing Outcomes and Improving Achievement: Tips and Tools for Using Rubrics
, edited by Terrel Rhodes. Copyright 2010 by the Association of American Colleges and Universities.
Chapter 3
Figure 3.1
Comparison of Uses of Assessment Results in 2009 and 2013.
Figure 3.2
The Assessment Cycle.
Chapter 4
Figure 4.1
Various Factors Influencing Organization of Assessment.
Chapter 9
Figure 9.1
Comparison of AAC&U Essential Learning Outcomes and Degree Qualifications Profile Proficiencies. (From http://leap.aacu.org/toolkit/wp-content/uploads/2012/02/DQP_ELOs_onepage.pdf)
Chapter 10
Figure 10.1
NILOA Transparency Framework.
Cover
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UNDERSTANDING WHAT STUDENTS know and are able to do as a result of their college education is no simple task, yet it is fundamental to student success and to the quality and effectiveness of American higher education. This volume grows out of a deep concern that the practical value of otherwise well-conceived efforts to assess student learning in American higher education is often diminished by deeply nested misconceptions. Many in the academy—especially those most directly responsible for the assessment of student learning—still view the assessment of student learning as an obligatory, externally imposed chore of compliance and accountability. Yes, to be fair, the capacity and commitment of colleges and universities to assess student learning outcomes have grown substantially, especially over the last decade. But the fruits of these investments—the tangible benefits to students and academic institutions—are embarrassingly modest.
What is required, we believe, is a fundamental reframing of the conversation around assessment and a clearer focus on the use of evidence of student learning in more productive and targeted ways. As we explain in this book, a complex, evolving combination of trends and forces makes evidence of student learning essential to improving student success and strengthening the vitality of colleges and universities. The quality of student learning at colleges and universities is inadequate—even declining, some say—and the meaning and coherence of a college degree are threatened as most undergraduates attend multiple institutions. New providers of higher education, transformative emergent technologies, anxiety over college costs, scarce and constrained resources, high levels of student debt, and the growing concerns of governing board members, employers, policymakers, accreditors, donors, and others have placed the gathering and use of evidence of student learning in a new light. Often missed in this cacophony of voices is the fact that many institutions have been responding to these challenges for years, but with too little to show for their efforts.
It is the use of evidence of student learning—its utility and impact on the lives of students and the prospects of campuses—that is the focus of this book. Documenting student learning and the conditions that promote high levels of student performance is a daunting task. Knowing how to harness evidence of student learning to improve teaching and learning and propel students to greater accomplishment is ultimately what matters.
This is the central challenge we take up in this book: identifying what colleges and universities must do to move the assessment of student learning from an act of compliance to the use of assessment results to guide changes that foster stronger student and institutional performance. Rather than accept the conventional view that going through the motions of assessment is a necessary burden, we argue that evidence of student learning is essential to strengthen the impact of courses, programs, and collegiate experiences; to ensure that students acquire the intended knowledge, proficiencies, and dispositions; to continuously improve teaching and learning; and to document the value of higher education to individuals and society. Thus conceived, gathering evidence of student learning is not for compliance with external demands but, rather, an institutional strategy, a core function of continuous improvement, and a means for faculty and staff to elevate student success and strengthen institutional health.
The contributors to this book are especially well suited to take up its challenge. All are actively engaged with the work of the National Institute for Learning Outcomes Assessment (NILOA), which is colocated at the University of Illinois and Indiana University. Founded in 2008, NILOA is the leading national voice supporting efforts by colleges and universities to obtain, use, and share evidence of student learning to strengthen student attainment and improve undergraduate education. NILOA’s monthly newsletter informs more than 6,500 college presidents, provosts, faculty, student affairs staff, institutional research directors, and assessment professionals about fresh thinking and new developments, resources including NILOA reports on special topics, case studies featuring best practices, and related topics. On average, more than 10,000 individuals each month visit the NILOA website (www.learningoutcomesassessment.org); most are from the United States, but academics from 120 countries and territories also draw on NILOA resources.
Since 2012, NILOA has tracked the use of Lumina Foundation’s Degree Qualifications Profile (DQP) and related efforts to calibrate teaching and learning activities with desired outcomes, including developing a library of exemplary course assignments from different disciplines that elicit essential learning outcomes. NILOA’s Occasional Paper series—with more than 20 releases at the time of this writing—has engaged the nation’s most prominent educational leaders and assessment scholars and practitioners in a dialogue around contemporary issues. All of these efforts are designed to increase the capacity of colleges and universities to gather and use evidence of student learning to guide change in ways that strengthen the quality and impact of American higher education.
Taken together, the contributors to this volume represent an exceptional blend of scholarly acumen and practical experience.
Tim Cain, a historian of higher education with a background in college student development, brings to his inquiries related to faculty involvement in outcomes assessment both expertise on faculty and students and experience codirecting a campus-wide undergraduate research initiative at the University of Illinois.
Peter Ewell, at the National Center on Higher Education Management Systems, inspired and chronicled many of the formative and contemporary events shaping assessment work since the mid-1980s by working with hundreds of campuses and providing policy advice on assessment to states and accreditors.
Pat Hutchings was among the pioneers at Alverno College in its early years of outcomes assessment, served as the inaugural director of the American Association for Higher Education Assessment Forum, and, as a senior scholar at the Carnegie Foundation for the Advancement of Teaching, worked with faculty who were studying their students’ learning.
Stan Ikenberry, president emeritus of the University of Illinois and the American Council of Education and NILOA co-principal investigator, has a lifetime of experience in American higher education and a deep understanding of why colleges and universities must harness evidence of student learning to confront the challenges facing students and institutions.
Natasha A. Jankowski manages the day-to-day work of NILOA and is among the best-informed scholar-practitioners about issues related to public reporting and use of assessment data to mobilize resources to realize the promises of data-informed efforts to promote student success and institutional improvement.
Jillian Kinzie, through her work with hundreds of colleges and universities at the National Survey of Student Engagement (NSSE) Institute for Effective Educational Practice and her experience with various accreditation organizations and review teams, brings deep insight into the applications of assessment results for institutional improvement.
George Kuh, also a NILOA co-principal investigator, with his leadership roles with national assessment programs such as NSSE, the Strategic National Arts Alumni Project (SNAAP), and the College Student Experiences Questionnaire (CSEQ) research program, coupled with a 35-year run as a university faculty member and academic administrator, brings another set of informed perspectives and expertise to the topics this book addresses.
Perhaps the most important qualification these authors share is a commitment to shift the functions and forms of assessment away from the conventional view that assessment is primarily an act of compliance to the realization that gathering and using evidence of student accomplishment are indispensable for addressing concerns about academic quality and informing institutional improvement.
Stan Ikenberry and George Kuh open the book with their chapter “From Compliance to Ownership: Why and How Colleges and Universities Assess Student Learning.” They present the contextualized rationale for why it is imperative for the focus of assessment to shift from an act of mere compliance to one of institutional ownership in which evidence of student learning is harnessed to make decisions and guide change. As signaled earlier, the guiding premise is that assessment of student learning is essential to student success and institutional performance. While this same work may also confirm the quality and benefit of higher education and may be useful to regional accreditors and policymakers, the value of evidence of student learning lies on campus, within the academy, where it can be harnessed to make wiser decisions and improve the learning experience of all students.
This volume is then divided into three main parts.
In Chapter 2, “Evidence of Student Learning: What Counts and What Matters for Improvement,” Pat Hutchings, Jillian Kinzie, and Kuh discuss what constitutes actionable evidence of student learning, as contrasted to other forms of data about the student experience, and consider the broad range of sources of relevant evidence, such as surveys, portfolios, classroom assignments, and external performances and their useful application for quality improvement.
In Chapter 3, “Fostering Greater Use of Assessment Results: Principles for Effective Practice,” Kinzie, Hutchings, and Natasha Jankowski illustrate the broad range of effective uses of assessment evidence, drawing on case studies and focus groups conducted by NILOA and reports from institutional consortia and individual institutions to describe approaches that prompted meaningful use of assessment results and the principles that undergird these efforts.
Chapter 4, “Making Assessment Work Consequential: Organizing to Yield Results,” examines different approaches to implementing assessment work as Kinzie and Jankowski illustrate how institutions with different missions use assessment committees, teaching and learning centers, faculty reward and governance structures, and institutional research and effectiveness offices to gather, use, and productively communicate evidence of student learning.
In Chapter 5, “Faculty and Students: Assessment at the Intersection of Teaching and Learning,” Tim Cain and Hutchings focus on what may be the most important but often the most frequently overlooked dimensions of assessment—faculty collaboration and student participation in the design and implementation of assessment approaches. They offer principles for how to make assessment more meaningful and useful for those who are central to student learning and institutional improvement.
In Chapter 6, “Leadership in Making Assessment Matter,” Peter Ewell and Ikenberry explore the role of institutional leaders—specifically governing boards, presidents, provosts, deans, and department chairs—in managing and leading assessment efforts and in the practical use of evidence of student learning to inform institutional decision making and increase student learning and success.
In Chapter 7, “Accreditation as Opportunity: Serving Two Purposes with Assessment,” Ewell and Jankowski address accreditors’ need for evidence of student learning to assure quality and institutions’ role in meaningful engagement with accreditation standards, with special emphasis on the ways institutions implement and respond to accreditation requirements and the role of learning outcomes frameworks such as the Degree Qualifications Profile (DQP).
In Chapter 8, “The Bigger Picture: Student Learning Outcomes Assessment and External Entities,” Ikenberry, Kinzie, and Ewell examine state and federal policy related to assessing student learning as a means of quality improvement and consider the work of national organizations such as the American Association of State Colleges and Universities, the American Council on Education, the Association of American Colleges and Universities, the Association of Public and Land-Grant Universities, and the Council of Independent Colleges, among others.
In Chapter 9, “Assessment and Initiative Fatigue: Keeping the Focus on Learning,” Kuh and Hutchings discuss what campuses can do to ameliorate the potential debilitating effects when faculty and staff find themselves overwhelmed trying to implement multiple assessment projects and improvement initiatives along with their regular responsibilities.
In Chapter 10, “From Compliance Reporting to Effective Communication: Assessment and Transparency,” Jankowski and Cain consider transparency not as a reporting or compliance exercise but as an effort to communicate to various internal and external audiences a variety of evidence on student learning. NILOA’s transparency framework is highlighted as a means for thinking about the several dimensions of assessment that can be made more transparent, the interests of various audiences in such information, and the ways higher education can more effectively communicate evidence of student learning to both internal and external stakeholders.
In the closing chapter, the contributors to this volume ponder what the assessment movement has accomplished in providing useful evidence of student outcomes and the work left to be done.
This volume is very much a collaborative endeavor. From the beginning, all the contributors helped shape the book’s purpose and structure. While certain authors took the lead on respective chapters, in every case, their good work benefitted from the comments and ideas of other contributors. And, in some instances, ideas that originally appeared in one chapter found their way to another when and where the material made for a stronger, more coherent, and persuasive presentation. The order of authorship reflects this collaborative nature. Kuh and Ikenberry, as NILOA co-principal investigators, and Jankowski, as associate director, are listed first. The other authors, all NILOA senior scholars, are listed in alphabetical order.
We intend for the book to spark a fresh and broad conversation on the future of higher education and the role of evidence of student learning in dealing with the contemporary challenges facing American higher education. Thus, the volume is especially relevant for those who lead, govern, and make America’s colleges and universities among the best in the world—presidents and provosts, governing board members, and education policymakers. They are key players in positioning assessment work within the broader framework of higher education so that it informs institutional decision making and quality improvement efforts.
We expect the book to be particularly useful for faculty members and assessment professionals, institutional researchers, and those new to assessment, as it provides both practical and conceptual advice for thinking about and undertaking student learning outcomes assessment. For this reason, the contents are also instructive for graduate students aiming for a position in postsecondary education, along with administrators and staff members seeking to better understand how gathering and using student learning outcomes data—done well—can contribute to their effectiveness and to overall institutional performance.
FROM ITS INCEPTION, NILOA has benefitted from sage counsel from national thought leaders who comprise NILOA’s national advisory panel, listed in Appendix A. Their commitment to the core values of the academy and its obligations for societal betterment is inspiring and aspirational.
NILOA’s work, along with numerous advances in the assessment field, would not be possible without the visionary leadership and generous support of philanthropic organizations. We are especially grateful to Lumina Foundation and Jamie Merisotis for the leadership grant that helped launch NILOA. The Carnegie Corporation of New York and the Teagle Foundation also provided resources at critical junctures, and we are most thankful for their interest and support.
The University of Illinois at Urbana-Champaign has been our principal home and a congenial host for NILOA and a superb staff, including graduate research assistants and senior scholars (Appendix B). We have been warmly welcomed and supported by this rich academic community. NILOA’s impact and sustainability could not have been possible without the stimulating, engaged environment that makes it possible for us to thrive.
If there were an award for outstanding copyediting, it would surely belong to Sarah Martin from the Indiana University Center for Postsecondary Research. Her work and expertise have touched every page of this book, and the volume is much the better because of her. We also appreciate the good services provided by the Indiana University Center for Survey Research in conducting the three national NILOA surveys we refer to in this volume.
Finally, we tip our hats to countless colleagues across the country who responded to surveys, participated in focus groups, helped with case studies and reports, and otherwise shared their good work. It is through their efforts to assess student learning inside and outside the classroom that we have learned a great deal about the value of this important work and how it can be used to enhance student accomplishment and improve institutional performance. We are in their debt.
Timothy Reese Cain is associate professor at the University of Georgia’s Institute of Higher Education and a senior scholar at the National Institute of Learning Outcomes Assessment. He writes and teaches about the history of higher education, college and university faculty, campus speech, and learning outcomes assessment. He has published in Teachers College Record, Labor History, and the History of Education Quarterly, among numerous other outlets, and his first book, Establishing Academic Freedom: Politics, Principles, and the Development of Core Values, was released in 2012. He earned his A.B. in history at Duke University, his M.A. in higher education and student affairs at The Ohio State University, and his Ph.D. in education at the University of Michigan. From 2005 to 2013, he was on the faculty at the University of Illinois, where he coordinated the higher education program and codirected the Ethnography of the University Initiative.
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